District of New Hampshire Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings

Cases filed

Cases 1 - 10 of 54
Walpole v. Gutierrez et al
as 1:2014cv00507
Defendant: Kanwardev Raja Singh Bal, Richard J. Gaynor, Thomas Gutierrez
Plaintiff: Bob Walpole
Cause Of Action: Securities Exchange Act
Robey v. Gutierrez et al
as 1:2014cv00499
Defendant: Kanwardev Raja Singh Bal, Richard J. Gaynor, Thomas Gutierrez
Plaintiff: William Robey
Cause Of Action: Securities Exchange Act
Glassman v. Gutierrez et al
as 1:2014cv00485
Defendant: Kanwardev Raja Singh Bal, Richard J. Gaynor, Thomas Gutierrez
Plaintiff: Michael S. Glassman
Cause Of Action: Securities Exchange Act
Ringer v. Gutierrez et al
as 1:2014cv00478
Defendant: Raja Bal, Canaccord Genuity Inc., J. Michael Conaway and others
Plaintiff: Dennis Ringer
Cause Of Action: Securities Exchange Act
Deerhaven Capital LLC v. Gutierrez et al
as 1:2014cv00463
Defendant: Richard J. Gaynor, Kanwardev Raja Singh Bal, Thomas Gutierrez
Plaintiff: Deerhaven Capital LLC
Cause Of Action: Securities Exchange Act
Favalora v. Gutierrez et al
as 1:2014cv00460
Defendant: Matthew E. Massengill, Thomas Gutierrez, Goldman, Sachs & Co. and others
Plaintiff: John J. Favalora, Jr.
Cause Of Action: Securities Exchange Act
Impagliazzo et al v. Gutierrez et al
as 1:2014cv00458
Defendant: Thomas Gutierrez, Richard J. Gaynor, Raja Bal
Plaintiff: Tami Fitzkoff, Frank S. Impagliazzo
Cause Of Action: Securities Exchange Act
Boccabella v. Gutierrez et al
as 1:2014cv00457
Defendant: Richard J. Gaynor, Kanwardev Raja Singh Bal, Thomas Gutierrez
Plaintiff: John Boccabella
Cause Of Action: Securities Exchange Act
Opperman et al v. Gutierrez et al
as 1:2014cv00454
Plaintiff: Vance K. Opperman
Defendant: Morgan Stanley & Co. LLC, Matthew E. Massengill, Thomas Gutierrez and others
Cause Of Action: Securities Fraud
Holland v. Gutierrez et al
as 1:2014cv00447
Plaintiff: Marlene Elizabeth Holland
Defendant: Thomas Gutierrez, Richard J. Gaynor, Kanwardev Raja Singh Bal
Cause Of Action: Securities Exchange Act
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