D.C. Circuit Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings
Cases filed
Cases 1 - 10 of 420
DOE v. PUBLIC COMPANY ACCOUNTING OVERSIGHT BOARD
as 1:2024cv00780
Plaintiff: JOHN DOE
Defendant: PUBLIC COMPANY ACCOUNTING OVERSIGHT BOARD and UNITED STATES OF AMERICA
Cause Of Action: 28 U.S.C. § 1331 Fed. Question
Eugene Kim v. FINRA
as 23-7136
Plaintiff / Appellant: Eugene H. Kim
Defendant / Appellee: Financial Industry Regulatory Authority, Inc.
Intervenor / Appellee: United States of America
SECURITIES AND EXCHANGE COMMISSION v. MERRILL et al
as 1:2023mc00106
Receiver: GREGORY S. MILLIGAN
Plaintiff: SECURITIES AND EXCHANGE COMMISSION
Defendant: KEVIN B. MERRILL, JAY B. LEDFORD, CAMERON R. JEZIERSKI and others
SECURITIES AND EXCHANGE COMMISSION et al v.DA COSTA NETO
as 1:2023cv02451
Plaintiff: SECURITIES AND EXCHANGE COMMISSION
Defendant: ROMERO CABRAL DA COSTA NETO
KIM v. FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. We have downloadable decisions or orders for this case
as 1:2023cv02420
Plaintiff: EUGENE H. KIM
Defendant: FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Amicus Curiae: SECURITIES EXCHANGES, NATIONAL FUTURES ASSOCIATION, CME GROUP INC. and others
Intervenor: UNITED STATES OF AMERICA
Cause Of Action: 28 U.S.C. § 1331 Fed. Question
HOU v. UPSIDE SERVICES, INC.
as 1:2023cv02177
Plaintiff: YONGJIN HOU
Defendant: UPSIDE SERVICES, INC. and WAYNE LIN
Cause Of Action: 12 U.S.C. § 22 Securities Fraud
HAWKINS v. DANAHER CORPORATION et al
as 1:2023cv02055
Plaintiff: BRENDA HAWKINS
Defendant: DANAHER CORPORATION, RAINER M. BLAIR and MATT MCGREW
SECURITIES AND EXCHANGE COMMISSION v. BINANCE HOLDINGS LIMITED et al Featured Case
as 1:2023cv01599
Not Classified By Court: SECURITIES AND EXCHANGE COMMISSION
Defendant: BINANCE HOLDINGS LIMITED, BAM TRADING SERVICES LIMITED, BAM MANAGEMENT US HOLDINGS INC. and others
Petitioner: EEON, PARADIGM OPERATIONS LP, Circle Internet Financial LLC and others
Amicus Curiae: ADMINISTRATIVE LAW SCHOLARS and NEW FINANCE INSTITUTE
ISOM v. BOWSER et al
as 1:2022cv02796
Plaintiff: TYESHA N. ISOM
Defendant: MURIEL BOWSER, JOHN FALCICCHIO, SONIA SOTOMAYOR and others
CASE NUMBER NOT USED
as 1:2022cv02540
Not Classified By Court: BED BATH & BEYOND, INC.
Plaintiff: NO PARTY
Cause Of Action: 12 U.S.C. § 22 Securities Fraud

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