District of Mississippi Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings

Cases filed

Cases 1 - 10 of 25
Ratcliff v. Geron Corporation et al
as 2:2014cv00081
Defendant: John A. Scarlett, Geron Corporation, Olivia K. Bloom
Plaintiff: David M. Ratcliff
Cause Of Action: m(a) Securities Exchange Act
Barot v. R.F. Lafferty & Co., Inc. et al
as 1:2014cv00015
Defendant: Todd Sherman, Apex Clearing Corporation, R.F. Lafferty & Co., Inc. and others
Plaintiff: Navin Barot
Cause Of Action: m(a) Securities Exchange Act
Rawlings et al v. Koestler et al
as 3:2012cv00341
Defendant: Luke Koestler , Seventh Knight, Inc.
Plaintiff: William Cunningham and Turnerwindham LLC , Jeff Rawlings
Cause Of Action: m(a) Securities Exchange Act
U.S. Commodity Futures Trading Commission v. Tradewind Investments, LLC et al
as 4:2011cv00190
Plaintiff: U.S. Commodity Futures Trading Commission
Defendant: Tradewind Investments, LLC, Gary Futch, Bradley Futch
Cause Of Action: Fraud - Commodities Leverage Contracts
Cellular South, Inc. v. Merrill, Lynch, Pierce, Fenner & Smith, Inc. et al
as 3:2010cv00081
Plaintiff: Cellular South, Inc., Cellular South, Inc.
Defendant: Merrill, Lynch, Pierce, Fenner & Smith, Inc., John Does A-J
Cause Of Action: Fed. Question: Securities Violation
Cellular South, Inc. v. J.P. Morgan Securities, Inc. et al
as 3:2010cv00080
Plaintiff: Cellular South, Inc., Cellular South, Inc.
Defendant: J.P. Morgan Securities, Inc., John Does A through D
Cause Of Action: Securities Exchange Act
Shapley et al v. Haggard
as 1:2009cv00268
Plaintiff: Chris Shapley, Mark Shapley
Defendant: Robert David Haggard
Cause Of Action: - Diversity: Securities & Exchange Commiss
Paschal et al v. Haggard
as 1:2009cv00204
Plaintiff: John Taylor Paschal, Suzanne Paschal, Mary Edith Shapley and others
Defendant: Robert David Haggard
Cause Of Action: - Diversity: Securities & Exchange Commiss
Smith v. Lenoir
as 3:2009cv00342
Plaintiff: Emma Mae Smith, Emma Mae Smith
Defendant: Bobby Lenoir
Cause Of Action: Securities Fraud
Richmond v. RMK Advantage Income Fund, Inc. et al
as 3:2009cv00329
Plaintiff: Nettie Nell Richmond
Defendant: RMK Advantage Income Fund, Inc., Morgan Asset Management, Inc., Morgan Keegan & Company, Inc.
Cause Of Action: Diversity-Notice of Removal
Type: Other Statutes None
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