District of Kentucky Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings

Cases filed

Cases 1 - 10 of 30
Bondali v. YUM! Brands, Inc., et al
as 3:2013cv00463
Consol_plaintiff: Jason Yun , William A Shader , Corey Glaser
Defendant: Richard T Carucci , Jing-Shyh S Su , Patrick Grismer and others
Plaintiff: Arun Bondali , FRANKFURT-TRUST Investment GmbH
Cause Of Action: Securities Exchange Act
Leed HR, LLC v. Redridge Finance Group, LLC We have downloadable decisions or orders for this case
as 3:2012cv00797
Plaintiff: Leed HR, LLC
Defendant: Redridge Finance Group, LLC
Cause Of Action: Securities Exchange Act
Griffin v. Jones et al We have downloadable decisions or orders for this case
as 5:2012cv00163
Plaintiff: David Griffin
Defendant: Charles A. Jones , Sarah C. Jones , CA Jones Management Group, LLC and others
Cause Of Action: Fed. Question: Securities Violation
Griffin v. Jones et al
as 5:2012cv00033
Defendant: College Book Rental Company, LLC, Sarah C. Jones , CA Jones Management Group, LLC and others
Plaintiff: David Griffin
Cause Of Action: m(a) Securities Exchange Act
Morgan Keegan & Co., Inc. v. Ras
as 3:2011cv00435
Defendant: Robert Ras
Plaintiff: Morgan Keegan & Co., Inc.
Cause Of Action: U.S. Arbitration Act
Osburn v. Smith et al We have downloadable decisions or orders for this case
as 3:2011cv00363
Defendant: Roger Edward Taylor, Chad Eugene Miller , Richard T. Smith and others
Plaintiff: Douglas Osburn
Cause Of Action: - Petition for Removal: Securities Fraud
Securities and Exchange Commission v. Carroll et al We have downloadable decisions or orders for this case
as 3:2011cv00165
Plaintiff: Securities and Exchange Commission
Defendant: Patrick M. Carroll, James P. Carroll, William T. Carroll and others
Cause Of Action: m(a) Securities Exchange Act
DeGraff Family Trust et al v. Cory
as 1:2011cv00025
Plaintiff: DeGraff Family Trust , William A Jorgensen , Tracie Jorgensen
Defendant: Roger L. Cory
Cause Of Action: - Petition for Removal: Securities Fraud
Flint v. New York Stock Exchange et al
as 3:2010cv00626
Plaintiff: Edward H. Flint
Defendant: New York Stock Exchange, NASDAQ Stock Market, Financial Industry Regulatory Authority and others
Cause Of Action: Civil Miscellaneous Case
Bennett et al v. Durham et al We have downloadable decisions or orders for this case
as 1:2010cv00147
Plaintiff: Paul Daniel Bennett , Chris Endersby , Excellent Properties, LLC and others
Defendant: Hunter Durham, Durham & Zornes
Cause Of Action: - Diversity: Securities Fraud
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