U.S. Court of Appeals, Second Circuit Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings

Cases filed

Cases 1 - 10 of 348

Securities and Exchange Commis v. Amerindo Investment Advisors

as 14-2425
Plaintiff - Appellee: Securities and Exchange Commission
Claimant: Lisa Mayer, Debra Mayer, Robin Sayko and others
Defendant: Amerindo Investment Advisors, Inc., Mr. Paul Marcus
Defendant - Appellant: Amerindo Investment Advisors Inc., ("Amerindo US"), Alberto William Vilar, Gary Alan Tanaka and others

In Re: TVIX Securities Litigat

as 14-2241
Plaintiff: William Bostedo, Individually and on Behalf of All others Similarly Situated, Grace Trading, LLC, David Schottenstein, Individually and on behalf of all others similarly situated and others
Plaintiff - Appellant: Elite Aviation LLC, Endless H3
Defendant - Appellee: Credit Suisse AG, Renato Fassbind, Credit Suisse Securities (USA) LLC and others

Securities and Exchange Commis v. Gerasimowicz

as 14-2298
Plaintiff - Appellee: Securities and Exchange Commission, Proceedings under Section 20(c) of the Securities Act of 1933 and Section 21 (e) (1) of the Securities Exchange Act of 1934 to enforce compliance with an order of the Securites and Exchange Commission
Defendant - Appellant: Meditron Asset Managment, LLC, Meditron Management Group, LLC, Walter V Gerasimowicz