Justia Lawyer, Legal Aid & Services Directory: Alabama Broker Fraud Lawyers
Other Statutes - Securities/Commodities/Exchanges Cases filed in the Alabama Northern District Court [ Court Info ]
Results 1 - 35 of 35
| Parties | District Court | Judge | Type of Lawsuit | Cause of Action |
|---|---|---|---|---|
| November 4, 2009 | ||||
| Securities and Exchange Commission v. LeCroy et al | AL Northern | Unassigned | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission Defendant: Charles E.
LeCroy, Douglas W. MacFaddin
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| October 28, 2009 | ||||
| Freeland v. Goodrich et al | AL Northern | Putnam | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
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Plaintiff: William T Freeland, William T Freeland Defendant: Michael Goodrich, BE&K, Inc.
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| October 20, 2009 | ||||
| Corporate America Credit Union v. Herbst et al | AL Northern | Johnson | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Corporate America Credit Union, Corporate America Credit Union, Corporate America Credit Union Defendant: Joseph Herbst, Charles Thomas, David Brehmer, Robert Siravo, Bill Cheney and others...
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| October 2, 2009 | ||||
| McClellan v. Regions Financial Corporation et al | AL Northern | Blackburn | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: John M McClellan Defendant: Regions Financial Corporation, C Dowd Ritter, Jackson W. Moore,
Irene Esteves, Alton E. Yother and others...
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| July 24, 2009 | ||||
| Schilleci et al v. Morgan Keegan & Company Inc et al | AL Northern | Proctor | Securities/Commodities/Exchanges | - Petition for Removal: SEC Act |
|
Plaintiff: Donald J Schilleci, Donald J Schilleci, Mary Anna Schilleci, Mary Anna Schilleci Defendant:
Morgan Keegan & Company Inc, Morgan Keegan & Company Inc, Morgan Keegan & Company Inc, Morgan Asset Management Inc, Morgan Asset Management Inc and others...
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| July 2, 2009 | ||||
| Gregory et al v. Regions Financial Corporation et al | AL Northern | Unassigned | Securities/Commodities/Exchanges | - Petition for Removal: SEC Act |
|
Plaintiff: Betty J. Schreiber, Betty J. Schreiber, Betty J. Schreiber Defendant: Regions Financial
Corporation, Regions Financial Corporation, Regions Financial Corporation, Morgan Asset Management, Inc., Morgan Asset Management, Inc. and others...
|
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| Holloman v. Regions Bank et al | AL Northern | Proctor | Securities/Commodities/Exchanges | - Petition for Removal: SEC Act |
|
Plaintiff: Rosalind Holloman, Rosalind Holloman, Rosalind Holloman, Rosalind Holloman, Rosalind Holloman Defendant: Regions Bank, Regions Bank, Regions Bank, Morgan Asset Management, Inc, Morgan Asset Management, Inc
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| May 29, 2009 | ||||
| Canale et al v. Regions Bank et al | AL Northern | Acker | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
|
Plaintiff: James J Canale, James J Canale, James J Canale, James J Canale, James J Canale and others... Defendant: Regions Bank, Regions
Bank, Regions Bank, Morgan Asset Management, Inc, Morgan Asset Management, Inc and
others...
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| Canale et al v. Regions Bank et al | AL Northern | Unassigned | Securities/Commodities/Exchanges | Petition for Removal- Breach of Contract |
|
Plaintiff: James J. Canale, James J. Canale, James J. Canale, James J. Canale, James J. Canale and others... Defendant: Regions Bank, Regions
Bank, Morgan Asset Management, Inc.,, Morgan Asset Management, Inc.,
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| May 27, 2009 | ||||
| Life Investors Insurance Company of America v. Gooch | AL Northern | Smith | Securities/Commodities/Exchanges | Enforcement of Administrative Subpoena |
|
Plaintiff: Life Investors Insurance Company of America, Life Investors Insurance Company of America Defendant: Denise V. Gooch
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| Life Investors Insurance Company of America v. Gooch | AL Northern | Smith | Securities/Commodities/Exchanges | Enforcement of Administrative Subpoena |
|
Plaintiff: Life Investors Insurance Company of America, Life Investors Insurance Company of America Defendant: Denise V. Gooch
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| May 18, 2009 | ||||
| Galapagos, L.L.C. et al v. Vision Bank et al | AL Northern | Coogler | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Galapagos, L.L.C., Galapagos, L.L.C., Galapagos, L.L.C., Beowulf LLC, Beowulf LLC and others... Defendant: Vision Bank, Bama Bayou
LLC, Joe Raley Builders, Inc., Scott Raley, Mitchell Company, Inc., The and
others...
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| March 27, 2009 | ||||
| Heim v. Morgan Keegan, Inc. et al | AL Northern | Acker | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Greg E Heim; Defendant: Morgan Keegan, Inc., Morgan Asset Management, Inc, Morgan Asset,
Regions Financial Corporation Inc., Jim Kelsoe
|
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| Rice et al v. Regions Bank et al | AL Northern | Proctor | Securities/Commodities/Exchanges | - Petition for Removal: SEC Act |
|
Plaintiff: Grantland Rice, II, Grantland Rice, II, Joseph Robinson, Joseph Robinson, Richard Robinson and others... Defendant: Regions Bank, Regions
Bank, Morgan Asset Management, Morgan Asset Management, James C. Kelsoe, Jr.
|
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| March 3, 2009 | ||||
| San Francisco Residence Club, Inc. et al v. Baswell-Guthrie et al | AL Northern | Smith | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: San Francisco Residence Club, Inc., Thomas O'Shea, Anne Donahue O'Shea, Trust of Thomas and Anne Donahue O'Shea, The, Kate Donahue
and others...; Defendant: Cheryl
Baswell-Guthrie, Baswell-Guthrie, PC, Scott J. McDermott, Roy F Claytor, Jr, William M Chapman and others...
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| December 23, 2008 | ||||
| Kramer v. Regions Bank et al | AL Northern | Blackburn | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Ernest Kramer; Defendant: Regions Bank, Morgan Asset Management Inc, Morgan Keegan & Co
Inc, Delores Ancell
|
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| December 16, 2008 | ||||
| Bounds v. Regions Bank et al | AL Northern | Proctor | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Mildred Bounds; Defendant: Regions Bank, Morgan Asset Management, Inc
|
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| July 29, 2008 | ||||
| King v. Barron Trading Group, Inc. et al | AL Northern | Propst | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Corey King; Defendant: Barron Trading Group, Inc., Global Asset Management,Inc., Peter Lynn,
Rick Lutz, Monty Myler and others...
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| April 30, 2008 | ||||
| Securities and Exchange Commission v. Langford et al | AL Northern | Blackburn | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
|
Plaintiff: Securities and Exchange Commission; Defendant: Larry P Langford, William B Blount, Blount
Parrish & Co., Inc, Albert W LaPierre
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| May 14, 2007 | ||||
| Sterne, Agee & Leach, Inc. v. National Securities Clearing Corporation et al | AL Northern | Bowdre | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Sterne, Agee & Leach, Inc.; Defendant: National Securities Clearing Corporation, UBS
Securities LLC, Knight Equity Markets, L.P., Hill Thompson Magid & Co., Inc., Finance 500, Inc. and others...
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| January 16, 2007 | ||||
| Ryan Creek Properties, LLC et al v. Regions Bank | AL Northern | Blackburn | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
|
Plaintiff: Ryan Creek Properties, LLC, William H Whitehead, Steve Sutherlin; Defendant: Regions Bank
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| May 30, 2006 | ||||
| Tucker v. AmSouth Bancorporation et al | AL Northern | Davis | Securities/Commodities/Exchanges | Securities Fraud |
| January 4, 2006 | ||||
| Sheeler v. O'Carrs Management Corporation et al | AL Northern | Armstrong | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
| July 25, 2005 | ||||
| DiChiara v. Wachovia Bank, N.A. | AL Northern | Acker | Securities/Commodities/Exchanges | Securities Exchange Act |
| May 13, 2005 | ||||
| Burke v. HealthSouth Corporation et al | AL Northern | Bowdre | Securities/Commodities/Exchanges | Securities Exchange Act |
| January 14, 2005 | ||||
| Kulkarni v. Lucent Technologies Inc | AL Northern | Proctor | Securities/Commodities/Exchanges | Securities Exchange Act |
| October 19, 2004 | ||||
| Randman, et al v. Lucent Technologies | AL Northern | Acker | Securities/Commodities/Exchanges | - Diversity: Securities Fraud |
| September 23, 2004 | ||||
| US Commodity Futures, et al v. Nelson, et al | AL Northern | Blackburn | Securities/Commodities/Exchanges | Federal Commodity Exchange Regulation |
| April 5, 2004 | ||||
| US SEC v. Heyman, et al | AL Northern | Coogler | Securities/Commodities/Exchanges | Securities Fraud |
| February 26, 2004 | ||||
| Securities and Exch v. Ruttenberg | AL Northern | Proctor | Securities/Commodities/Exchanges | Securities Fraud |
| February 11, 2004 | ||||
| Montgomery v. Robert Thomas Securi, et al | AL Northern | Johnson | Securities/Commodities/Exchanges | - Petition for Removal: Securities Fraud |
| February 4, 2004 | ||||
| Securities and Exch v. Epstein | AL Northern | Greene | Securities/Commodities/Exchanges | Securities Fraud |
| January 23, 2004 | ||||
| Nest USA Inc, et al v. Shaw, et al | AL Northern | Blackburn | Securities/Commodities/Exchanges | Securities Exchange Act |
| February 8, 2002 | ||||
| Chazen v. Deloitte & Touche, et al | AL Northern | Bowdre | Securities/Commodities/Exchanges | Diversity-Fraud |
| June 2, 1998 | ||||
| Laperriere, et al v. Vesta Ins Group Inc, et al | AL Northern | Bowdre | Securities/Commodities/Exchanges | Securities Exchange Act |
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