Justia Lawyer, Legal Aid & Services Directory: Arizona Broker Fraud Lawyers
Other Statutes - Securities/Commodities/Exchanges Cases filed in the Arizona District Court [ Court Info ]
Results 1 - 50 of 115
| Parties | District Court | Judge | Type of Lawsuit | Cause of Action |
|---|---|---|---|---|
| September 30, 2009 | ||||
| Covin et al v. Robert W. Baird & Co., Inc. et al | AZ | Aspey | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
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Plaintiff: Ronald Covin, Bernard Patterson, Allen Patzke, Walter Krause Defendant: Robert W. Baird &
Co., Inc., M.L. Stern & Co., LLC, Edward Jones, L.P., The Industrial Developement Authority of The County of Yavapai, The Town of Prescott Valley and others...
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| September 18, 2009 | ||||
| Allstate Insurance Company v. Robert W. Baird & Co. Incorporated et al | AZ | Sedwick | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Allstate Insurance Company Defendant: Robert W. Baird & Co. Incorporated, M.L. Stern &
Co., LLC, Edward Jones, L.P., The Industrial Development Authority of the County of Yavapai, The Town of Prescott Valley and others...
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| Allstate Life Insurance Company v. Robert W. Baird & Co. Inc., et al. | AZ | Burns | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Allstate Life Insurance Company, Allstate Life Insurance Company, Allstate Life Insurance Company, Allstate Life Insurance Company
Defendant: Robert W. Baird & Co., Inc., M.L. Stern & Co., LLC, Edward Jones, L.P., The Industrial Development Authority of the County
of Yavapai, Prescott Valley, Town of and others...
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| August 5, 2009 | ||||
| Securities and Exchange Commission et al v. Medical Capital Holdings, Inc. et al | AZ | Securities/Commodities/Exchanges | Securities Fraud | |
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Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission, Securities and Exchange Commission Defendant: Medical Capital Holdings, Inc., Medical Capital Corporation, Medical Provider Funding Corporation VI, Sidney M Field, Joseph J Lampariello
Receiver: Thomas A Seaman
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| July 28, 2009 | ||||
| Securities and Exchange Commission v. Radical Bunny, LLC et al | AZ | Bolton | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Securities and Exchange Commission Defendant: Radical Bunny, LLC, Tom Hirsch, Berta Walder,
Howard Walder, Harish P. Shah
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| July 22, 2009 | ||||
| Securities and Exchange Commission v. Jenkins | AZ | Sedwick | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
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Plaintiff: Securities and Exchange Commission Defendant: Maynard L Jenkins
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| July 17, 2009 | ||||
| Shapiro v. Matrixx Initiatives, Inc. et al | AZ | Voss | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: David Shapiro Defendant: Matrixx Initiatives, Inc., William J Hemelt, Samuel C Cowley, Timothy
L Clarot, Carl J Johnson
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| April 27, 2009 | ||||
| Pensack v. Nutracea et al | AZ | Martone | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Harvey Pensack, Harvey Pensack, Harvey Pensack Defendant: Nutracea, Bradley D Edson, Todd C
Crow, David Bensol
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| April 23, 2009 | ||||
| Karpov v. Insight Enterprises Inc et al | AZ | Bolton | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Dimitriy Karpov, Dimitriy Karpov, Dimitriy Karpov, Dimitriy Karpov, Dimitriy Karpov and others... Defendant: Insight Enterprises Inc,
Timothy A Crown, Richard A. Fennessy, Stanley Laybourne, Glynis A. Bryan and
others...
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| April 8, 2009 | ||||
| Dillen v. Insight Enterprises, Inc., et al | AZ | Murguia | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Robert S. Dillen; Defendant: Insight Enterprises, Inc., Richard A. Fennessy, Timothy A. Crown,
Stanley Laybourne, Glynis A. Bryan and others...
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| April 2, 2009 | ||||
| Securities and Exchange Commission v. Whispering Winds Properties, LLC et al | AZ | Silver | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
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Plaintiff: Securities and Exchange Commission; Defendant: Whispering Winds Properties, LLC, LM Beagle
Properties, LLC, Karlena, Inc., Axis International, Inc., Dan Wise
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| March 24, 2009 | ||||
| Kaplan v. Insight Enterprises, Inc et al | AZ | Bolton | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Mark Kaplan; Defendant: Insight Enterprises Inc, Stanley Labourne, Richard A Fennessy, Glynis
A Brown
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| March 5, 2009 | ||||
| Securities and Exchange Commission v. Fraser et al | AZ | Anderson | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
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Plaintiff: Securities and Exchange Commission; Defendant: Martin G. Fraser, Don W. Watson, Edward W.
O'Brien, Gary M. Opper
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| February 27, 2009 | ||||
| Burritt v. Nutracea et al | AZ | Martone | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Jennifer Burritt; Defendant: Nutracea, Bradley D Edson, Todd C Crow, David Bensol
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| Lands v. Wolins et al | AZ | Burns | Securities/Commodities/Exchanges | Federal Question |
| February 13, 2009 | ||||
| MedCom USA Incorporated et al v. Williams et al | AZ | Voss | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: MedCom USA Incorporated, Card Activation Technologies, Inc.; Defendant: Wilcom, Inc., American
Norotel Communications, Inc., W.P.W. Aircraft, LLC, Eva S. Williams, William P. Williams
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| February 10, 2009 | ||||
| Sweeney, et al v. Darricarrere, et al | AZ | Sedwick | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Bart Sweeney, Kathleen Sweeney; Defendant: Paul Darricarrere, LLze Darricarrere, Raymund
Schwartz, Lynne Schwartz, Abe Frishman and others...
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| December 22, 2008 | ||||
| Jamel, LLC et al v. Mugel, et al. | AZ | Martone | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Jamel, LLC, William Reiber, Cynthia Reiber, James R. Shough, Elaine V. Shough and others...; Defendant: Michael H. Mugel, Red
Mountain Retail Group, Inc., TBI Construction, Inc.
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| December 12, 2008 | ||||
| Genco Resources, Ltd. v. Blankstein, et al | AZ | Securities/Commodities/Exchanges | Securities Exchange Act | |
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Plaintiff: Genco Resources, Ltd., Genco Resources, Ltd. Defendant: Gordon Blankstein, Robert Blankstein,
Paul Eagland, Andover Ventures, Inc., Chief Consolidated Mining Co.
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| Genco Resources, Ltd. v. Blankstein, et al | AZ | Duncan | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Genco Resources, Ltd.; Defendant: Gordon Blankstein, Robert Blankstein, Paul Eagland, Andover
Ventures, Inc., Chief Consolidated Mining Co.
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| October 27, 2008 | ||||
| Oliver v. Medicis Pharmaceutical Corp. et al | AZ | Teilborg | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Darlene Oliver; Defendant: Medicis Pharmaceutical Corp., Jonah Shacknai, Richard D. Peterson,
Mark A. Prygocki, Sr.,
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| October 23, 2008 | ||||
| Securities and Exchange Commission v. Maas | AZ | Murguia | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
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Plaintiff: Securities and Exchange Commission; Defendant: Brett C Maas
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| October 16, 2008 | ||||
| Barber, et al v. Modavox, Inc., et al | AZ | Campbell | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: John E Barber, Samuel Barnes, George W Case, Kenneth Hayes, Jr., David M Lambert and others...; Defendant: Robert D Arkin, Modavox,
Inc.
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| October 10, 2008 | ||||
| Steamfitters Local 449 Pension Fund v. Medicis Pharmaceutical Corporation et al | AZ | Duncan | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Steamfitters Local 449 Pension Fund; Defendant: Medicis Pharmaceutical Corporation, Jonah
Shacknai, Richard D Peterson, Mark A Prygocki, Sr.
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| September 12, 2008 | ||||
| Amr et al v. Sollitto et al | AZ | Aspey | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Amr M. Amr, Murray Avent, Tom Avent, Peter Ayrey, Donna Baratta and others...; Defendant: Vincent F. Sollitto, Jr.,
James Ching Hua Li, Man Kit (Thomas) Chow, John S. Hodgson, Christopher C.L. Liu and
others...
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| August 20, 2008 | ||||
| TECO Electric & Machinery Co., Ltd. v. Sollitto et al | AZ | Voss | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: TECO Electric & Machinery Co., Ltd.; Defendant: Vincent F. Sollitto, Jr., James Li
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| August 11, 2008 | ||||
| Securities and Exchange Commission v. Stocker et al | AZ | Martone | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
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Plaintiff: Securities and Exchange Commission; Defendant: David B Stocker, Carrera Capital, Inc.
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| August 8, 2008 | ||||
| Securities & Exchange Commission v. Alliance Transcription Services, Inc. et al | AZ | Wake | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
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Plaintiff: Securities & Exchange Commission; Defendant: Alliance Transcription Services, Inc.,
Clifford A Lewis, Richard A Dabney, Raymond C Dabney, Phillip M Young and
others...
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| June 13, 2008 | ||||
| TECO Electric & Machinery Co., Ltd. v. Syntax-Brillian Corp. | AZ | Teilborg | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: TECO Electric & Machinery Co., Ltd.; Defendant: Syntax-Brillian Corp.
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| June 10, 2008 | ||||
| Ecuadorian Minerals Corporation v. UBS Financial Services Inc. et al | AZ | Bolton | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Ecuadorian Minerals Corporation; Defendant: UBS Financial Services Inc., Isaac Bunney, Keith
Brown
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| February 25, 2008 | ||||
| Securities and Exchange Commission v. Pino | AZ | Murguia | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Securities and Exchange Commission Defendant: Mario A Pino
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| February 6, 2008 | ||||
| Bloomfield, Inc. v. Syntax-Brillian Corp. et al | AZ | Campbell | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Bloomfield, Inc., Bloomfield, Inc., Bloomfield, Inc. Defendant: Syntax-Brillian Corp., Vincent
Sollitto, Jr, James Li, Wayne Pratt Movant: New Haven Policemen and Firemen's Pension Fund, City of
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| December 13, 2007 | ||||
| Bogdanov v. Syntax-Brillian Corp., et al | AZ | Silver | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
| Langley v. Syntax-Brillian Corp., et al | AZ | Duncan | Securities/Commodities/Exchanges | Securities Exchange Act |
| December 4, 2007 | ||||
| Nagel Family Trust v. Syntax-Brillian Corp. et al | AZ | Silver | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
| November 15, 2007 | ||||
| Artis v. Limelight Networks et al | AZ | Carroll | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Alice Artis; Defendant: Limelight Networks, Inc., Jeffrey W. Lunsford, Matthew Hale, Nathan
Raciborski, Michael W Gordon and others...
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| Kairalla v. Limelight Networks, Inc. et al | AZ | Martone | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Scott Kairalla; Defendant: Limelight Networks, Inc., Jeffrey W. Lunsford, Michael M Gordon,
William H. Rinehart, Matthew Hale and others...
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| Mustafa v. Limelight Networks, Inc. et al | AZ | Teilborg | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Faisal Mustafa; Defendant: Limelight Networks, Inc., Goldman, Sachs & Co., Morgan Stanley
& Co., Incorporated, Jeffrey W. Lunsford, Nathan Raciborski and others...
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| Paul v. Limelight Networks et al | AZ | Wake | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Benjamin Paul; Defendant: Limelight Networks, Inc., Goldman, Sachs & Co., Morgan Stanley
& Co., Incorporated, Jeffrey W. Lunsford, Nathan F Raciborski and others...
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| Radecki v. Limelight Networks, Inc. et al | AZ | Voss | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Tim Radecki; Defendant: Limelight Networks, Inc., Jeffrey W. Lunsford, Matthew Hale, Nathan F
Raciborski, Allan M Kaplan and others...
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| Weernink v. Limelight Networks, Inc. et al | AZ | Murguia | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Hendo Weernink; Defendant: Limelight Networks, Inc., Goldman, Sachs & Co., Morgan Stanley
& Co., Incorporated, Jefferies & Company, Inc., Piper Jaffray & Co. and
others...
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| November 14, 2007 | ||||
| Tsirekidze v. Syntax-Brillian Corp., et al | AZ | Sedwick | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Teimuraz Tsirekidze; Defendant: Syntax-Brillian Corp., Vincent F. Solitto, Jr., Wayne Pratt
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| November 7, 2007 | ||||
| Lory, et al v. Large Scale Biology Corp., et al | AZ | Wake | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
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Plaintiff: L. Steve Lory, Glenn Haney, L. Steve Lory IRA; Defendant: Large Scale Biology Corp., Robert L
Erwin, Ronald J Arale, Laurence K Grill, Daniel Tuse and others...
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| August 21, 2007 | ||||
| Heffez v. Limelight Network, Inc., et al., | AZ | Bolton | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Larry Heffez; Defendant: Morgan Stanley & Co., Incorporated, Limelight Networks, Goldman,
Sachs & Co., Jeffrey W. Lunsford, Nathan R. Raciborski and others...
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| July 3, 2007 | ||||
| Pozez et al v. Ethanol Capital Management, L.L.C. et al | AZ | Jorgenson | Securities/Commodities/Exchanges | - Petition for Removal: SEC Act |
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Plaintiff: Mitchell Pozez, Neil Kleinman; Defendant: Ethanol Capital Management, L.L.C., Scott
Brittenham, Gary Schwendiman
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| May 7, 2007 | ||||
| Strategic Diversity, Inc v. Alchemix Corp | AZ | Aspey | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Kenneth P. Weiss, Strategic Diveristy, Inc.; Defendant: Robert R. Horton, Cheryl Halota
Horton, Alchemix Corporation, Medici Associates, LLC
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| February 27, 2007 | ||||
| Luke et al v. OneSource Technologies, Inc. et al | AZ | Campbell | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Laurence Luke, Ross Sindelar, Peter Hackstedde, Holly O'Riordan, Paul Richard and others...; Defendant: OneSource Technologies,
Inc., Epstein, Weber & Conover, PLC
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| Luke et al v. OneSource Technologies, Inc. et al | AZ | Securities/Commodities/Exchanges | Securities Exchange Act | |
| February 7, 2007 | ||||
| Weiss v. Amkor Technology Inc. et al | AZ | Rosenblatt | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: State-Boston Retirement System, Scott Bishins, Barbara L Keller, Steven W Eline, Westmoreland County Employees Retirement System
and others...; Defendant: Amkor Technology
Inc., James J. Kim, Kenneth T. Joyce, Bruce Freyman, John N. Boruch and
others...
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| November 20, 2006 | ||||
| Securities and Exchange Commission v. Baer et al | AZ | Carroll | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
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