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Justia Lawyer, Legal Aid & Services Directory: California Broker Fraud Lawyers
Other Statutes - Securities/Commodities/Exchanges Cases filed in the California Central District Court [ Court Info ]
Results 1 - 50 of 531
| Parties | District Court | Judge | Type of Lawsuit | Cause of Action |
|---|---|---|---|---|
| September 25, 2009 | ||||
| Securities and Exchange Commission v. Elliott Broidy | CA Central | Wilson | Other (850) | Securities Exchange Act |
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Petitioner: Securities and Exchange Commission, Securities and Exchange Commission, Securities and Exchange Commission, Securities and
Exchange Commission, Securities and Exchange Commission Respondent: Elliott Broidy, Elliott Broidy
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| July 29, 2009 | ||||
| Albert J. Rasch et al v. Mobile Ready Entertainment Corp. et al | CA Central | Gutierrez | Other (850) | Securities Exchange Act |
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Plaintiff: Albert J. Rasch, Albert J. Rasch & Associates, Kathleen Novinger Defendant: Mobile Ready
Entertainment Corp., Michael H. Magolnick, Craig A. Mora
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| July 28, 2009 | ||||
| Securities and Exchange Commission v. Avery Dennison Corporation | CA Central | Fischer | Other (850) | Securities Exchange Act |
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Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission, Securities and Exchange Commission, Securities and
Exchange Commission Defendant: Avery Dennison Corporation
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| July 27, 2009 | ||||
| Securities and Exchange Commission v. Diversity Capital Investments, Inc. et al | CA Central | Wright | Other (850) | Securities Exchange Act |
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Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission, Securities and Exchange Commission Defendant: Diversity Capital Investments, Inc., Diversity Capital Bancorp De Mexico Ltd., Strong's Capital Investments, Inc., The Optimus Fund, Inc.,
Damian Meneses and others...
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| July 24, 2009 | ||||
| Tom Shepardson v. Skilled Healthcare Group, Inc. et al | CA Central | Carter | Other (850) | Securities Exchange Act |
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Plaintiff: Tom Shepardson, Tom Shepardson, Tom Shepardson Defendant: Skilled Healthcare Group, Inc., Boyd
Hendrickson, John E. King, Devasis Ghose, Credit Suisse Securities, LLC and
others...
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| July 16, 2009 | ||||
| Securities and Exchange Commission v. Medical Capital Holdings Inc et al | CA Central | Carter | Other (850) | Securities Fraud |
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Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission, Securities and Exchange Commission Defendant: Medical Capital Holdings Inc, Medical Capital Corporation, Medical Provider Funding Corporation VI, Sidney M Field, Sidney M Field and others... Receiver: Thomas A Seaman, Thomas A
Seaman Trustee: Wells Fargo Bank, National Association, in its capacity as Trustee for the holders of Medical Provider Financial Corporation
III Series I and Series II Notes and Medical Provider Funding Corporation V, Wells Fargo Bank, National Association, in its capacity as Trustee for the holders of Medical
Provider Financial Corporation III Series I and Series II Notes and Medical Provider Funding Corporation V, Wells Fargo Bank, National Association, in its capacity as Trustee
for the holders of Medical Provider Financial Corporation III Series I and Series II Notes and Medical Provider Funding Corporation V, Wells Fargo Bank, National Association, in
its capacity as Trustee for the holders of Medical Provider Financial Corporation III Series I and Series II Notes and Medical Provider Funding Corporation V and others...
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| July 6, 2009 | ||||
| Kurt Sollberger v. Wachovia Securities LLC et al | CA Central | Guilford | Other (850) | Fed. Question |
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Plaintiff: Kurt Sollberger Defendant: Wachovia Securities LLC, Wachovia Securities Financial Network LLC,
First Clearing LLC, Morgan Keegan & Co Inc, Morgan Keegan & Co Inc and
others...
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| Leonard A Alkov et al v. John Anthony Miller et al | CA Central | Guilford | Other (850) | Securities Exchange Act |
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Plaintiff: Leonard A Alkov, Michael Amos, Rudy B Arce, Engeline R Arce, Rodolfo Ayala and others... Defendant: John Anthony Miller, Jam
Jr Enterprises Inc, The Pacstar Group of Companies LLC, Pacstar Alternative Asset Management LLC, Global Choice LLC and others...
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| July 2, 2009 | ||||
| CNS Response Inc v. Leonard Brandt et al | CA Central | Carney | Other (850) | Securities Exchange Act |
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Plaintiff: CNS Response Inc, CNS Response Inc Defendant: Leonard Brandt, Leonard Brandt, EAC Investment
Limited Partnership, EAC Investment Limited Partnership, EAC Investment Inc and
others... Counter Defendant: George Carpenter, CNS Response Inc, ROES 1 through 10 and others...
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| June 30, 2009 | ||||
| Jason Spees et al v. Mohit A. Khanna et al | CA Central | Otero | Other (850) | Securities Exchange Act |
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Plaintiff: Jason Spees, Jason Spees, Arthur Spees, Arthur Spees Defendant: Mohit A. Khanna, MAK 1
Enterprises Group, LLC, Does
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| June 17, 2009 | ||||
| Securities and Exchange Commission v. Horizon Property Holdings, L.C. et al | CA Central | Wilson | Other (850) | Securities Exchange Act |
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Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission, Securities and Exchange Commission, Securities and
Exchange Commission Defendant: Horizon Property Holdings, L.C., Cydney Sanchez
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| June 16, 2009 | ||||
| Econo Lube N' Tune Inc v. Doretta Hufschmidt et al | CA Central | Carter | Other (850) | Fed. Question: Securities Violation |
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Plaintiff: Econo Lube N' Tune Inc, Econo Lube N' Tune Inc Defendant: Doretta Hufschmidt, Overdevest
Family Limited Partnership, K Timothy O Brien, Does 1 through 10, inclusive
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| Tangiers Investors, L.P. v. Mega Media Group, Inc. et al | CA Central | Lew | Other (850) | Securities Exchange Act |
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Plaintiff: Tangiers Investors, L.P. Defendant: Mega Media Group, Inc., Alex Shvarts, Does
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| June 10, 2009 | ||||
| Securities and Exchange Commission v. Arthur Nadel et al | CA Central | alBRUnassigned | Other (850) | |
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Plaintiff: Securities and Exchange Commission Defendant: Arthur Nadel, Scoop Capital LLC, Scoop
Management Inc Miscellaneous: Scoop Real Estate LP, Valhalla Investment Partners LP, Valhalla Management Inc, Victory Ira Fund Ltd, Victory
Fund Ltd, Viking Ira Fund LLC, Viking Fund LLC, Viking Management LLC and
others...
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| June 8, 2009 | ||||
| Emulex Corporation v. Broadcom Corporation et al | CA Central | Guilford | Other (850) | - Notice of Removal - SEC Act |
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Plaintiff: Emulex Corporation, Emulex Corporation Defendant: Broadcom Corporation, Broadcom Corporation,
Broadcom Corporation, Does
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| June 4, 2009 | ||||
| Securities and Exchange Commission v. Ahmad Haris Tajyar et al | CA Central | Otero | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission Defendant: Ahmad Haris
Tajyar, Zachary W. R. Bryant, Omar Ahmad Tajyar, Vispi B. Shroff, Dionysus Capital, LP
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| Securities and Exchange Commission v. Angelo Mozilo et al | CA Central | Walter | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission, Securities and Exchange Commission, Securities and
Exchange Commission, Securities and Exchange Commission Defendant: Angelo Mozilo, Angelo Mozilo, Angelo Mozilo, Angelo Mozilo, Angelo Mozilo
and others...
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| June 3, 2009 | ||||
| Mark Walczyk v. Bidz.com, Inc. et al | CA Central | Marshall | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Mark Walczyk, Mark Walczyk, Mark Walczyk, Mark Walczyk Defendant: Bidz.com, Inc., David
Zinberg, Leonid Kuperman, Lawrence Y. Kong, Claudia Y. Liu
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| May 26, 2009 | ||||
| Clifford James Smith v. Charter Communication, Inc. (St. Louis) et al | CA Central | Klausner | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Clifford James Smith Defendant: Charter Communication, Inc. (St. Louis), Paul Allen
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| Securities and Exchange Commission v. Gendreau & Associates, Inc. et al | CA Central | Matz | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission, Securities and Exchange Commission, Securities and
Exchange Commission Defendant: Gendreau & Associates, Inc., Jacques R. Gendreau
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| May 22, 2009 | ||||
| James Mitchell v. Bidz.com, Inc. et al | CA Central | Marshall | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: James Mitchell, James Mitchell, James Mitchell, James Mitchell, James Mitchell and others... Defendant: Bidz.com, Inc., David
Zinberg, Leon Kuperman, Lawrence Y. Kong, Claudia Y. Liu
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| May 15, 2009 | ||||
| Emulex Corporation v. Broadcom Corporation et al | CA Central | Guilford | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
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Plaintiff: Emulex Corporation, Emulex Corporation, Emulex Corporation, Emulex Corporation Defendant:
Broadcom Corporation, Broadcom Corporation, Broadcom Corporation, Fiji Acquisition Corporation, Fiji Acquisition Corporation and others...
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| May 14, 2009 | ||||
| Securities and Exchange Commission v. Dean P. Gross | CA Central | Snyder | Securities/Commodities/Exchanges | Securities Exchange Act |
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Petitioner: Securities and Exchange Commission, Securities and Exchange Commission, Securities and Exchange Commission, Securities and
Exchange Commission Respondent: Dean P. Gross
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| Securities and Exchange Commission v. Gary A. Ray | CA Central | Real | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission, Securities and Exchange Commission, Securities and
Exchange Commission Defendant: Gary A. Ray
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| Securties and Exchange Commission v. Gordon A. Driver et al | CA Central | Wright | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Securties and Exchange Commission, Securties and Exchange Commission Defendant: Gordon A.
Driver, Axcess Automation, LLC
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| U S Commodity Futures Trading Commission v. Gordon A Driver et al | CA Central | Wright | Securities/Commodities/Exchanges | Federal Commodity Exchange Regulation |
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Plaintiff: U S Commodity Futures Trading Commission, U S Commodity Futures Trading Commission, U S Commodity Futures Trading Commission, U S
Commodity Futures Trading Commission Defendant: Gordo A Driver, Axcess Automation LLC, Axcess Fund Management LLC
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| May 8, 2009 | ||||
| Embraceable You Designs v. First Fidelity Group, Ltd. et al | CA Central | Wright | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Embraceable You Designs Defendant: First Fidelity Group, Ltd., First Fidelity Asset Group,
LLC, Joseph W. Lekar, Simon Shaw, Michelle Dalton and others...
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| May 7, 2009 | ||||
| Ramon Gomez v. Bidz. Com, Inc. et al | CA Central | Marshall | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Ramon Gomez, Ramon Gomez, Ramon Gomez, Ramon Gomez Defendant: Bidz. Com, Inc., David Zinberg
Movant: Ronald Pomfret
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| May 5, 2009 | ||||
| Edythe L. Bronston et al v. Kelli Ball et al | CA Central | Cooper | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Edythe L. Bronston Defendant: Kelli Ball, On the Ball Entertainment, On the Ball Entertainment
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| April 28, 2009 | ||||
| Securities and Exchange Commission v. Bradley L. Ruderman et al | CA Central | Fairbank | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission Defendant: Bradley L.
Ruderman, Ruderman Capital Management, LLC, Ruderman Capital Partners, LLC, Ruderman Capital Partners A, LLC Creditor: Pacific Credit Corp.
Receiver: David L Ray
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| April 24, 2009 | ||||
| Securities and Exchange Commission v. Private Equity Management Group, Inc. et al | CA Central | Gutierrez | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission Defendant: Private
Equity Management Group, Inc., Private Equity Management Group, LLC, Danny Pang, Danny Pang, Danny Pang and others... Receiver: Mosier & Company, Inc.,
Mosier & Company, Inc., Mosier & Company, Inc., Mosier & Company, Inc. and others...
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| April 22, 2009 | ||||
| Securities and Exchange Commission v. David Praise et al | CA Central | Otero | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission, Securities and Exchange Commission Defendant: David Praise, David Praise Edwards, David Enrique Fernandez, Noel Kamanga Mwangi, Martin A. Burke and others...
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| April 21, 2009 | ||||
| Hilrod Holdings, LP et al v. Themis Asset Strategies, LLC et al | CA Central | King | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Hilrod Holdings, LP, Hilrod Holdings, LP, Hilrod Holdings, LP, HRS Holdings, LP, HRS Holdings, LP and others... Defendant: Themis Asset Strategies,
LLC
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| April 20, 2009 | ||||
| Securities and Exchange Commission v. David A. Williams et al | CA Central | Cooper | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission, Securities and Exchange Commission, Securities and
Exchange Commission Defendant: David A. Williams, Sherwood Secured Income Fund, LLC, WFG Holdings, Inc., Williams Financial Group, LLC
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| April 17, 2009 | ||||
| Frank W. Cutler et al v. FWC Educational Trust et al | CA Central | Wright | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Frank W. Cutler, Frank W. Cutler, Frank W. Cutler, FWC Educational Trust, FWC Educational Trust and others... Defendant: Rancher Energy Corp., John
Works, Does
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| April 13, 2009 | ||||
| Securities and Exchange Commission v. Maximum Return Investments, Inc. et al | CA Central | Wright | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission, Securities and Exchange Commission, Securities and
Exchange Commission Defendant: Maximum Return Investments, Inc., Clelia A. Flores
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| April 9, 2009 | ||||
| WPP Luxembourg Gamma Three Sarl v. Spot Runner, Inc. et al | CA Central | Anderson | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: WPP Luxembourg Gamma Three Sarl, WPP Luxembourg Gamma Three Sarl, WPP Luxembourg Gamma Three Sarl Defendant: Spot Runner, Inc., Spot Runner, Inc., Spot Runner, Inc., Spot Runner, Inc., Nick Grouf and others...
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| April 3, 2009 | ||||
| John W Cotton v. Jose Ronald De Castro Macutay Jr et al | CA Central | Carney | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
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Plaintiff: John W Cotton, John W Cotton Defendant: Ronald De Castro Macutay, Jr, Dyah Agustina
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| Securities and Exchange Commission v. Finbar Securities Corp. et al | CA Central | Wright | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission, Securities and Exchange Commission Defendant: Finbar Securities Corp., Robert Tringham Receiver: Robb Evans & Associates LLC
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| April 2, 2009 | ||||
| Securities and Exchange Commission v. Sun Empire LLC et al | CA Central | Carter | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission, Securities and Exchange Commission Defendant: Sun Empire LLC, Sun Empire LLC, Ecam LLC, Ecam LLC, Delilah A Proctor and others... Receiver: Richard Weissman
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| March 31, 2009 | ||||
| Rene Parola v. Pacific Investment Management Company LLC et al | CA Central | Wilson | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
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Plaintiff: Rene Parola, Rene Parola, Rene Parola, Rene Parola, Rene Parola Defendant: Pacific Investment
Management Company LLC, Allianz Global Investors Fund Management LLC, William H Gross, Mohamed A El-Erian, Brian S Shlissel and others...
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| March 23, 2009 | ||||
| Securities and Exchange Commission v. Innova Energy LLC et al | CA Central | Real | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission, Securities and Exchange Commission Defendant: Innova Energy LLC, Innova Leasing and Management LLC, Clement Ejedawe
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| Securities and Exchange Commission v. International Realty Holdings, Inc. et al | CA Central | Pregerson | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission, Securities and Exchange Commission, Securities and
Exchange Commission, Securities and Exchange Commission and others...
Defendant: International Realty Holdings, Inc., Ottoniel Medrano, Leticia Isabel Medrano
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| March 20, 2009 | ||||
| Garth D Ryan v. GJB Enterprises Inc et al | CA Central | Selna | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
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Plaintiff: Garth D Ryan, Garth D Ryan Defendant: GJB Enterprises Inc, Gerald Berke, Does
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| March 19, 2009 | ||||
| BPW Financial Corporation v. Money and More, Inc., et al | CA Central | Phillips | Securities/Commodities/Exchanges | - Notice of Removal - Securities Fraud |
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Plaintiff: BPW Financial Corporation Defendant: Money and More, Inc., Money and More, Inc., Money and
More, Inc., Money and More, Inc., Evolution Developments, LLC and others...
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| March 12, 2009 | ||||
| Securities and Exchange Commission v. Quest Software Inc | CA Central | Guilford | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission, Securities and Exchange Commission, Securities and
Exchange Commission Defendant: Quest Software Inc, Vincent C Smith, John J Laskey, Kevin E Brooks
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| March 5, 2009 | ||||
| Scott Griest et al v. James B Rogers et al | CA Central | Phillips | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Scott Griest, Scott Griest, Eric Fleury, Eric Fleury Defendant: James B Rogers, Ed Hoffman, Ed
Hoffman, Wholesale Capital Corporation, Wholesale Capital Corporation and
others...
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| March 4, 2009 | ||||
| IBEW Local 103 v. Indymac MBS, Inc. et al | CA Central | Cooper | Securities/Commodities/Exchanges | - Notice of Removal - SEC Act |
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Plaintiff: IBEW Local 103, IBEW Local 103, IBEW Local 103, IBEW Local 103, IBEW Local 103 and others... Defendant: Goldman, Sachs & Co.,
Goldman, Sachs & Co., Goldman, Sachs & Co., Credit Suisse Securities (USA) LLC, Credit Suisse Securities (USA) LLC and others...
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| Securities and Exchange Commission v. Diversified Lending Group, Inc. et al | CA Central | Real | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission, Securities and Exchange Commission, Securities and
Exchange Commission, Securities and Exchange Commission and others...
Defendant: Diversified Lending Group, Inc., Applied Equities, Inc., Bruce Friedman, Tina M. Placourakis Receiver: David A Gill, David A Gill
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| March 2, 2009 | ||||
| Samuel M. Natt vs United States Securities and Exchange Commission | CA Central | Klausner | Securities/Commodities/Exchanges | Right to Financial Privacy Act |
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Petitioner: Samuel M. Natt Respondent: United States Securities and Exchange Commission
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