Justia Lawyer, Legal Aid & Services Directory: California Broker Fraud Lawyers
Other Statutes - Securities/Commodities/Exchanges Cases filed in the California Eastern District Court [ Court Info ]
Results 1 - 31 of 31
| Parties | District Court | Judge | Type of Lawsuit | Cause of Action |
|---|---|---|---|---|
| August 28, 2009 | ||||
| Securities and Exchange Commission v. Souza et al | CA Eastern | Damrell | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Securities and Exchange Commission Defendant: David A. Souza, D.A. Souza Investments, LLC
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| August 11, 2009 | ||||
| Name not on record | CA Eastern | Securities/Commodities/Exchanges | Fed. Question: Securities Violation | |
|
Receiver: Robert Mosier
|
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| Name not on record | CA Eastern | Shubb | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
|
Plaintiff: Securities and Exchange Commission Defendant: Private Equity Management Group, Inc., Private
Equity Management Group, LLC, Danny Pang Receiver: Robert Mosier
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| July 6, 2009 | ||||
| Securities and Exchange Commission v. Walker Young et al | CA Eastern | Burrell | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Securities and Exchange Commission Defendant: Donald Anthony Walker Young, Acorn Captiol
Management, LLC, Acorn, II, Oak Grove Partners, L.P., Neely Young and others...
Receiver: Louis C. Bechtle
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| June 10, 2009 | ||||
| Copia Claims v. Calif Infrastructure and Economic Dev. Bank | CA Eastern | Burrell | Securities/Commodities/Exchanges | - Diversity: Securities & Exchange Commission Act |
|
Plaintiff: Copia Claims, LLC Defendant: California Infrastructure and Economic Development Bank, The Bank
of New York Mellon Trust Company, N.A., ACA Financial Guaranty Corporation
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| May 15, 2009 | ||||
| Name not on record | CA Eastern | Securities/Commodities/Exchanges | Civil Miscellaneous Case | |
|
Receiver: Robert Mosier
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| SEC v Private Equity Management Group, LLC, et al., | CA Eastern | England | Securities/Commodities/Exchanges | Civil Miscellaneous Case |
|
Plaintiff: Securities and Exchange Commission Defendant: Private Equity Management Group, Inc., Danny
Pang Receiver: Robert Mosier
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| March 19, 2009 | ||||
| Name not on record | CA Eastern | Securities/Commodities/Exchanges | Federal Question | |
|
Receiver: Michael Grassmueck
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| Securities and Exchange Commission v. Sunwest Management, Inc. et al | CA Eastern | Damrell | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Securities and Exchange Commission; Defendant: Sunwest Management, Inc., Canyon Creek
Development, Inc., Canyon Creek Financial, LLC, Jon M Harder, Darryl E Fisher and
others...
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| v. Grassmueck | CA Eastern | Securities/Commodities/Exchanges | Federal Question | |
|
Defendant: Michael Grassmueck
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| March 11, 2009 | ||||
| Securities and Exchange Commission v. Vassallo et al | CA Eastern | Karlton | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
|
Plaintiff: Securities and Exchange Commission; Defendant: Anthony Vassallo, Kenneth Kenitzer, Equity
Investment Management and Trading, Inc.
|
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| September 25, 2008 | ||||
| Securities and Exchange Commission v. Sarad et al | CA Eastern | Burrell | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
|
Plaintiff: Securities and Exchange Commission; Defendant: Matthew A. Sarad, Jeremy D. Jobe, Telemolecular
Corp.
|
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| August 22, 2008 | ||||
| Grossmann v. Natural Health Trends Corp et al | CA Eastern | Karlton | Securities/Commodities/Exchanges | - Petition for Removal: Securities Fraud |
|
Plaintiff: Lisa Grossmann Defendant: Natural Health Trends Corp, Chris Sharing, Gary Wallace, Scott
Davidson, Randall Mason
|
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| Grossmann v. Natural Health Trends Corp et al | CA Eastern | Securities/Commodities/Exchanges | Federal Question | |
|
Plaintiff: Lisa Grossmann; Defendant: Natural Health Trends Corp, Chris Sharng, Gary Wallace, Scott
Davidson, Randall Mason
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| January 21, 2008 | ||||
| Donahue | CA Eastern | Securities/Commodities/Exchanges | Securities Fraud | |
| Timothy J. Donahue, et al v. HSBC Holdings, et al | CA Eastern | O'Neill | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Timothy J. Donahue, Linda L. Donahue; Defendant: HSBC Holdings, PLC, Morgan Guaranteed Trust
Company of New York, The Bank of New York, Marine Midland Bank
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| August 30, 2007 | ||||
| Securities and Exchange Commission v. Faceprint Global Solutions, et al. | CA Eastern | Wanger | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Securities and Exchange Commission; Defendant: Faceprint Global Solutions, Inc., Pierre Cote
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| August 23, 2007 | ||||
| Securities and Exchange Commission | CA Eastern | Securities/Commodities/Exchanges | Securities Fraud | |
|
Plaintiff: Securities and Exchange Commission; Defendant: Secure Investment Services, Inc., American
Financial Services, Inc., Lyndon Group, Inc., Donald Neuhaus, Kimberly Snowden
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Securities and Exchange Commission v. Secure Investement Services,
Inc., et al
|
CA Eastern | Lew | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Securities and Exchange Commission; Defendant: Secure Investment Services, Inc., American
Financial Services, Inc., Lyndon Group, Inc., Donald Neuhaus, Kimberly Snowden
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| June 25, 2007 | ||||
| Tolentino et al v. Mossman et al | CA Eastern | Burrell | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Reuben Tolentino, Katherine Tolentino, KB Properties, LLC, James Hall, Brenda Hall and others...; Defendant: Jeffrey A. Mossman, Scott
G. Mueller, Dennis Dudley, Investors Advantage Capital Fund I, LLC, Cash Flow Financial Group, LLC and others...
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| Tolentino et al v. Mossman et al | CA Eastern | Securities/Commodities/Exchanges | Securities Fraud | |
|
Plaintiff: Reuben Tolentino, Katherine Tolentino, KB Properties, LLC, James Hall, Brenda Hall and others...; Defendant: Jeffrey A. Mossman, Scott
G. Mueller, Dennis Dudley, Investors Advantage Capital Fund I, LLC, Cash Flow Financial Group, LLC and others...
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| September 8, 2006 | ||||
| NutraCea v. Langley Park Investments, PLC et al | CA Eastern | England | Securities/Commodities/Exchanges | Securities Fraud |
| March 22, 2006 | ||||
| Jones et al v. Allen et al | CA Eastern | Shubb | Securities/Commodities/Exchanges | Securities Exchange Act |
| January 30, 2006 | ||||
| Cement Masons Pension Trust for N. CA, inc. et al vs. AOL Time Warner, et al | CA Eastern | Burrell | Securities/Commodities/Exchanges | Securities Fraud |
| February 16, 2005 | ||||
| People of the State of California v. Edward Jones | CA Eastern | Burrell | Securities/Commodities/Exchanges | Securities Fraud |
| January 19, 2005 | ||||
| U.S. Securities and Exchange Commission v. Dutton, J.M. & Associates, LLC | CA Eastern | Shubb | Securities/Commodities/Exchanges | No cause code entered |
| December 16, 2004 | ||||
| Global Diversified v. Langley Park, et al | CA Eastern | Wanger | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
| December 2, 2004 | ||||
| Richards, et al v. Morgan Stanley Dean, et al | CA Eastern | Beistline | Securities/Commodities/Exchanges | Securities Exchange Act |
| April 6, 2004 | ||||
| Securities and Excha v. Nathanson, et al | CA Eastern | Burrell | Securities/Commodities/Exchanges | Securities Fraud |
| February 6, 2004 | ||||
| Gilbert v. Securities & Exchang | CA Eastern | Burrell | Securities/Commodities/Exchanges | Securities Exchange Act |
| December 31, 2001 | ||||
| Taylor, et al v. Westly | CA Eastern | Shubb | Securities/Commodities/Exchanges | Civil Rights |
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