Justia Lawyer, Legal Aid & Services Directory: California Broker Fraud Lawyers
Other Statutes - Securities/Commodities/Exchanges Cases filed in the California Northern District Court before William H. Alsup [ Court Info ]
Results 1 - 31 of 31
| Parties | District Court | Judge | Type of Lawsuit | Cause of Action |
|---|---|---|---|---|
| February 27, 2009 | ||||
| City of San Buenaventura v. Fuld et al | CA Northern | Alsup | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: City of San Buenaventura; Defendant: Richard S. Fuld, Jr., Christopher M. O'Meara, Joseph M.
Gregory, Erin Callan, Ian Lowitt and others...
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| June 17, 2008 | ||||
| Bohl et al v. The Charles Schwab Corporation et al | CA Northern | Alsup | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: R. Daniel Bohl, Garfield Peate, Mark Verge, Malkit Singh; Defendant: The Charles Schwab
Corporation, Charles Schwab & Co., Inc., Schwab Investments, The Schwab Yieldplus Fund, Charles Schwab Investment Management, Inc. and others...Miscellaneous: YieldPlus Investor
Group
|
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| Coleman v. The Charles Schwab Corporation et al | CA Northern | Alsup | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Arnita Coleman; Defendant: The Charles Schwab Corporation, Charles Schwab & Co., Inc.,
Charles Schwab Investment Management, Inc., Charles R. Schwab, Evelyn Dilsaver and
others...
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| June 9, 2008 | ||||
| Tully et al v. The Charles Schwab Corporation et al | CA Northern | Alsup | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Hugh John Tully, Penelope Carol Tully; Defendant: The Charles Schwab Corporation, Schwab
Investments, Charles Schwab & Co., Inc., Charles Schwab Investment Management Inc., Charles R. Schwab and others...Movant: YieldPlus Investor Group
|
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| April 21, 2008 | ||||
| Vinayak R. Pai Defined Benefits Pension Plan v. The Charles Schwab Corporation et al | CA Northern | Alsup | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Vinayak R. Pai Defined Benefits Pension Plan; Defendant: The Charles Schwab Corporation,
Charles Schwab & Co. Inc., Charles Schwab Investment Management, Inc, Schwab Investments, Charles R. Schwab and others...
|
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| April 16, 2008 | ||||
| Flanzraich et al v. The Charles Schwab Corporation et al | CA Northern | Alsup | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Nils Flanzraich, Jill Flanzraich; Defendant: The Charles Schwab Corporation, Charles Schwab
& Co., Inc., Charles Schwab Investment Management Inc., Charles R. Schwab, Schwab Investments and others...
|
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| April 11, 2008 | ||||
| Glasgow v. The Charles Schwab Corporation et al | CA Northern | Alsup | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: W. Merrill Glasgow; Defendant: The Charles Schwab Corporation, Charles Schwab & Co. Inc.,
Charles Schwab Investment Management Inc., Charles R. Schwab, Evelyn Dilsaver and
others...
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| April 4, 2008 | ||||
| Kreek v. Wells Fargo & Company et al | CA Northern | Alsup | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Arnold Kreek; Defendant: Wells Fargo & Company, Wells Fargo Funds Management, LLC., Wells
Fargo Funds Trust, Wells Fargo Distributors, Stephens, Inc. and others...
|
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| March 31, 2008 | ||||
| Hageman v. The Charles Schwab Corporation et al | CA Northern | Alsup | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Gerry Hageman; Defendant: The Charles Schwab Corporation, Charles Schwab & Co. Inc.,
Charles Schwab Investment Management Inc., Charles R. Schwab, Evelyn Dilsaver and
others...Movant: Schwartz Group of Investors, YieldPlus Investor Group
|
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| March 18, 2008 | ||||
| Labins v. The Charles Schwab Corporation et al | CA Northern | Alsup | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Mike Labins; Defendant: The Charles Schwab Corporation, Charles Schwab & Co. Inc., Charles
Schwab Investment Management Inc., Charles R. Schwab, Evelyn Dilsaver and
others...
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| February 25, 2008 | ||||
| Furman v. SIRF Technology Holdings, Inc. et al | CA Northern | Chesney | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: James Furman; Defendant: SIRF Technology Holdings, Inc., Michael L. Canning, Diosdado P.
Banatao, Kanwar Chadha, Geoffrey Ribar
|
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| January 29, 2008 | ||||
| Kelley v. ShoreTel, Inc. et al | CA Northern | Breyer | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Phynice Kelley; Defendant: ShoreTel, Inc., John W. Combs, Michael E. Healy, Edwin J. Basart,
Gary J. Daichendt and others...
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| December 14, 2007 | ||||
| Tsang v. LDK Solar Co., Ltd. et al | CA Northern | Alsup | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Chester Tsang; Defendant: LDK Solar Co., Ltd., Xiaofeng Peng, XingXue Tong, Liangbao Zhu,
Yonggang Shao and others...
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| November 6, 2007 | ||||
Luzon v. Bigband Networks, Inc. et al
|
CA Northern | Alsup | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Wayne Luzon; Defendant: Bigband Networks, Inc., Amir Bassan-Eskenazi, Ran Oz, Frederick Ball,
Gal Israely and others...
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| October 9, 2007 | ||||
|
Candelore v. LDK Solar Co., Ltd. et al
|
CA Northern | Alsup | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Allan Candelore; Defendant: LDK Solar Co., Ltd., LDK Solar USA, Inc., Xiaofeng Peng, Jack K.
Lai
|
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| September 26, 2007 | ||||
| Securities and Exchange Commission v. Trabulse et al | CA Northern | Spero | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Securities and Exchange Commission; Defendant: Alexander James Trabulse, Fahey Fund, L.P.,
Fahey Financial Group, Inc., International Trade & Data, ITD Trading
|
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| August 17, 2007 | ||||
|
Securities and Exchange Commission v. Byrd
|
CA Northern | Alsup | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Securities and Exchange Commission; Defendant: Michael J. Byrd
|
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| August 15, 2007 | ||||
| PEM Resources LP v. Luminent Mortgage Capital, Inc. et al | CA Northern | Alsup | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: PEM Resources LP; Defendant: Luminent Mortgage Capital, Inc., Gail P. Seneca, Sewell Trezevant
Moore, Jr., Christopher J. Zyda
|
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| July 2, 2007 | ||||
| Hatami v. Telik, Inc. et al | CA Northern | Jenkins | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Parvis Hatami; Defendant: Telik, Inc., Michael M. Wick, Cynthia Butitta
|
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| June 7, 2007 | ||||
|
Feuer v. Telik, Inc. et al
|
CA Northern | Alsup | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Daniel Feuer; Defendant: Telik, Inc., Michael M. Wick, Cynthia Butitta
|
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| May 8, 2007 | ||||
|
Zakkak v. Cutera, Inc. et al
|
CA Northern | Alsup | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Edward Zakkak; Defendant: Cutera, Inc., Kevin P Connors, Robert J. Santilli
|
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| February 1, 2007 | ||||
| Hepfer v. Stolle et al | CA Northern | Alsup | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Brenda Hepfer; Defendant: Bryan D. Stolle, Jay B. Fulcher, Carolyn V. Aver, Christopher Wong,
Thomas H. Twietmeyer and others...
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| September 26, 2006 | ||||
| Rosario v. Aharon et al | CA Northern | Alsup | Securities/Commodities/Exchanges | Securities Exchange Act |
| August 15, 2006 | ||||
|
Securities And Exchange Commission v. Pillor
|
CA Northern | Alsup | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
| August 10, 2006 | ||||
|
Zucker v. Zoran Corporation et al
|
CA Northern | Alsup | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
| April 17, 2006 | ||||
|
Tomkins et al v. Forte Capital Partners, LLC et al
|
CA Northern | Alsup | Securities/Commodities/Exchanges | Securities Fraud |
| November 4, 2005 | ||||
| Ronald Siemers v. Wells Fargo & Company et al | CA Northern | Alsup | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
| February 16, 2005 | ||||
| Jacobson v. Sipex Corporation et al | CA Northern | Alsup | Securities/Commodities/Exchanges | Securities Exchange Act |
| February 3, 2005 | ||||
| Levy v. Sipex Corporation et al | CA Northern | Alsup | Securities/Commodities/Exchanges | Securities Exchange Act |
| January 26, 2005 | ||||
| In re Sipex Corporation Securities Litigation | CA Northern | Alsup | Securities/Commodities/Exchanges | Securities Exchange Act |
| January 24, 2005 | ||||
| Keller v. Sipex Corporation et al | CA Northern | Alsup | Securities/Commodities/Exchanges | Securities Exchange Act |
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