Justia Lawyer, Legal Aid & Services Directory: California Broker Fraud Lawyers
Other Statutes - Securities/Commodities/Exchanges Cases filed in the California Northern District Court before Charles R. Breyer [ Court Info ]
Results 1 - 50 of 56
| Parties | District Court | Judge | Type of Lawsuit | Cause of Action |
|---|---|---|---|---|
| November 20, 2009 | ||||
| Parrish v. SunPower Corporation et al | CA Northern | Breyer | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Steven Parrish, Steven Parrish Defendant: SunPower Corporation, Thomas H. Werner, Dennis V.
Arriola
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| November 18, 2009 | ||||
| Plichta v. Sunpower Corporation et al | CA Northern | Breyer | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Harry W. Plichta, Harry W. Plichta, Harry W. Plichta, Harry W. Plichta Defendant: Sunpower
Corporation, Thomas H. Werner, Dennis V. Arriola
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| November 13, 2009 | ||||
| Prenter v. Hansen Medical, Inc. et al | CA Northern | Breyer | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Kim M Prenter, Kim M Prenter, Kim M Prenter, Kim M Prenter, Kim M Prenter and others... Defendant: Hansen Medical, Inc.,
Frederic H. Moll, Steven M. Van Dick
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| September 28, 2009 | ||||
| Buell v. Viegas et al | CA Northern | Chesney | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Steven H. Buell, Steven H. Buell, Steven H. Buell Defendant: Victor Viegas, Stephen Ambler,
Ralph Edward Clenton Richardson, Daniel J. Chavez, Immersion Corporation
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| September 24, 2009 | ||||
| Durbin v. UCBH Holdings, Inc. et al | CA Northern | White | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Dominique Durbin, Dominique Durbin Defendant: UCBH Holdings, Inc., Thomas Wu, Craig On
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| September 4, 2009 | ||||
| Ross v. Stranger et al | CA Northern | Zimmerman | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Elizabeth B. Ross Defendant: Gregory A. Stranger, Gregory A. Stranger, Coralie K. Stranger,
Coralie K. Stranger, The Stranger Family 2003 Trust, A California Trust and
others...
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| August 25, 2009 | ||||
| Westmoreland County Retirement System v. Bare Escentuals, Inc. et al | CA Northern | Breyer | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Westmoreland County Retirement System, Westmoreland County Retirement System, Westmoreland County Retirement System Defendant: Bare Escentuals, Inc., Leslie A. Blodgett, Myles B. McCormick, Ross M. Jones, Bradley M. Bloom and others...
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| July 29, 2009 | ||||
| Keeler v. Bare Escentuals, Inc. et al | CA Northern | Breyer | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: John Keeler, John Keeler Defendant: Bare Escentuals, Inc., Leslie A. Blodgett, Myles B.
McCormick
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| April 13, 2009 | ||||
| New Orleans Employees' Retirement System v. Wells Fargo Asset Securities Corporation et al | CA Northern | Illston | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: New Orleans Employees' Retirement System; Defendant: Wells Fargo Asset Securities Corporation,
Wells Fargo Bank, N.A., David Moskowitz, Franklin Codel, Thomas Neary and
others...
|
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| March 24, 2009 | ||||
| Securities And Exchange Commission v. Cacchione | CA Northern | Breyer | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
|
Plaintiff: Securities And Exchange Commission; Defendant: David Scott Cacchione
|
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| December 17, 2008 | ||||
| Solton v. Fuld et al | CA Northern | Conti | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Lou Solton; Defendant: Richard S. Fuld, Jr., Christopher M. O'Meara, Joseph M. Gregory, Erin
Callan, Ian Lowitt and others...
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| December 4, 2008 | ||||
| Securities and Exchange Commission v. Del Biaggio | CA Northern | Breyer | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
|
Plaintiff: Securities and Exchange Commission; Defendant: William J. Del Biaggio, III
|
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| November 25, 2008 | ||||
| The San Mateo County Investment Pool v. Fuld et al | CA Northern | Conti | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: The San Mateo County Investment Pool; Defendant: Richard S. Fuld, Jr., Christopher M. O'Meara,
Joseph M. Gregory, Erin Callan, Ian Lowitt and others...
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| October 7, 2008 | ||||
| Securities and Exchange Commission v. Axiaq et al | CA Northern | Breyer | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
|
Plaintiff: Securities and Exchange Commission; Defendant: Francis Elias Axiaq, Ciriaco Israel Rivor,
Emmanuel Mario Axiaq, Steven Craig Lusardi
|
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| September 9, 2008 | ||||
| Securities & Exchange Commission v. Sabhlok et al | CA Northern | Breyer | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
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Plaintiff: Securities & Exchange Commission; Defendant: Raj P. Sabhlok, Michael C. Pattison
|
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| April 30, 2008 | ||||
| Crimi v. Barnholt et al | CA Northern | Breyer | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Chris Crimi; Defendant: Edward W. Barnholt, H. Raymond Bingham, Robert T. Bond, Richard J.
Elkus, Jr., Stephen P. Kaufman and others...
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| January 29, 2008 | ||||
| Kelley v. ShoreTel, Inc. et al | CA Northern | Breyer | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Phynice Kelley; Defendant: ShoreTel, Inc., John W. Combs, Michael E. Healy, Edwin J. Basart,
Gary J. Daichendt and others...
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| January 15, 2008 | ||||
| Watkins v. ShoreTel, Inc. et al | CA Northern | Breyer | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: William Watkins; Defendant: ShoreTel, Inc., John W. Combs, Michael E. Healy, Edwin J. Basart,
Gary J. Daichendt and others...
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| January 2, 2008 | ||||
| Wiltjer v. Bigband Networks, Inc. et al | CA Northern | Breyer | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: James Wiltjer; Defendant: Bigband Networks, Inc., Amir Bassan-Eskenazi, Frederick A. Ball, Ran
Oz, Lloyd Carney and others...
|
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| December 21, 2007 | ||||
| Granum et al v. BDO Seidman LLP et al | CA Northern | Breyer | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Robert Granum, William Meredith; Defendant: BDO Seidman LLP, Proskauer Rose LLP, Gramercy
Advisors, LLC
|
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| November 20, 2007 | ||||
| Lui v. Formfactor, Inc. et al | CA Northern | Breyer | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Yuk Ling Lui; Defendant: Formfactor, Inc., Igor Y. Khandros, Ronald C. Foster, Richard M.
Freeman
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| November 15, 2007 | ||||
| Bernstein v. Bigband Networks, Inc. et al | CA Northern | Breyer | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Debra L. Bernstein; Defendant: Bigband Networks, Inc., Amir Bassan-Eskenazi, Ran Oz, Frederick
A. Ball, Gal Israely and others...
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| October 11, 2007 | ||||
| O'Reilly v. LDK Solar Co., Ltd. et al | CA Northern | Breyer | Securities/Commodities/Exchanges | Diversity-Securities & Exchange Commission Act |
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Plaintiff: Thomas O'Reilly; Defendant: LDK Solar Co., Ltd., Xiaofeng Peng, XingXue Tong, Jack Lai
|
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| September 6, 2007 | ||||
| Pournaras v. Pegasus Wireless Corporation et al | CA Northern | Breyer | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Nick Pournaras; Defendant: Pegasus Wireless Corporation, Pollard-Kelley Auditing Services,
Inc., Jasper Knabb, Stephen Durland, Alex Tsao and others...
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| August 17, 2007 | ||||
Securities and Exchange Commission v. Byrd
|
CA Northern | Alsup | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Securities and Exchange Commission; Defendant: Michael J. Byrd
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| May 31, 2007 | ||||
| Securities and Exchange Commission v. Brocade Communications Systems, Inc. | CA Northern | Spero | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Securities and Exchange Commission; Defendant: Brocade Communications Systems, Inc.
|
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| March 2, 2007 | ||||
| Bartholomew v. Ambroseo et al | CA Northern | Breyer | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
|
Plaintiff: J. Davis Bartholomew, Werner, Michael; Defendant: John R. Ambroseo, Bernard J. Couillaud,
Helene Simonet, Luis Spinelli, Vittorio Fossati-Bellani and others...
|
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| October 12, 2006 | ||||
|
Securities and Exchange Commission v. Pereira et al
|
CA Northern | Breyer | Securities/Commodities/Exchanges | Securities Exchange Act |
| July 21, 2006 | ||||
| Securities And Exchange Commission v. Reyes et al | CA Northern | Breyer | Securities/Commodities/Exchanges | Securities Exchange Act |
| April 24, 2006 | ||||
| Roth v. Reyes et al | CA Northern | Breyer | Securities/Commodities/Exchanges | Securities Exchange Act |
| June 30, 2005 | ||||
| Witt v. Brocade Communications Systems, Inc. et al | CA Northern | Breyer | Securities/Commodities/Exchanges | Securities Exchange Act |
| June 13, 2005 | ||||
| Armour v. Brocade Communication Systems, Inc. et al | CA Northern | Breyer | Securities/Commodities/Exchanges | Securities Exchange Act |
| Cornelia I. Crowell GST Trust v. Magma Design Automation, Inc. et al | CA Northern | Breyer | Securities/Commodities/Exchanges | Securities Exchange Act |
| June 10, 2005 | ||||
| Sreenivas v. Brocade Communication Systems, Inc. et al | CA Northern | Breyer | Securities/Commodities/Exchanges | Securities Exchange Act |
| June 7, 2005 | ||||
| Huang v. Brocade Communications Systems, Inc. et al | CA Northern | Breyer | Securities/Commodities/Exchanges | Securities Exchange Act |
| May 27, 2005 | ||||
| Leonard v. Citigroup Global Markets, Inc. | CA Northern | Breyer | Securities/Commodities/Exchanges | Securities Exchange Act |
| May 25, 2005 | ||||
| Saldana-Harlow v. Brocade Communication Systems, Inc. et al | CA Northern | Breyer | Securities/Commodities/Exchanges | Securities Exchange Act |
| May 19, 2005 | ||||
| Hanrahan v. Hewlett-Packard Co. et al | CA Northern | Breyer | Securities/Commodities/Exchanges | Securities Exchange Act |
| Smajlaj v. Brocade Communications Systems, Inc. et al | CA Northern | Breyer | Securities/Commodities/Exchanges | Securities Exchange Act |
| April 18, 2005 | ||||
| Rosenbaum Capital, LLC v. Sharper Image Corporation et al | CA Northern | Breyer | Securities/Commodities/Exchanges | Securities Exchange Act |
| March 11, 2005 | ||||
| Gottschalk v. Leadis Technology, Inc. et al | CA Northern | Breyer | Securities/Commodities/Exchanges | Securities Fraud |
| March 2, 2005 | ||||
| Safron Capital Corporation v. Leadis Technology, Inc. et al | CA Northern | Breyer | Securities/Commodities/Exchanges | Federal Question |
| February 15, 2005 | ||||
| Stein et al v. American International Group et al | CA Northern | Breyer | Securities/Commodities/Exchanges | - Petition for Removal: Securities Fraud |
| December 30, 2004 | ||||
| Coons v. Pontikes et al | CA Northern | Breyer | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
| November 18, 2004 | ||||
| Glidden et al v. Skillsoft PLC et al | CA Northern | Breyer | Securities/Commodities/Exchanges | Securities Exchange Act |
| October 28, 2004 | ||||
| Fennern v. Concord EFS, Inc. et al | CA Northern | Breyer | Securities/Commodities/Exchanges | Securities Exchange Act |
| Sanchez v. Concord EFS, Inc. et al | CA Northern | Breyer | Securities/Commodities/Exchanges | Securities Exchange Act |
| September 30, 2004 | ||||
| Securities and Exchange Commission v. Shaw-Yau Chang | CA Northern | Breyer | Securities/Commodities/Exchanges | Securities Exchange Act |
| May 4, 2004 | ||||
| Securities And Exchange Commission v. Chicago D&P, Inc. et al | CA Northern | Breyer | Securities/Commodities/Exchanges | Securities Fraud |
| April 15, 2004 | ||||
| Mateski v. Siebel Systems, Inc. et al | CA Northern | Breyer | Securities/Commodities/Exchanges | Securities Exchange Act |
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