Justia Lawyer, Legal Aid & Services Directory: California Broker Fraud Lawyers
Other Statutes - Securities/Commodities/Exchanges Cases filed in the California Northern District Court before Susan Illston [ Court Info ]
Results 1 - 49 of 49
| Parties | District Court | Judge | Type of Lawsuit | Cause of Action |
|---|---|---|---|---|
| August 17, 2009 | ||||
| The Anschutz Corporation v. Merryll Lynch & Co., Inc. et al | CA Northern | Illston | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
|
Plaintiff: The Anschutz Corporation, The Anschutz Corporation, The Anschutz Corporation, The Anschutz Corporation, The Anschutz Corporation
and others... Defendant: Merryll Lynch
& Co., Inc., Merrill Lynch, Pierce, Fenner & Smith Inc., Moody's Investors Service, Inc., The McGraw-Hill Companies, Inc., Fitch, Inc. and others...
|
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| July 1, 2009 | ||||
| Chang v. CitiGroup, Inc. et al | CA Northern | Illston | Securities/Commodities/Exchanges | Fed. Question |
|
Plaintiff: Gerardo B. Chang Defendant: CitiGroup, Inc., Citygrop Smith Barney, Citygroup Global Markets
Inc.
|
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| April 30, 2009 | ||||
| Securities and Exchange Commission v. Mardini | CA Northern | Patel | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Securities and Exchange Commission Defendant: Nasser M. Mardini
|
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| April 13, 2009 | ||||
| New Orleans Employees' Retirement System v. Wells Fargo Asset Securities Corporation et al | CA Northern | Illston | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: New Orleans Employees' Retirement System; Defendant: Wells Fargo Asset Securities Corporation,
Wells Fargo Bank, N.A., David Moskowitz, Franklin Codel, Thomas Neary and
others...
|
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| April 1, 2009 | ||||
| Bernard Osher Trust DTD 3/8/88 et al v. City of Alameda, California et al | CA Northern | Illston | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Bernard Osher Trust DTD 3/8/88, Bernard A. Osher; Defendant: City of Alameda, California,
Alameda Public Financing Authority, Alameda Public Improvement Corporation, Stone & Youngberg, LLC
|
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| March 31, 2009 | ||||
| Milhem v. Oppenheimer California Municipal Fund et al | CA Northern | Illston | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Kenneth Milhem; Defendant: Oppenheimer California Municipal Fund, Oppenheimerfunds Inc,
Oppenheimerfunds Distributor Inc, Brian F. Wruble, David K. Downes and
others...
|
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| March 27, 2009 | ||||
| General Retirement System of the City of Detroit v. The Wells Fargo Mortgage Backed Securities 2006-AR18 Trust et al | CA Northern | Illston | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: General Retirement System of the City of Detroit, General Retirement System of the City of Detroit, General Retirement System of
the City of Detroit Defendant: The Wells Fargo Mortgage Backed Securities 2006-AR18 Trust, The Wells Fargo Mortgage Backed Securities 2006-17
Trust, The Wells Fargo Morgage Backed Secuirites 2006-15 Trust, The Wells Fargo Morgage Backed Securities 2006-16 Trust, The Wells Fargo Mortgage Backed Securities 2006-AR19
Trust and others...
|
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| March 23, 2009 | ||||
| Lowe et al v. Oppenheimer California Municipal Fund et al | CA Northern | Illston | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Stephen Lowe, Stephen Lowe, Stephen Lowe, Stephen Lowe Defendant: Oppenheimer California
Municipal Fund, Oppenheimerfunds, Inc., OppenheimerFunds Distributor, Inc., Brian F. Wruble, David K. Downes and others...
|
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| March 19, 2009 | ||||
| Hilyard v. Century Aluminum Company et al | CA Northern | Illston | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Charles Hilyard; Defendant: Century Aluminum Company, Logan W. Kruger, Michael A. Bless, Wayne
R. Hale
|
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| March 18, 2009 | ||||
| Tackmann v. Oppenheimerfunds Inc | CA Northern | Illston | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Frank Tackmann, Frank Tackmann, Frank Tackmann, Frank Tackmann, Frank Tackmann and others... Defendant: Oppenheimerfunds Inc,
Oppenheimer California Municipal Fund, Clayton K. Yeutter, Brian F. Wruble, John V. Murphy and others...
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| March 17, 2009 | ||||
| McClellan et al v. Century Aluminum Company et al | CA Northern | Illston | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Cory McClellan; Defendant: Century Aluminum Company, Logan W. Kruger, Michael A. Bless, Steve
Schneider, John C. Fontaine and others...
|
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| March 12, 2009 | ||||
| Abrams v. Century Aluminum Co. et al | CA Northern | Illston | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Peter Abrams; Defendant: Century Aluminum Co., Logan W. Kruger, Michael A. Bless, Steve
Schneider, John C. Fontaine and others...
|
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| March 9, 2009 | ||||
| Petzschke v. Century Aluminum Company et al | CA Northern | Illston | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Eric Petzschke; Defendant: Century Aluminum Company, Logan W. Kruger, Michael A. Bless, Steve
Schneider, John C. Fontaine and others...
|
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| February 27, 2009 | ||||
| City of Auburn v. Fuld et al | CA Northern | Walker | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: City of Auburn; Defendant: Richard S. Fuld, Jr., Christopher M. O'Meara, Joseph M. Gregory,
Erin Callan, Ian Lowitt and others...
|
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| February 20, 2009 | ||||
| Shipway v. Rigel Pharmaceuticals, Inc. et al | CA Northern | White | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Rodney Shipway; Defendant: Rigel Pharmaceuticals, Inc., James M. Gower, Ryan D. Maynard,
Donald G. Payan, Raul R. Rodriguez and others...
|
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| February 6, 2009 | ||||
| Cromier et al v. Bank of America Corp. et al | CA Northern | Illston | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Jacques Cromier, Virginia Culbertson; Defendant: Bank of America Corp., Kenneth D. Lewis, John
A. Thain
|
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| Rivera v. Oppenheimer California Municipal Fund et al | CA Northern | Illston | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Robert Rivera; Defendant: Oppenheimer California Municipal Fund, Oppenheimerfunds, Inc.,
Oppenheimerfunds Distributor, Inc., Brian F. Wruble, John V. Murphy and
others...
|
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| December 19, 2008 | ||||
| Openwave Systems, Inc. v. Fuld et al | CA Northern | Illston | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Openwave Systems, Inc.; Defendant: Richard S. Fuld, Jr., Michael L. Ainslie, Roland A.
Hernandez, David Goldfarb, John F. Akers and others...
|
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| November 25, 2008 | ||||
| The San Mateo County Investment Pool v. Fuld et al | CA Northern | Conti | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: The San Mateo County Investment Pool; Defendant: Richard S. Fuld, Jr., Christopher M. O'Meara,
Joseph M. Gregory, Erin Callan, Ian Lowitt and others...
|
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| October 1, 2008 | ||||
| City of Alameda, California et al v. Nuveen Municipal High Income Opportunity Fund et al | CA Northern | Illston | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: City of Alameda, California, Alameda Power & Telecom, Alameda Public Financing Authority; Defendant: Alameda Public Improvement Corporation, Nuveen Municipal High Income Opportunity Fund, The Nuveen Municipal Trust, Nuveen Asset Management Inc
|
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| September 23, 2008 | ||||
| Politzer v. Nvidia Corp. et al | CA Northern | Illston | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Alexander Politzer; Defendant: Nvidia Corp., Jen-Hsun Huang, Marvin Burkett
|
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| August 28, 2008 | ||||
| Northstar Financial Advisors Inc. v. Schwab Investments et al | CA Northern | Illston | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Northstar Financial Advisors Inc.; Defendant: Schwab Investments, Charles Schwab & Co.
Inc., Charles Schwab Investment Management, Inc., Schwab Total Bond Market Fund
|
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| June 17, 2008 | ||||
| Bohl et al v. The Charles Schwab Corporation et al | CA Northern | Alsup | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: R. Daniel Bohl, Garfield Peate, Mark Verge, Malkit Singh; Defendant: The Charles Schwab
Corporation, Charles Schwab & Co., Inc., Schwab Investments, The Schwab Yieldplus Fund, Charles Schwab Investment Management, Inc. and others...Miscellaneous: YieldPlus Investor
Group
|
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| April 11, 2008 | ||||
| Glasgow v. The Charles Schwab Corporation et al | CA Northern | Alsup | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: W. Merrill Glasgow; Defendant: The Charles Schwab Corporation, Charles Schwab & Co. Inc.,
Charles Schwab Investment Management Inc., Charles R. Schwab, Evelyn Dilsaver and
others...
|
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| April 3, 2008 | ||||
| Holt v. The PMI Group, Inc. et al | CA Northern | Illston | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Kimberly D. Holt; Defendant: The PMI Group, Inc., L. Stephen Smith, David H. Katkov, Donald P.
Lofe, Jr.
|
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| March 12, 2008 | ||||
| Weinrib v. The PMI Group, Inc. et al | CA Northern | Illston | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Lori Weinrib; Defendant: The PMI Group, Inc., L. Stephen Smith, David H. Katkov, Donald P.
Lofe, Jr.
|
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| December 6, 2007 | ||||
| Securities and Exchange Commission v. Mondchein et al | CA Northern | Illston | Securities/Commodities/Exchanges | Securities Exchange Act |
| December 3, 2007 | ||||
| Albertazzi v. Formfactor, Inc. et al | CA Northern | Illston | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Victor Albertazzi; Defendant: Formfactor, Inc., Igor Y. Khandros, Ronald C. Foster, Richard M.
Freeman
|
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| October 31, 2007 | ||||
| McCasland v. Formfactor, Inc. | CA Northern | Illston | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Danny McCasland; Defendant: Formfactor, Inc., Igor Y. Khandros, Ronald C. Foster, Richard M.
Freeman
|
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| October 19, 2007 | ||||
| Smith v. Bigband Networks, Inc. et al | CA Northern | Illston | Securities/Commodities/Exchanges | Fed. Question |
|
Plaintiff: Donald Smith; Defendant: Bigband Networks, Inc., Amir Bassan-Eskenazi, Frederick A. Ball
|
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| September 6, 2007 | ||||
| Securities and Exchange Commission v. Shey | CA Northern | Illston | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Securities and Exchange Commission; Defendant: Chauncey Shey
|
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| September 4, 2007 | ||||
| Rudolph v. UT Starcom et al | CA Northern | Illston | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Peter Rudolph; Defendant: UT Starcom, Hong Liang Lu, Michael Sophie, Thomas Toy, Francis
Barton
|
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| August 9, 2007 | ||||
| Rosenbaum Capital LLC v. Luminent Morgage Capital, Inc. et al | CA Northern | Illston | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Rosenbaum Capital LLC; Defendant: Luminent Morgage Capital, Inc., Gail P. Seneca, Sewell
Trezevant Moore, Jr., Christopher J. Zyda
|
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| July 25, 2007 | ||||
| Jones v. Brocade Communication Systems, Inc. et al | CA Northern | Illston | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Ruben Jones; Defendant: Brocade Communication Systems, Inc., Gregory L. Reyes, Antonio Canova
|
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| May 8, 2007 | ||||
| Kelley v. Rambus, Inc. et al | CA Northern | Illston | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
|
Plaintiff: Douglas B. Kelley; Defendant: Rambus, Inc., Pricewaterhouse Coopers, LLP, Wilson Sonsini
Goodrich Rosati, LLP, Harold Hughes, Geoffrey Tate and others...
|
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| December 22, 2006 | ||||
| Ulferts v. Franklin Resources, Inc et al | CA Northern | Illston | Securities/Commodities/Exchanges | Securities Exchange Act |
| November 22, 2006 | ||||
| AAG Roosevelt Fund, L.P. v. Ehee et al | CA Northern | Illston | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
| November 16, 2006 | ||||
| Alexander v. Franklin Resources, Inc. et al | CA Northern | Illston | Securities/Commodities/Exchanges | Securities Exchange Act |
| November 8, 2006 | ||||
Securities and Exchange Commission v. Viper Capital Management, LLC
et al
|
CA Northern | Illston | Securities/Commodities/Exchanges | Securities Fraud |
| October 25, 2006 | ||||
| Weingarten et al v. Arrowpoint Partners L.P. et al | CA Northern | Illston | Securities/Commodities/Exchanges | Personal Injury |
| September 11, 2006 | ||||
| New World TMT Limited v. Intellambda Systems, Inc. et al | CA Northern | Illston | Securities/Commodities/Exchanges | Securities Exchange Act |
| January 21, 2005 | ||||
| Parent v. Supportsoft Inc. et al | CA Northern | Illston | Securities/Commodities/Exchanges | Securities Exchange Act |
| January 20, 2005 | ||||
| Halpren v. Supportsoft, Inc. et al | CA Northern | Illston | Securities/Commodities/Exchanges | Securities Exchange Act |
| January 5, 2005 | ||||
| Bray v. Supportsoft, Inc. et al | CA Northern | Illston | Securities/Commodities/Exchanges | Securities Exchange Act |
| December 15, 2004 | ||||
| Lane v. Supportsoft, Inc. et al | CA Northern | Illston | Securities/Commodities/Exchanges | Securities Exchange Act |
| December 9, 2004 | ||||
| Autumn Partners, LLC. v. Supportsoft, Inc. et al | CA Northern | Illston | Securities/Commodities/Exchanges | Securities Exchange Act |
| September 29, 2004 | ||||
| Securities & Exchange Commission v. Fitzpatrick et al | CA Northern | Illston | Securities/Commodities/Exchanges | Securities Exchange Act |
| September 9, 2004 | ||||
| Richardson v. Nassda Corporation et al | CA Northern | Illston | Securities/Commodities/Exchanges | Securities Exchange Act |
| November 10, 2003 | ||||
| Hartman v. Gilead Sciences, Inc. et al | CA Northern | Illston | Securities/Commodities/Exchanges | Federal Question |
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