Justia Lawyer, Legal Aid & Services Directory: California Broker Fraud Lawyers
Other Statutes - Securities/Commodities/Exchanges Cases filed in the California Northern District Court before Maria-Elena James [ Court Info ]
Results 1 - 50 of 70
| Parties | District Court | Judge | Type of Lawsuit | Cause of Action |
|---|---|---|---|---|
| November 17, 2009 | ||||
| Securities And Exchange Commission v. Bjorkstrom | CA Northern | Ware | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Securities And Exchange Commission, Securities And Exchange Commission Defendant: Diane
Bjorkstrom
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| Securities and Exchange Commission v. Silva | CA Northern | Ware | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Securities And Exchange Commission, Securities And Exchange Commission Defendant: Benjamin
Silva, III
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| November 4, 2009 | ||||
| Livingstone v. Hansen Medical, Inc., et al | CA Northern | Ware | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: David C Livingstone, David C Livingstone Defendant: Hansen Medical, Inc.,, Frederic H. Moll,
Steven M. Van Dick
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| October 22, 2009 | ||||
| Securities and Exchange Commission v. Ballas | CA Northern | Ware | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission Defendant: Lambros D.
Ballas
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| September 23, 2009 | ||||
| Perez v. UCBH Holdings, Inc. et al | CA Northern | White | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Salvador Perez, Salvador Perez Defendant: UCBH Holdings, Inc., Thomas S. Wu, Ebrahim Shabudin,
Craig S. On, Merrill Lynch Pierce Fenner & Smith Incorporated and others...
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| September 18, 2009 | ||||
| Barrios v. Immersion Corporation et al | CA Northern | Ware | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Jason Barrios, Jason Barrios Defendant: Immersion Corporation, Victor A. Viegas, Stephen M.
Ambler, Daniel J. Chavez, Ralph Edward Clenton Richardson
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| May 18, 2009 | ||||
| Hodges v. Akeena Solar, Inc. et al | CA Northern | Ware | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Sharon Hodges, Sharon Hodges, Sharon Hodges Defendant: Akeena Solar, Inc., Barry Cinnamon,
Gary Effren
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| May 5, 2009 | ||||
| City of San Buenaventura v. Killinger et al | CA Northern | White | Securities/Commodities/Exchanges | Fed. Question |
|
Plaintiff: City of San Buenaventura, City of San Buenaventura, City of San Buenaventura, City of San Buenaventura, City of San Buenaventura
and others... Defendant: Kerry Killinger,
Thomas Casey, Thomas Casey, Thomas Casey, Thomas Casey and others...
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| March 24, 2009 | ||||
| Securities And Exchange Commission v. Cacchione | CA Northern | Breyer | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
|
Plaintiff: Securities And Exchange Commission; Defendant: David Scott Cacchione
|
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| February 27, 2009 | ||||
| City of Burbank v. Fuld et al | CA Northern | James | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: City of Burbank; Defendant: Richard S. Fuld, Jr., Christopher M. O'Meara, Joseph M. Gregory,
Erin Callan, Ian Lowitt and others...
|
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| February 4, 2009 | ||||
| City of South San Francisco et al v. Citigroup Global Markets Inc. et al | CA Northern | Conti | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: City of South San Francisco; Defendant: Citigroup Global Markets Inc., Suntrust Robinson
Humphrey Inc., Wells Fargo Securities LLC, Mellon Financial Markets, Inc., Ernst & Young LLP and others...
|
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| January 26, 2009 | ||||
| LEBLANC v. HEWLET-PACKARD CO. | CA Northern | Ware | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: TRACY LEBLANC; Defendant: HEWLET-PACKARD CO.
|
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| December 19, 2008 | ||||
| Openwave Systems, Inc. v. Fuld et al | CA Northern | Illston | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Openwave Systems, Inc.; Defendant: Richard S. Fuld, Jr., Michael L. Ainslie, Roland A.
Hernandez, David Goldfarb, John F. Akers and others...
|
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| November 25, 2008 | ||||
| Zenith Insurance Co v. Fuld et al | CA Northern | Conti | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Zenith Insurance Co; Defendant: Richard S. Fuld, Jr., Christopher M. O'Meara, Joseph M.
Gregory, Erin Callan, Ian Lowitt and others...
|
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| September 23, 2008 | ||||
| Politzer v. Nvidia Corp. et al | CA Northern | Ware | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Alexander Politzer, Alexander Politzer, Alexander Politzer, Alexander Politzer Defendant:
Nvidia Corp., Jen-Hsun Huang, Marvin Burkett
|
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| September 16, 2008 | ||||
| Jermyn v. NVIDIA Corporation et al | CA Northern | Ware | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Patrick D. Jermyn; Defendant: NVIDIA Corporation, Jen-Hsun Huang, Marvin D. Burkett
|
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| September 9, 2008 | ||||
| "In re Nvidia Corporation Securities Litigation" | CA Northern | Ware | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Lisa Miller; Defendant: Nvidia Corp., Jen-Hsun Hunag, Marvin D. Burkett
|
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| August 27, 2008 | ||||
| Securities And Exchange Commission v. Boucher et al | CA Northern | James | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
|
Plaintiff: Securities And Exchange Commission; Defendant: Mark Joseph Peterson Boucher, Gary Paul Johnson
|
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| July 23, 2008 | ||||
| Artemis IV, LLC v. Organic Bouquet, Inc. et al | CA Northern | Larson | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Artemis IV, LLC; Defendant: Organic Bouquet, Inc., Organic Style, Ltd., Gerald Prolman,
Christopher Grey Powell, Adrian David Presland Bellamy and others...
|
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| February 4, 2008 | ||||
| Halidou et al v. LDK Solar Co., Ltd. et al | CA Northern | Larson | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Ismael Halidou; Defendant: Weichen G. lui, LDK Solar Co., Ltd., Xiaofeng Peng, XingXue Tong,
Liangbao Zhu and others...Movant: Shahpour
Javidzad
|
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| October 31, 2007 | ||||
| Lin v. Platinum Too, LLC et al | CA Northern | Larson | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Lay Siok Lin; Defendant: Platinum Too, LLC, Bruce Mabey, William Teitelbaum
|
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| August 28, 2007 | ||||
| Securities And Exchange Commission v. Juniper Networks Inc. | CA Northern | Ware | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Securities And Exchange Commission; Defendant: Juniper Networks Inc.
|
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| July 25, 2007 | ||||
| Securities And Exchange Commission v. Schroeder | CA Northern | Ware | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Securities And Exchange Commission; Defendant: Kenneth L. Schroeder
|
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| June 6, 2007 | ||||
| Fishbury, Limited et al v. Connetics Corporation et al | CA Northern | Larson | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Fishbury, Limited, Marcus H. Seigle; Defendant: Connetics Corporation, Thomas G. Wiggans, C.
Gregory Vontz, Alexander J. Yaroshinsky, CIBC World Markets Corp. and
others...Consol Plaintiff: Bruce Gallant, Marcus H. Seigle, Movant: Policemen's Annuity & Benefit
Fund of Chicago and others...
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| February 1, 2007 | ||||
| Hepfer v. Stolle et al | CA Northern | Ware | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Brenda Hepfer; Defendant: Bryan D. Stolle, Jay B. Fulcher, Carolyn V. Aver, Christopher Wong,
Thomas H. Twietmeyer and others...
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| January 11, 2007 | ||||
| Boyapati v. Bitech International LLC et al | CA Northern | Conti | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
|
Plaintiff: Sarath Boyapati; Defendant: Bitech International LLC, Teledata Informatics LTD, Anush
Ramachandran, AlphaSoft Services Corporation
|
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| November 29, 2006 | ||||
| Bailey v. Hart et al | CA Northern | Ware | Securities/Commodities/Exchanges | Securities Exchange Act |
| October 18, 2006 | ||||
| Chou et al v. Warmenhoven et al | CA Northern | Ware | Securities/Commodities/Exchanges | Securities Exchange Act |
| October 17, 2006 | ||||
| "In re Network Appliance Derivative Litigation" | CA Northern | Ware | Securities/Commodities/Exchanges | Securities Exchange Act |
| September 13, 2006 | ||||
| Suba v. Kelly et al | CA Northern | Ware | Securities/Commodities/Exchanges | Securities Exchange Act |
| August 29, 2006 | ||||
| Peters v. Juniper Network, Inc. et al | CA Northern | Ware | Securities/Commodities/Exchanges | Securities Exchange Act |
| August 17, 2006 | ||||
| Buckley v. Kriens et al | CA Northern | Ware | Securities/Commodities/Exchanges | Securities Exchange Act |
| August 15, 2006 | ||||
| Ciabatti v. Rickey et al | CA Northern | Ware | Securities/Commodities/Exchanges | Federal Question |
| August 14, 2006 | ||||
| Biermann v. Hinohara et al | CA Northern | Ware | Securities/Commodities/Exchanges | Federal Question |
| July 14, 2006 | ||||
| IN RE:JUNIPER SECURITIES LITIGATION | CA Northern | Ware | Securities/Commodities/Exchanges | Securities Exchange Act |
| July 11, 2006 | ||||
| In re APPLIED MICRO CIRCUITS CORPORATION, INC., DERIVATIVE LITIGATION | CA Northern | Ware | Securities/Commodities/Exchanges | Securities Exchange Act |
| July 3, 2006 | ||||
| Rabin et al v. Barnholt et al | CA Northern | Ware | Securities/Commodities/Exchanges | Securities Exchange Act |
| June 1, 2006 | ||||
| Murphy v. Daane et al | CA Northern | Ware | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
| May 31, 2006 | ||||
| Ziering v. Levy et al | CA Northern | Ware | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
| May 26, 2006 | ||||
| In re KLA-Tencor Corp., Shareholder Derivative Litigation | CA Northern | Ware | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
| In re: ALTERA CORP. DERIVATIVE LITIGATION | CA Northern | Ware | Securities/Commodities/Exchanges | Fed. Question |
| Kaya v. Gani et al | CA Northern | Ware | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
| Rizzo v. Sindhu et al | CA Northern | Ware | Securities/Commodities/Exchanges | Diversity-Securities & Exchange Commission Act |
| Shemtov v. Kriens et al | CA Northern | Ware | Securities/Commodities/Exchanges | Fed. Question |
| May 24, 2006 | ||||
| Horkay v. Beck et al | CA Northern | Ware | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
| May 22, 2006 | ||||
| In Re: Maxim Integrated Products, Inc., Derivative Litigation | CA Northern | Ware | Securities/Commodities/Exchanges | Fed. Question |
| Theodore R. Kornreich Revocable Trust et al v. Barnholt et al | CA Northern | Ware | Securities/Commodities/Exchanges | Securities Exchange Act |
| June 3, 2005 | ||||
| Lu v. Chertoff et al | CA Northern | James | Securities/Commodities/Exchanges | Petition for Writ of Mandamus |
| May 31, 2005 | ||||
| Smith v. Sophie et al | CA Northern | Ware | Securities/Commodities/Exchanges | Securities Exchange Act |
| February 14, 2005 | ||||
| Securities & Exchange Commission v. GE Invision Inc. | CA Northern | James | Securities/Commodities/Exchanges | Securities Exchange Act |
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