Justia Lawyer, Legal Aid & Services Directory: California Broker Fraud Lawyers
Other Statutes - Securities/Commodities/Exchanges Cases filed in the California Northern District Court [ Court Info ]
Results 1 - 50 of 634
| Parties | District Court | Judge | Type of Lawsuit | Cause of Action |
|---|---|---|---|---|
| November 4, 2009 | ||||
| Livingstone v. Hansen Medical, Inc., et al | CA Northern | Ware | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: David C Livingstone, David C Livingstone Defendant: Hansen Medical, Inc.,, Frederic H. Moll,
Steven M. Van Dick
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| October 30, 2009 | ||||
| Securities and Exchange Commission v. Tang et al | CA Northern | Spero | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission Defendant: King Chuen
Tang, Ronald Yee, Zisen Yu, Joseph Seto, Ming Siu and others...
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| October 29, 2009 | ||||
| Mello v. Richardson et al | CA Northern | Armstrong | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Nancy Mello, Nancy Mello, Nancy Mello Defendant: Clent Richardson, Stephen M. Ambler, Victor
A. Viegas, Jack Saltich, John Hodgman and others...
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| October 23, 2009 | ||||
| Curry v. Hansen Medical, Inc. et al | CA Northern | Fogel | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Robert Curry, Robert Curry Defendant: Hansen Medical, Inc., Frederic H. Moll, Steven M. Van
Dick
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| October 22, 2009 | ||||
| Securities and Exchange Commission v. Ballas | CA Northern | Ware | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission Defendant: Lambros D.
Ballas
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| October 15, 2009 | ||||
| Securities and Exchange Commission v. Jones et al | CA Northern | Walker | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission Defendant: Benjamin P.
Jones, William F. Jones, III, William T. Dailey, III, Jeremiah E. Carroll
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| October 5, 2009 | ||||
| Benson v. Immersion Corporation et al | CA Northern | Chesney | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Andrew Benson, Andrew Benson Defendant: Immersion Corporation, Immersion Corporation,
Immersion Corporation, Immersion Corporation, Victor A. Viegas and others...
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| Benson v. Immersion Corporation et al | CA Northern | Lloyd | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Andrew Benson, Andrew Benson Defendant: Immersion Corporation, Victor A. Viegas, Clent
Richardson, Stephen Ambler
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| October 1, 2009 | ||||
| Highlands Capital Management L.P. et al v. Forex Capital Markets LLC | CA Northern | Zimmerman | Securities/Commodities/Exchanges | Petition for Removal |
|
Plaintiff: Highlands Capital Management L.P., David Smith, Julia B. Hitchens, Harold Mooz, Connie Heldman and others... Defendant: Forex Capital Markets LLC,
Forex Capital Markets LLC
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| September 28, 2009 | ||||
| Buell v. Viegas et al | CA Northern | Breyer | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Steven H. Buell, Steven H. Buell, Steven H. Buell Defendant: Victor Viegas, Stephen Ambler,
Ralph Edward Clenton Richardson, Daniel J. Chavez, Immersion Corporation
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| September 24, 2009 | ||||
| Durbin v. UCBH Holdings, Inc. et al | CA Northern | White | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Dominique Durbin, Dominique Durbin Defendant: UCBH Holdings, Inc., Thomas Wu, Craig On
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| Nygaard et al v. UCBH Holdings Inc. et al | CA Northern | Walker | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Daniel Nygaard, Daniel Nygaard, Daniel Nygaard, Wendy Fong, Wendy Fong and others... Defendant: UCBH Holdings Inc., Thomas
S. Wu, Craig S. On, Ebrahim Shabudin
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| September 23, 2009 | ||||
| Perez v. UCBH Holdings, Inc. et al | CA Northern | White | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Salvador Perez, Salvador Perez Defendant: UCBH Holdings, Inc., Thomas S. Wu, Ebrahim Shabudin,
Craig S. On, Merrill Lynch Pierce Fenner & Smith Incorporated and others...
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| September 22, 2009 | ||||
| Waterford Township General Employees Retirement System v. UCBH Holdings, Inc. et al | CA Northern | Patel | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Waterford Township General Employees Retirement System, Waterford Township General Employees Retirement System, Waterford Township
General Employees Retirement System, Waterford Township General Employees Retirement System Defendant: UCBH Holdings, Inc., Thomas S. Wu,
Craig S. On, Ebrahim Shabudin
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| September 21, 2009 | ||||
| Tran v. UCBH Holdings, Inc. et al | CA Northern | White | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Huy Tran, Huy Tran Defendant: UCBH Holdings, Inc., Thomas Wu, Craig On
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| September 18, 2009 | ||||
| Barrios v. Immersion Corporation et al | CA Northern | Ware | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Jason Barrios, Jason Barrios Defendant: Immersion Corporation, Victor A. Viegas, Stephen M.
Ambler, Daniel J. Chavez, Ralph Edward Clenton Richardson
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| September 15, 2009 | ||||
| Bilodeau v. Viegas et al | CA Northern | Seeborg | Securities/Commodities/Exchanges | Diversity-Securities & Exchange Commission Act |
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Plaintiff: Alain Bilodeau, Alain Bilodeau, Alain Bilodeau Defendant: Victor A. Viegas, Clent Richardson,
Stephen Ambler, Immersion Corporation
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| September 4, 2009 | ||||
| Posner v. Immersion Corporation et al | CA Northern | Chesney | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Michael Posner, Michael Posner, Michael Posner Defendant: Immersion Corporation, Immersion
Corporation, Victor A. Viegas, Victor A. Viegas, Clent Richardson and others...
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| Posner v. Immersion Corporation et al | CA Northern | Hamilton | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Michael Posner, Michael Posner, Michael Posner Defendant: Immersion Corporation, Victor A.
Viegas, Clent Richardson, Stephen Ambler
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| Posner v. Immersion Corporation et al | CA Northern | Hamilton | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Michael Posner, Michael Posner, Michael Posner Defendant: Immersion Corporation, Victor A.
Viegas, Clent Richardson, Stephen Ambler
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| Ross v. Stranger et al | CA Northern | Zimmerman | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Elizabeth B. Ross Defendant: Gregory A. Stranger, Gregory A. Stranger, Coralie K. Stranger,
Coralie K. Stranger, The Stranger Family 2003 Trust, A California Trust and
others...
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| September 2, 2009 | ||||
| Hodges v. Immersion Corporation et al | CA Northern | Chesney | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Frank Hodges, Frank Hodges, Frank Hodges Defendant: Immersion Corporation, Victor A. Viegas,
Ralph Edward Clenton Richardson, Stephen M. Ambler, Daniel J. Chavez
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| September 1, 2009 | ||||
| Securities And Exchange Commission v. Verifone Holdings, Inc. et al | CA Northern | Seeborg | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Securities And Exchange Commission, Securities And Exchange Commission, Securities And Exchange Commission, Securities And
Exchange Commission Defendant: Verifone Holdings, Inc., Paul Periolat
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| August 25, 2009 | ||||
| Westmoreland County Retirement System v. Bare Escentuals, Inc. et al | CA Northern | Hamilton | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Westmoreland County Retirement System, Westmoreland County Retirement System, Westmoreland County Retirement System Defendant: Bare Escentuals, Inc., Leslie A. Blodgett, Myles B. McCormick, Ross M. Jones, Bradley M. Bloom and others...
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| Westmoreland County Retirement System v. Bare Escentuals, Inc. et al | CA Northern | Breyer | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Westmoreland County Retirement System, Westmoreland County Retirement System, Westmoreland County Retirement System Defendant: Bare Escentuals, Inc., Leslie A. Blodgett, Myles B. McCormick, Ross M. Jones, Bradley M. Bloom and others...
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| August 19, 2009 | ||||
| Bennington v. Accuray Incorporated | CA Northern | Hamilton | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Doug Bennington, Doug Bennington, Doug Bennington, Doug Bennington Defendant: Accuray
Incorporated, Euan S. Thomson, Robert E. McNamara, Wade B. Hampton, Ted Tu and
others...
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| Bennington v. Accuray Incorporated | CA Northern | Wilken | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Doug Bennington, Doug Bennington, Doug Bennington, Doug Bennington, Doug Bennington Defendant:
Accuray Incorporated, Euan S. Thomson, Robert E. McNamara, Wade B. Hampton, Ted Tu and others...
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| Schuster et al v. Fair et al | CA Northern | Hamilton | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Arnold P. Schuster, Madeline L. Schuster Defendant: R. Thomas Fair, Bronco Re Corporation, Bre
Willow Creek, L.P., Bre Cameron Creek, LLC, Bre Argenta Apartments LP
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| Schuster et al v. Fair et al | CA Northern | Hamilton | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Arnold P. Schuster, Madeline L. Schuster Defendant: R. Thomas Fair, Bronco Re Corporation, Bre
Willow Creek, L.P., Bre Cameron Creek, LLC, Bre Argenta Apartments LP
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| August 17, 2009 | ||||
| The Anschutz Corporation v. Merryll Lynch & Co., Inc. et al | CA Northern | Illston | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
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Plaintiff: The Anschutz Corporation, The Anschutz Corporation, The Anschutz Corporation, The Anschutz Corporation, The Anschutz Corporation
and others... Defendant: Merryll Lynch
& Co., Inc., Merrill Lynch, Pierce, Fenner & Smith Inc., Moody's Investors Service, Inc., The McGraw-Hill Companies, Inc., Fitch, Inc. and others...
|
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| August 13, 2009 | ||||
| Lee v. Northern Trust Corporation et al | CA Northern | Spero | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Noel Lee, Noel Lee, Noel Lee, Noel Lee, Noel Lee Defendant: Northern Trust Corporation,
Northern Trust Bank of California N.A., Northern Trust Securities, Inc.
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| August 11, 2009 | ||||
| Wozniak v. Align Technology Inc et al | CA Northern | Chesney | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Charles Wozniak, Charles Wozniak Defendant: Align Technology Inc, Thomas M. Prescott
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| August 7, 2009 | ||||
| Whitten v. Accuray Incorporated et al | CA Northern | Walker | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Michael Whitten Defendant: Accuray Incorporated, Euan S. Thomson, Robert E. McNamara, Wade B.
Hampton, Ted Tu and others...
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| Whitten v. Accuray Incorporated et al | CA Northern | Wilken | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Michael Whitten Defendant: Accuray Incorporated, Euan S. Thomson, Robert E. McNamara, Wade B.
Hampton, Ted Tu and others...
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| July 31, 2009 | ||||
| Louisiana Pacific Corporation v. Money Market 1 Institutional Investment Dealer et al | CA Northern | White | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Louisiana Pacific Corporation, Louisiana Pacific Corporation, Louisiana Pacific Corporation, Louisiana Pacific Corporation,
Louisiana Pacific Corporation and others... Defendant: Money Market 1 Institutional Investment Dealer, Merrill Lynch & Co, Inc., Merrill Lynch Pierce Fenner & Smith Incorporated, Deutsche
Bank Securities Inc.
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| July 29, 2009 | ||||
| Keeler v. Bare Escentuals, Inc. et al | CA Northern | Breyer | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: John Keeler, John Keeler Defendant: Bare Escentuals, Inc., Leslie A. Blodgett, Myles B.
McCormick
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| Keeler v. Bare Escentuals, Inc. et al | CA Northern | Hamilton | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: John Keeler, John Keeler Defendant: Bare Escentuals, Inc., Leslie A. Blodgett, Myles B.
McCormick
|
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| July 27, 2009 | ||||
| Securities And Exchange Commission v. Clark | CA Northern | Seeborg | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Securities And Exchange Commission, Securities And Exchange Commission Defendant: Darryl
Lamonth Clark
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| July 23, 2009 | ||||
| Securities And Exchange Commission v. West Marine, Inc | CA Northern | Trumbull | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Securities And Exchange Commission, Securities And Exchange Commission, Securities And Exchange Commission, Securities And
Exchange Commission Defendant: West Marine, Inc
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| July 22, 2009 | ||||
| City of Ann Arbor Employees' Retirement System v. Accuray Incorporated et al | CA Northern | Wilken | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: City of Ann Arbor Employees' Retirement System Defendant: Accuray Incorporated, Euan S.
Thomson, Robert E. McNamara, Wade B. Hampton, Ted Tu and others...
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| July 17, 2009 | ||||
| Material Yard Workers Local 1175 Benefit Funds v. Bare Escentuals, Inc. et al | CA Northern | Hamilton | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Material Yard Workers Local 1175 Benefit Funds, Material Yard Workers Local 1175 Benefit Funds, Material Yard Workers Local 1175
Benefit Funds, Material Yard Workers Local 1175 Benefit Funds Defendant: Bare Escentuals, Inc., Leslie A. Blodgett, Myles B. McCormick
|
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| Material Yard Workers Local 1175 Benefit Funds v. Bare Escentuals, Inc. et al | CA Northern | Hamilton | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Material Yard Workers Local 1175 Benefit Funds, Material Yard Workers Local 1175 Benefit Funds, Material Yard Workers Local 1175
Benefit Funds, Material Yard Workers Local 1175 Benefit Funds, Vincent J. Takas and Westmoreland County Retirement System Defendant: Bare
Escentuals, Inc., Leslie A. Blodgett, Myles B. McCormick Movant: John Keeler
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| July 1, 2009 | ||||
| Chang v. CitiGroup, Inc. et al | CA Northern | Illston | Securities/Commodities/Exchanges | Fed. Question |
|
Plaintiff: Gerardo B. Chang Defendant: CitiGroup, Inc., Citygrop Smith Barney, Citygroup Global Markets
Inc.
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| June 26, 2009 | ||||
| Wierzba v. E*Trade Financial LLC | CA Northern | White | Securities/Commodities/Exchanges | Fed. Question |
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Plaintiff: Steven Wierzba Defendant: E*Trade Financial LLC
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| June 24, 2009 | ||||
| Contra Costa Water District v. Fuld et al | CA Northern | Laporte | Securities/Commodities/Exchanges | - Petition for Removal: SEC Act |
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Plaintiff: Contra Costa Water District, Contra Costa Water District, Contra Costa Water District, Contra Costa Water District Defendant: Richard S. Fuld, Jr., Christopher M. O'Meara, Joseph M. Gregory, Erin Callan, Erin Callan and others...
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| June 12, 2009 | ||||
| Securities And Exchange Commission | CA Northern | Walker | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Securities And Exchange Commission, Securities And Exchange Commission, Securities And Exchange Commission, Securities And
Exchange Commission Defendant: Znext Mining Corporation, Inc., Elvira G. Gamboa
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| June 10, 2009 | ||||
| Hu et al v. Lee et al | CA Northern | Conti | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Henry R. Hu, Stephanie F. Hu Defendant: Laney Lee, Jason Wang, Steward Wang, Anita Bei Huang,
Jerry Huang and others...
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| June 9, 2009 | ||||
| Securities And Exchange Commission v. Son et al | CA Northern | Chesney | Securities/Commodities/Exchanges | Packers & Stockyard Act |
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Plaintiff: Securities And Exchange Commission, Securities And Exchange Commission, Securities And Exchange Commission, Securities And
Exchange Commission Defendant: Peter C. Son, Jin K. Chung, SNC Asset Management, Inc, SNC Investments, Inc
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| United States Commodity Futures Trading Commission v. SNC Asset Management, Inc. et al | CA Northern | Chesney | Other (850) | Fraud - Commodities Leverage Contracts |
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Plaintiff: United States Commodity Futures Trading Commission, United States Commodity Futures Trading Commission, United States Commodity
Futures Trading Commission Defendant: SNC Asset Management, Inc., SNC Investments, Inc., Peter Son, Jin K. Chung, Ann Lee
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| June 8, 2009 | ||||
| Gottlieb v. Beit-On et al | CA Northern | Whyte | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Feivel Gottlieb, Feivel Gottlieb, Feivel Gottlieb, Feivel Gottlieb Defendant: Harel Beit-On,
Eugene Davis, Yoav Doppelt, Naftali Idan, Talia Livni and others...
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