Justia Lawyer, Legal Aid & Services Directory: California Broker Fraud Lawyers
Other Statutes - Securities/Commodities/Exchanges Cases filed in the California Southern District Court [ Court Info ]
Results 1 - 50 of 195
| Parties | District Court | Judge | Type of Lawsuit | Cause of Action |
|---|---|---|---|---|
| November 24, 2009 | ||||
| Albergo et al v. Immunosyn Corporation et al | CA Southern | Sabraw | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Robert Albergo, David Irwin Defendant: Immunosyn Corporation, Argyll Biotechnologies, LLC,
James T Miceli, Douglas A McClain, Jr, Argyll Equities, LLC and others...
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| November 19, 2009 | ||||
| Securities and Exchange Commission v. Shidaal Express, Inc. et al | CA Southern | Miller | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Securities and Exchange Commission Defendant: Shidaal Express, Inc., Mohamud Abdi Ahmed
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| October 30, 2009 | ||||
| Vaughn v. Avanir Pharmaceuticals, Inc. et al | CA Southern | Benitez | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Tamara Vaughn Defendant: Avanir Pharmaceuticals, Inc., Gerald J. Yakantan, Eric K. Brandt,
Jonathan Silverstein, Charles A. Matthews and others...
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| October 7, 2009 | ||||
| Securities and Exchange Commission v. Xie | CA Southern | Miller | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Securities and Exchange Commission Defendant: Feng Xie
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| August 28, 2009 | ||||
| AFS Technologies, Inc v. Price | CA Southern | Lorenz | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: AFS Technologies, Inc Defendant: Ann S Price
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| VisonTree Software, Inc. v. Reintjes Holdings, LLC et al | CA Southern | Moskowitz | Securities/Commodities/Exchanges | Declaratory Judgement |
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Plaintiff: VisonTree Software, Inc. Defendant: Reintjes Holdings, LLC, Stephen L. Reintjes, Joan M. Hoven
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| August 19, 2009 | ||||
| Koch v. Oelfke et al | CA Southern | Burns | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Paul Koch, Mark Oelfke Defendant: Citigroup Inc., Citigroup Global Markets, Inc., Alain J.P.
Belda, C. Michael Armstrong, Kenneth T. Derr and others...
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| August 17, 2009 | ||||
| Securities and Exchange Commission v. Khanna et al | CA Southern | Benitez | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Securities and Exchange Commission Defendant: Mohit A. Khanna, MAK 1 Enterprises Group, LLC,
First Opportunities Management Group, Inc., Sharanjit K. Khanna
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| U.S. Commodity Futures Trading Commission et al v. Khanna et al | CA Southern | Benitez | Securities/Commodities/Exchanges | Federal Commodity Exchange Regulation |
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Plaintiff: U.S. Commodity Futures Trading Commission, The People of the State of California Defendant:
Mohit A. Khanna, MAK 1 Enterprises Group, LLC, First Opportunities Management Group, Inc.
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| July 20, 2009 | ||||
| Securities and Exchange Commission v. Leyva | CA Southern | Sammartino | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Securities and Exchange Commission Defendant: Andres Leyva
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| July 10, 2009 | ||||
| Patriot Scientific Corporation v. Deutsche Bank AG | CA Southern | Burns | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Patriot Scientific Corporation Defendant: Deutsche Bank AG
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| June 24, 2009 | ||||
| Securities and Exchange Commission v. Pacheco et al | CA Southern | Whelan | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Securities and Exchange Commission Defendant: Moises Pacheco, Advanced Money Management, Inc.,
Business Development & Consulting, Co., AP Premium Value Fund I Limited-Liability LP, AP Premium Value Fund II, LLC and others...
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| June 23, 2009 | ||||
| Littman v. Sequenom, Inc. et al | CA Southern | Houston | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Bruce H. Littman Defendant: Sequenom, Inc., Harry F. Hixson, Jr., Harry Stylli, Paul W. Hawran
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| May 15, 2009 | ||||
| Bridge v. Merrill Lynch, Pierce, Fenner & Smith, Inc. et al | CA Southern | Huff | Securities/Commodities/Exchanges | Petition for Removal |
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Plaintiff: Robert J. Bridge Defendant: Merrill Lynch, Pierce, Fenner & Smith, Inc., John Elliott,
DOES
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| May 11, 2009 | ||||
| Magel v. Sequenom, Inc. et al | CA Southern | Lorenz | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Aaron Magel Defendant: Sequenom, Inc., Harry F. Hixson, Jr., Harry Stylli, Paul W. Hawran
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| May 8, 2009 | ||||
| Patry v. Sequenom, Inc. et al | CA Southern | Miller | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Marilyn Patry Defendant: Sequenom, Inc., Harry Stylli, Paul W. Hawran, Allan T. Bombard,
Charles R. Cantor and others...
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| May 7, 2009 | ||||
| Margulies v. Sequenom Inc. et al | CA Southern | Burns | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Howard Margulies Defendant: Sequenom Inc., Harry Stylli, Paul Hawran
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| Wiklund v. Sequenom, Inc. et al | CA Southern | Moskowitz | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Bo Fredrik Wiklund Defendant: Sequenom, Inc., Harry Stylli, Paul W Hawran, Allan Bombard,
Charles R. Cantor and others...
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| May 6, 2009 | ||||
| Business Systems Consultants, Ltd. v. Sequenom, Inc. et al | CA Southern | Benitez | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Business Systems Consultants, Ltd. Defendant: Sequenom, Inc., Harry Stylli, Paul Hawran, Allan
Bombard, Charles R. Cantor and others...
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| Fox v. Sequenom, Inc. et al | CA Southern | Hayes | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Robert Fox Defendant: Sequenom, Inc., Harry Stylli
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| May 5, 2009 | ||||
| Flynn v. Sequenom, Inc. et al | CA Southern | Huff | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Kelly Marie Flynn Defendant: Sequenom, Inc., Harry Stylli, Paul Harwan
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| May 4, 2009 | ||||
| Ross v. Sequenom, Inc. et al | CA Southern | Hayes | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Michele Ross Defendant: Sequenom, Inc., Harry Stylli, Paul Hawran
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| Schwartz v. Sequenom Inc et al | CA Southern | Miller | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Michael Schwartz Defendant: Sequenom Inc, Harry Stylli, Paul Hawran, Allan T Bombard, Charles
R. Cantor and others...
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| May 1, 2009 | ||||
| Coad v. Sequenom, Inc. et al | CA Southern | Burns | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Marian Coad Defendant: Sequenom, Inc., Harry Stylli, Paul W. Hawran, Allan Bombard, Charles R.
Cantor and others...
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| April 30, 2009 | ||||
| Heilbrunn et al | CA Southern | Hayes | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Kenneth Heilbrunn, Mark Hamlin, Bruce Jedziniak Defendant: Sequenom, Incorporated, Harry
Stylli, Paul Hawran
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| March 24, 2009 | ||||
| Brecher et al v. Citigroup, Inc. et al | CA Southern | Lorenz | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Daniel Brecher, Scott Short; Defendant: Citigroup, Inc., Citigroup Global Markets, Inc., Alain
J.P. Belda, C Michael Armstrong, Kenneth T Derr and others...
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| January 13, 2009 | ||||
| Securities and Exchange Commission v. Advanced Money Management, Inc. et al | CA Southern | Huff | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
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Plaintiff: Securities and Exchange Commission; Defendant: Advanced Money Management, Inc., Business
Development & Consulting Co.
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| November 26, 2008 | ||||
| Becker v. Spacedev, Inc. et al | CA Southern | Lorenz | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Robert E. Becker; Defendant: Spacedev, Inc., Mark N. Sirangelo, Richard B. Slansky, Scott
Tibbitts, Curt Dean Blake and others...
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| October 21, 2008 | ||||
| Benjamin v. Nextwave Wireless Inc. et al | CA Southern | Huff | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Alexe Benjamin; Defendant: Nextwave Wireless Inc., Allen Salmasi, George C. Alex, Frank A.
Cassou
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| October 6, 2008 | ||||
| Rubin v. Reinhard et al | CA Southern | Hayes | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Barry Rubin; Defendant: Christopher J Reinhard, Douglas Abel, John R. Constantino, Todd C.
Davis, Beverly A. Huss and others...
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| September 18, 2008 | ||||
| Harms v. Novatel Wireless, Inc., et al | CA Southern | Huff | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Matthew Harms; Defendant: Novatel Wireless, Inc., George B Weinhert, Kenneth G Leddon, James W
Ledwith, Greg Lorenzetti and others...
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| September 16, 2008 | ||||
| Lifschitz v. Nextwave Wireless | CA Southern | Anello | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Sandra Lifschitz; Defendant: Nextwave Wireless, Inc., Allen Salmasi, George C. Alex, Frank A.
Cassou
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| September 15, 2008 | ||||
| Backe v. Novatel Wireless, Inc. et al | CA Southern | Huff | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Maureen Backe; Defendant: Novatel Wireless, Inc., George Weinert, Dan Halvorson, Peter
Leparulo, Kenneth Leddon and others...
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| September 4, 2008 | ||||
| Securities and Exchange Commission v. Retail Pro, Inc et al | CA Southern | Hayes | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
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Plaintiff: Securities and Exchange Commission; Defendant: Retail Pro, Inc, Barry M. Schechter, Ran H.
Furman, Harvey Braun
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| August 1, 2008 | ||||
| Securities and Exchange Commission v. Burdick | CA Southern | Houston | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
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Plaintiff: Securities and Exchange Commission; Defendant: Jerry L Burdick
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| July 31, 2008 | ||||
| Securities and Exchange Commission v. Crowley, Jr. | CA Southern | Benitez | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
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Plaintiff: Securities and Exchange Commission; Defendant: Michael F Crowley, Jr.
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| June 23, 2008 | ||||
| Bearman v. Bank of America Corporation et al | CA Southern | Jones | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Sumner D. Bearman; Defendant: Bank of America Corporation, Banc of America Investment
Services, Inc., Banc of America Securities, LLC
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| June 12, 2008 | ||||
| Wall Street Fund I Ltd v. New World Capital Currency Fund LP et al | CA Southern | Houston | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Wall Street Fund I Ltd; Defendant: New World Capital Currency Fund LP, New World Capital
Equity Fund LP, Gregory Duran, DOES 1-10, New World Capital Management LLC
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| May 20, 2008 | ||||
| Securities and Exchange Commission v. Bigler | CA Southern | Huff | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
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Plaintiff: Securities and Exchange Commission; Defendant: Gordon C. Bigler
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| April 28, 2008 | ||||
| Securities and Exhange Commission v. Plus Money, Inc. et al | CA Southern | Benitez | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
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Plaintiff: Securities and Exhange Commission; Defendant: Plus Money, Inc., Matthew La Madrid, The Premium
Return Fund Limited-Liability Limited Partnership, The Premium Return Fund II Limited-Liability Limited Partnership, The Premium Return Fund III Limited-Liability Limited
Partnership and others...
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| April 7, 2008 | ||||
| Securities and Exchange Commission v. Uberuaga et al | CA Southern | Sabraw | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
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Plaintiff: Securities and Exchange Commission; Defendant: Michael T Uberuaga, Edward P. Ryan, Patricia
Frazier, Teresa A. Webster, Mary E. Vattimo
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| March 25, 2008 | ||||
| Mad Engine, Inc. et al v. The New York Networks, Inc. et al | CA Southern | Sabraw | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Mad Engine, Inc., Sadik Albert Amato; Defendant: The New York Networks, Inc., New York
Networks, David Walsh
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| March 21, 2008 | ||||
| La v. Allen et al | CA Southern | Hayes | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Grace E. La; Defendant: Andra Leonard Allen, Forever Diamonds, DOES 1 through 50, Inclusive
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| March 19, 2008 | ||||
| Donoghue v. Immunosyn Corporation et al | CA Southern | Miller | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Deborah Donoghue; Defendant: Immunosyn Corporation, Argyll Biotechnology LLC, Douglas McClain,
Jr., James T Miceli
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| March 4, 2008 | ||||
| Securities and Exchange Commission v. Tuco Trading, LLC et al | CA Southern | Sabraw | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
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Plaintiff: Securities and Exchange Commission; Defendant: Tuco Trading, LLC, Douglas G. Frederick
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| February 1, 2008 | ||||
| Flaxel v. Simpson et al | CA Southern | Lorenz | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: John Flaxel; Defendant: Richard Simpson, Dennis Pearson, M & A Capital Advisors LLC,
Pac-West Acquisitions Inc, Intra-Network Securities Inc and others...
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| January 23, 2008 | ||||
| Carmichael v. Leap Wireless International, Inc. et al | CA Southern | Huff | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Kent Carmichael; Defendant: Leap Wireless International, Inc., S. Douglas Hutcheson, Mark H.
Rachesky, Amin I. Khalifa, Dean M. Luvisa
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| January 9, 2008 | ||||
| Collins et al v. Winex Investments, LLC et al | CA Southern | Lorenz | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Jim Collins, Maryann Collins; Defendant: Winex Investments, LLC, William Krusheski, John
Sullivan, Robert B. Hydeman, Emilio Pineda and others...
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| January 3, 2008 | ||||
| Hildes v. Andersen | CA Southern | Benitez | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: David Hildes; Defendant: Arthur Andersen
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| December 14, 2007 | ||||
| Legacy Trading Group, LLC v. Unico, Inc. | CA Southern | Lorenz | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Legacy Trading Group, LLC; Defendant: Unico, Inc.
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