Justia Lawyer, Legal Aid & Services Directory: Colorado Broker Fraud Lawyers
Other Statutes - Securities/Commodities/Exchanges Cases filed in the Colorado District Court [ Court Info ]
Results 1 - 50 of 185
| Parties | District Court | Judge | Type of Lawsuit | Cause of Action |
|---|---|---|---|---|
| December 2, 2009 | ||||
| Herman et al v. Federal Deposit Insurance Corporation et al | CO | Brimmer | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Gary Lee Herman, Joyce Herman Defendant: Federal Deposit Insurance Corporation, (R) Federal
Deposit Insurance Corporation, Midwest Bank
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| November 30, 2009 | ||||
| Agile Sky Alliance Fund LP et al v. Citizens Financial Group et al | CO | Babcock | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Agile Sky Alliance Fund LP, Agile Safety Fund L.P., Agile Performance Fund, L.P., Agile Safety Variable Fund, L.P., Deutsche Bank
Cayman Limited (International) and others... Defendant: Citizens Financial Group, Royal Bank of Scotland Group plc, Swiss Financial Services, Inc.
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| November 23, 2009 | ||||
| Bateman v. Optionshouse inc. et al | CO | Babcock | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Christopher Bateman Defendant: Optionshouse inc., A. John Hass, Carl Kunz, Peter Lawler, Danny
Rosenthal
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| November 19, 2009 | ||||
| Lavallee v. Crocs, Inc. et al | CO | Brimmer | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Edward J. Lavallee, Edward J. Lavallee Defendant: Crocs, Inc., Crocs, Inc., Crocs, Inc.,
Crocs, Inc., Crocs, Inc. and others...
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| November 16, 2009 | ||||
| Securities and Exchange Commission v. Mantria Corporation et al | CO | Arguello | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission Defendant: Mantria
Corporation, Troy B. Wragg, Amanda E. Knorr, Speed of Wealth, LLC, Wayde M. McKelvy and others...
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| November 6, 2009 | ||||
| Securities and Exchange Commission v. Evans | CO | Arguello | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Securities and Exchange Commission Defendant: Thomas B. Evans
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| September 2, 2009 | ||||
| SagePoint Financial, Inc. v. Brown et al | CO | Blackburn | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: SagePoint Financial, Inc., SagePoint Financial, Inc., SagePoint Financial, Inc. Defendant:
Richard Brown, David Kinard, Donna Kinard, Adam Lundquist, David Minor and
others...
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| August 11, 2009 | ||||
| Lariviere v. Oppenheimer Rochester National Municipals et al | CO | Kane | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Mary Ann Lariviere, Mary Ann Lariviere, Mary Ann Lariviere Defendant: Oppenheimer Rochester
National Municipals, OppenheimerFunds, Inc., Oppenheimer Distributor Inc., Brian F. Wruble, John V. Murphy and others...
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| July 28, 2009 | ||||
| Kurz v. Oppenheimer AMT-Free New York Municipals et al | CO | Kane | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Karen Kurz Defendant: Oppenheimer AMT-Free New York Municipals, Oppenheimer Funds, Inc., John
V. Murphy, Clayton K. Yeutter, Brian W. Wixted and others...
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| July 27, 2009 | ||||
| Wunderly et al v. Oppenheimer Pennsylvania Municipal Fund et al | CO | Kane | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Michael P. Wunderly, Lillian A. Wunderly Defendant: Oppenheimer Pennsylvania Municipal Fund,
Oppenheimer Funds, Inc., Oppenheimer Funds Distributor, Inc., John V. Murphy, Brian F. Wruble and others...
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| July 9, 2009 | ||||
| Baladi et al v. Oppenheimer New Jersey Municipal Fund et al | CO | Kane | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Rania Baladi, Michel Baladi Defendant: Oppenheimer New Jersey Municipal Fund, Oppenheimer
Funds, Inc., John V. Murphy, Brian F. Wruble
|
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| Furman v. Oppenheimer AMT-Free Municipals et al | CO | Kane | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Mimi J. Furman Defendant: Oppenheimer AMT-Free Municipals, Oppenheimer Funds, Inc., John V.
Murphy, David K. Downes, Brian F. Wruble
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| Isaac v. Oppenheimer AMT-Free New York Municipals et al | CO | Kane | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Michael Isaac, Michael Isaac Defendant: Oppenheimer AMT-Free New York Municipals, Oppenheimer
Funds, Inc., John V. Murphy, Clayton K. Yeutter, Brian W. Wixted and others...
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| Seybold v. Oppenheimer New Jersey Municipal Fund et al | CO | Kane | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Marlene Seybold Defendant: Oppenheimer New Jersey Municipal Fund, Oppenheimer Funds, Inc.,
John V. Murphy, Brian F. Wruble
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| Stern v. Rochester Fund Municipals et al | CO | Kane | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Robert Stern Defendant: Rochester Fund Municipals, Oppenheimer Funds, Inc., John V. Murphy,
David K. Downes, Robert G. Galli and others...
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| Trooskin v. Oppenheimer New Jersey Municipal Fund et al | CO | Kane | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Stuart Trooskin Defendant: Oppenheimer New Jersey Municipal Fund, Oppenheimer Funds, Inc.,
John V. Murphy, Brian F. Wruble
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| June 26, 2009 | ||||
| Amato et al v. OppenheimerFunds, Inc. et al | CO | Kane | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Lucas Amato, Barbara Amato Defendant: OppenheimerFunds, Inc., Oppenheimer AMT-Free Municipals
Fund, John V. Murphy, Brian F. Wruble, David K. Downes and others...
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| June 25, 2009 | ||||
| Bernstein et al v. Rochester Fund Municipals et al | CO | Kane | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Lisl Bernstein, Lisl Bernstein, Lisl Bernstein, Lisl Bernstein, Todd Augenbaum and others... Defendant: Rochester Fund Municipals,
Rochester Fund Municipals, Oppenheimer Funds, Inc., Oppenheimer Funds, Inc., John V. Murphy and others...
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| Laufer et al v. Rochester National Municipals Fund et al | CO | Kane | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Bill Laufer, Bill Laufer, Bill Laufer, Bill Laufer, Bill Laufer and others... Defendant: Rochester National
Municipals Fund, Rochester National Municipals Fund, Oppenheimer Funds, Inc., Oppenheimer Funds, Inc., John V. Murphy and others...
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| Lowe v. Oppenheimer California Municipal Fund et al | CO | Kane | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Stephen Lowe, Stephen Lowe, Stephen Lowe, Stephen Lowe Defendant: Oppenheimer California
Municipal Fund, OppenheimerFunds, Inc., OppenheimerFunds Distributor, Inc., Brian F. Wruble, David K. Downes and others...
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| Milhem v. Oppenheimer California Municipal Fund et al | CO | Kane | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Kenneth Milhem Defendant: Oppenheimer California Municipal Fund, OppenheimerFunds, Inc.,
OppenheimerFunds Distributor, Inc., Brian F. Wruble, David K. Downes and
others...
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| Rivera v. Oppenheimer California Municipal Fund et al | CO | Kane | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Robert Rivera, Robert Rivera, Robert Rivera, Robert Rivera Defendant: Oppenheimer California
Municipal Fund, OppenheimerFunds, Inc., OppenheimerFunds Distributor, Inc., Brian F. Wruble, John V. Murphy and others...
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| Tackmann v. OppenheimerFunds, Inc. et al | CO | Kane | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Frank Tackmann, Frank Tackmann, Frank Tackmann, Frank Tackmann, Frank Tackmann Defendant:
OppenheimerFunds, Inc., Oppenheimer California Municipal Fund, Clayton K. Yeutter, Brian F. Wruble, John V. Murphy and others...
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| Vladimir v. Rochester Fund Municipals et al | CO | Kane | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Bert Vladimir Defendant: Rochester Fund Municipals, Oppenheimer Funds, Inc., John V. Murphy,
David K. Downes, Robert G. Galli and others...
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| Weiner v. Rochester Fund Municipals et al | CO | Kane | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Robert Weiner, Robert Weiner, Robert Weiner, Robert Weiner Defendant: Rochester Fund
Municipals, Rochester Fund Municipals, Oppenheimer Funds, Inc., Oppenheimer Funds, Inc., John V. Murphy and others...
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| Woods v. Oppenheimer Pennsylvania Municipal Fund et al | CO | Kane | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: John R. Woods Defendant: Oppenheimer Pennsylvania Municipal Fund, Oppenheimer Funds, Inc.,
Oppenheimer Funds Distributor, Inc., John V. Murphy, Brian F. Wruble and
others...
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| June 24, 2009 | ||||
| Oppenheimer Rochester Funds Group Securities Litigation | CO | Kane | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Lisl Bernstein, Lisl Bernstein, Lisl Bernstein, Lisl Bernstein, Todd Augenbaum and others... Defendant: Rochester Fund Municipals,
Rochester Fund Municipals, Rochester Fund Municipals, Rochester Fund Municipals, OppenheimerFunds, Inc. and others...
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| June 19, 2009 | ||||
| Connel v. Oppenheimer AMT-Free Municipals Fund et al | CO | Kane | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Modean Connel Defendant: Oppenheimer AMT-Free Municipals Fund, OppenheimerFunds, Inc.,
OppenheimerFunds Distributor, Inc., John V. Murphy, Brian F. Wruble and
others...
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| June 16, 2009 | ||||
| Unanue v. Oppenheimer New Jersey Municipal Fund et al | CO | Kane | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Peter Unanue Defendant: Oppenheimer New Jersey Municipal Fund, OppenheimerFunds, Inc.,
Oppenheimer Funds Distributor, Inc., John V. Murphy, Matthew P. Fink and
others...
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| June 12, 2009 | ||||
| Egts et al v. OppenheimerFunds, Inc. et al | CO | Kane | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Daniel Egts, Linda Egts Defendant: OppenheimerFunds, Inc., Oppenheimer Multi-State Municipal
Trust, Oppenheimer Pennsylvania Municipal Fund, Clayton K. Yeutter, Brian F. Wruble and others...
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| June 9, 2009 | ||||
| Katz v. Gerardi et al | CO | Daniel | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Jack P. Katz, Jack P. Katz, Jack P. Katz, Jack P. Katz Defendant: Ernest A. Gerardi, Jr.,
Ernest A. Gerardi, Jr., Ernest A. Gerardi, Jr., Ernest A. Gerardi, Jr., Ruth Ann M. Gillis and others...
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| May 28, 2009 | ||||
| Prince v. Oppenheimer AMT-Free Municipals et al | CO | Kane | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Glenwood Prince Defendant: Oppenheimer AMT-Free Municipals, OppenheimerFunds, Inc.,
OppenheimerFunds Distributor, Inc., John V. Murphy, Brian F. Wruble and
others...
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| May 27, 2009 | ||||
| Riggs et al v. Omni Oil and Gas, Inc. et al | CO | Daniel | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Ralph Riggs, H. Alan Dill, Robert A. Dill, Irma Dill, Henry E. Cartwright and others... Defendant: Omni Oil and Gas, Inc.,
Gordon H. Johnson, Ronald B. Kubicki, James R. Renfro, John Barton
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| May 22, 2009 | ||||
| Ferguson v. OppenheimerFunds, Inc. et al | CO | Kane | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Julian Ferguson Defendant: OppenheimerFunds, Inc., Oppenhiemer Integrity Funds, Oppenheimer
Core Bond Fund, William L. Armstrong, John V. Murphy and others...
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| May 14, 2009 | ||||
| Securities and Exchange Commission v. Wellco Energy, L.L.C. et al | CO | Krieger | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Securities and Exchange Commission Defendant: Wellco Energy, L.L.C., Justin William Rifkin,
Patrick V. Looper, Richard G. Pacheco, Dustin D. White
|
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| May 6, 2009 | ||||
| Trueman v. Oppenheimer Rochester National Municipals Fund et al | CO | Kane | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: John J. Trueman, John J. Trueman Defendant: Oppenheimer Rochester National Municipals Fund,
OppenheimerFunds, Inc., OppenheimerFunds Distributor, Inc., John V. Murphy, David K. Downes and others...
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| May 5, 2009 | ||||
| Krim v. Oppenheimer Rochester National Municipals Fund et al | CO | Kane | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Estelle Krim Defendant: Oppenheimer Rochester National Municipals Fund, OppenheimerFunds,
Inc., Oppenheimer Funds Distributor, Inc., Brian F. Wruble, John V. Murphy and
others...
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| April 22, 2009 | ||||
| Smith v. OppenheimerFunds, Inc. et al | CO | Kane | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Kenneth D. Smith Defendant: OppenheimerFunds, Inc., Oppenhiemer Integrity Funds, Oppenheimer
Core Bond Fund, William L. Armstrong, John V. Murphy and others...
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| Tackmann v. OppenheimerFunds, Inc. et al | CO | Kane | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Frank Tackmann Defendant: OppenheimerFunds, Inc., Oppenheimer Multi-State Municipal Trust,
Oppenheimer Rochester National Municipals, Clayton K. Yeutter, Brian F. Wruble and
others...
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| April 10, 2009 | ||||
| Manandik v. Zynex, Inc. et al | CO | Krieger | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Denise Manandik; Defendant: Zynex, Inc., Thomas Sandgaard, Fritz G. Allison
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| April 9, 2009 | ||||
| Hanratty v. Zynex, Inc. et al | CO | Krieger | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Robert Hanratty; Defendant: Zynex, Inc., Thomas Sandgaard, Fritz Allison
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| April 7, 2009 | ||||
| Securities and Exchange Commission v. Market Street Advisors et al | CO | Brimmer | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
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Plaintiff: Securities and Exchange Commission; Defendant: Market Street Advisors, Shawn R. Merriman,
LLC-1, LLC-2, Marque LLC-3 and others...
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| April 6, 2009 | ||||
| Mishkin et al v. Zynex, Inc. et al | CO | Blackburn | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Marjorie Mishkin, David Mishkin; Defendant: Zynex, Inc., Thomas Sandgaard, Fritz G. Allison
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| Wolf v. No Defendants Named | CO | Brimmer | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Philip Andrew Wolf; Defendant: No Defendants Named
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| March 31, 2009 | ||||
| Stokar v. Oppenheimer Rochester National Municipals Fund et al | CO | Daniel | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Ellen Stokar; Defendant: Oppenheimer Rochester National Municipals Fund, OppenheimerFunds,
Inc., John V. Murphy, David K. Downes, Brian F. Wruble
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| March 30, 2009 | ||||
| Begley v. Rochester Fund Municipals et al | CO | Blackburn | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Bernadette Begley; Defendant: Rochester Fund Municipals, OppenheimerFunds, Inc.,
OppenheimerFunds Distributor, Inc., John V. Murphy, Thomas W. Courtney and
others...
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| March 20, 2009 | ||||
| Joseph v. Reserve Fund, The et al | CO | Krieger | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Fred J. Joseph; Defendant: Reserve Fund, The, Reserve Management Company, Inc., Reserv
Partners, Inc., Bruce R. Bent
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| March 19, 2009 | ||||
| Ross v. Level 3 Communications, Inc. et al | CO | Brimmer | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Jennifer Ross; Defendant: Level 3 Communications, Inc., Kevin J. O'Hara, Eric J. Mortensen,
James Q. Crowe, Sunit S. Patel
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| March 13, 2009 | ||||
| Bock v. Oppenheimer Rochester National Municipals et al | CO | Arguello | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Brendan L. Bock; Defendant: Oppenheimer Rochester National Municipals, OppenheimerFunds, Inc.,
OppenheimerFunds Distributor, Inc., Brian F. Wruble, John V. Murphy and
others...
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| Gerlach v. Intrepid Potash, Inc. et al | CO | Brimmer | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Darrell Gerlach; Defendant: Intrepid Potash, Inc., Robert P. Jornayvaz, III, Patrick L. Avery
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