Justia Lawyer, Legal Aid & Services Directory: Connecticut Broker Fraud Lawyers
Other Statutes - Securities/Commodities/Exchanges Cases filed in the Connecticut District Court [ Court Info ]
Results 1 - 50 of 136
| Parties | District Court | Judge | Type of Lawsuit | Cause of Action |
|---|---|---|---|---|
| November 20, 2009 | ||||
| Centaur Mgmt Co LLC v. Access Intl Advisors Ltd | CT | Underhill | Securities/Commodities/Exchanges | Declaratory Judgment |
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Plaintiff: Centaur Mgmt Co LLC Defendant: Access Intl Advisors Ltd
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| October 28, 2009 | ||||
| NECA-IBEW Health & Welfare Fund v. Pitney Bowes, Inc et al | CT | Droney | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: NECA-IBEW Health & Welfare Fund Defendant: Pitney Bowes, Inc, Murray D. Martin, Bruce
Nolop
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| September 30, 2009 | ||||
| Herrett v. Strum, Ruger & Co.,Inc. et al | CT | Hall | Securities/Commodities/Exchanges | No cause code entered |
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Plaintiff: Alan R. Herrett Defendant: Strum, Ruger & Co.,Inc., Michael O. Fifer, Thomas A. Dineen
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| August 12, 2009 | ||||
| Securities & Exchange Comm v. Terex Corp | CT | Thompson | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Securities & Exchange Comm, Securities & Exchange Comm Defendant: Terex Corp
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| August 6, 2009 | ||||
| Backus et al v. Connecticut Community Bank NA | CT | Thompson | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Ben R. Backus, Kimberly M. Backus, Francesco Scaturchio, Lavinia F. Zack, David C. Johnson and others... Defendant: Connecticut Community Bank
NA, Connecticut Community Bank NA Petitioner: Carol P. Dargan
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| August 4, 2009 | ||||
| Securities & Exchange Comm v. General Electric Co | CT | Chatigny | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Securities & Exchange Comm, Securities & Exchange Comm Defendant: General Electric Co
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| April 28, 2009 | ||||
| Idler Co Inc v. Splinternet Holdings Inc et al | CT | Hall | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Idler Co Inc Defendant: Splinternet Holdings Inc, Vidiation Inc, Vidiation LLC, Frank
O'Connor, James C. Ackerly
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| March 5, 2009 | ||||
| Securities & Exchange Comm v. Richetelli | CT | Droney | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
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Plaintiff: Securities & Exchange Comm; Defendant: Gary Richetelli
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| February 13, 2009 | ||||
| Carter et al v. Brown et al | CT | Droney | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Robert J Carter, Jan V Neuberger Defendant: Paul B Brown, ING Financial Partners, Inc, ING
Financial Partners, Inc, Capital Financial Planning, LLC, Capital Financial Planning, LLC and others...
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| January 27, 2009 | ||||
| Chien v. Skystar Bio Pharmaceutical Co et al | CT | Kravitz | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Andrew Chien; Defendant: Skystar Bio Pharmaceutical Co, Scott Cramer, Steve Lowe, David
Wassung, Weibing Lu
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| October 16, 2008 | ||||
| Securities & Exchange Comm v. Excellency Investment Rlty Trust Inc et al | CT | Arterton | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
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Plaintiff: Securities & Exchange Comm; Defendant: Excellency Investment Rlty Trust Inc, David D.
Mladen
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| September 8, 2008 | ||||
| Securities & Exchange Comm v. United Rentals Inc | CT | Droney | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
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Plaintiff: Securities & Exchange Comm; Defendant: United Rentals Inc
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| September 5, 2008 | ||||
| Calvert v. General Elec Co et al | CT | Droney | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Amalye Calvert; Defendant: General Elec Co, Jeffrey R. Immelt, Keith S. Sherin
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| August 7, 2008 | ||||
| Securities And Exchange Commission v. Butko | CT | Hall | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
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Plaintiff: Securities And Exchange Commission; Defendant: Dmitriy Butko
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| July 30, 2008 | ||||
| Coyne et al v. General Elec Co et al | CT | Underhill | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Thomas A. Coyne, Susan W. Coyne; Defendant: General Elec Co, Jeffrey R. Immelt, Keith S.
Sherin
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| April 4, 2008 | ||||
| Securities & Exchange Comm v. Milne | CT | Bryant | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
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Plaintiff: Securities & Exchange Comm; Defendant: John N. Milne
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| April 2, 2008 | ||||
| Umbach v. Carrington Investment Partners (US) LP et al | CT | Hall | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Joseph Umbach; Defendant: Carrington Investment Partners (US) LP, Carrington Capital Mgmt LLC,
Bruce Rose
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| January 22, 2008 | ||||
| First New York Securities LLC et al v. United Rentals, Inc et al | CT | Bryant | Securities/Commodities/Exchanges | No cause code entered |
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Plaintiff: First New York Securities LLC, Omni Partners LLP; Defendant: United Rentals, Inc, Wayland R.
Hicks, Martin E. Welch, Michael J. Kneeland, Roger E. Schwed and others...
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| January 15, 2008 | ||||
| US Commodity Futures Trading Comm v. Rolando | CT | Kravitz | Securities/Commodities/Exchanges | No cause code entered |
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Plaintiff: US Commodity Futures Trading Comm; Defendant: Diego Mariano Rolando
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| December 27, 2007 | ||||
| Securities And Exchange Commission v. Apuzzo | CT | Droney | Securities/Commodities/Exchanges | No cause code entered |
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Plaintiff: Securities And Exchange Commission; Defendant: Joseph F. Apuzzo
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| December 21, 2007 | ||||
| Raven Credit Opportunities Master Fund Ltd v. United Rentals Inc et al | CT | Chatigny | Securities/Commodities/Exchanges | No cause code entered |
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Plaintiff: Raven Credit Opportunities Master Fund Ltd; Defendant: United Rentals Inc, Wayland R. Hicks,
Martin E. Welch, Michael J. Kneeland, Brian McAuley and others...
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| December 17, 2007 | ||||
| Raven Asset Mgmt LLC v. United Rentals Inc et al | CT | Kravitz | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Raven Asset Mgmt LLC; Defendant: United Rentals Inc, Wayland R. Hicks, Martin E. Welch,
Michael J. Kneeland, Brian D. Mcauley and others...
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| December 12, 2007 | ||||
| Securities & Exchange Comm v. Nolan | CT | Covello | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Securities & Exchange Comm; Defendant: Michael J. Nolan
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| November 19, 2007 | ||||
| DeCicco v. United Rentals Inc et al | CT | Hall | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Vincent DeCicco; Defendant: United Rentals Inc, Wayland R. Hicks, Martin E. Welch, Michael J.
Kneeland, Brian D. Mcauley and others...
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| November 13, 2007 | ||||
| Cellular Tech Svc Co Inc et al v. Trueposition Inc et al | CT | Kravitz | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Cellular Tech Svc Co Inc, Business Equities LP, Cordoba Capital III, LP, Cypress VI Partners, Mar Vista Capital LTD and others...; Defendant: Trueposition Inc, Liberty
Media Corp, Liberty TP Mgmt, Inc, Mark Carleton, J. David Flemming and others...
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| October 30, 2007 | ||||
| Hutchison v. Cbre Rlty Finance Inc et al | CT | Underhill | Securities/Commodities/Exchanges | No cause code entered |
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Plaintiff: Philip Hutchison; Defendant: Cbre Rlty Finance Inc, Keith Gollenberg, Michael Angerthal
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| August 14, 2007 | ||||
| Anthony v. Massachusetts et al | CT | Smith | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Silva Wayne Anthony; Defendant: State of Massachusetts, United States
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| August 10, 2007 | ||||
| Anthony v. Massachusetts et al | CT | Smith | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Silva Wayne Anthony; Defendant: State of Massachusetts, United States
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| August 7, 2007 | ||||
| Ginman v. Greenfield Online Inc et al | CT | Droney | Securities/Commodities/Exchanges | No cause code entered |
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Plaintiff: Craig Ginman; Defendant: Greenfield Online Inc, Dean A. Wiltse, Robert E. Bies
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| July 24, 2007 | ||||
| Pension Annuity Trust Fund v. Greenfield Online Inc et al | CT | Bryant | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Pension Annuity Trust Fund; Defendant: Greenfield Online Inc, Dean A. Wiltse, Robert E. Bies
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| May 24, 2007 | ||||
| Fidelity Brokerage Svc LLC et al v. Mercier et al | CT | Underhill | Securities/Commodities/Exchanges | Motion to Confirm Arbitration Loan |
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Petitioner: Fidelity Brokerage Svc LLC, Adam Jensen, Respondent: Wayne A. Mercier, Wayne A. Mercier IRA
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| May 17, 2007 | ||||
| Chien v. Skystar Bio Pharmaceutical Co et al | CT | Kravitz | Securities/Commodities/Exchanges | No cause code entered |
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Plaintiff: Andrew Chien; Defendant: Skystar Bio Pharmaceutical Co, Scott Cramer, Steve Lowe, David
Wassung, Weibing Lu
|
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| April 25, 2007 | ||||
| Ferris v. NASD Dispute Resolution Inc | CT | Underhill | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Bruce W. Ferris; Defendant: NASD Dispute Resolution Inc
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| April 19, 2007 | ||||
| Brennan v. Advantage Capital Corp | CT | Dorsey | Securities/Commodities/Exchanges | - Petition for Removal: SEC Act |
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Plaintiff: Geralyn Brennan; Defendant: Advantage Capital Corp
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| Brennan v. Advantage Capital Corp | CT | Droney | Securities/Commodities/Exchanges | Notice of Removal |
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Plaintiff: Dorothy Brennan; Defendant: Advantage Capital Corp
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| Brodie v. Advantage Capital Corp | CT | Chatigny | Securities/Commodities/Exchanges | Notice of Removal |
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Plaintiff: Robert W. Brodie, Jr.; Defendant: Advantage Capital Corp
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| Carson et al v. Advantage Capital Corp | CT | Chatigny | Securities/Commodities/Exchanges | Petition for Removal |
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Plaintiff: Frederick Carson, Elizabeth Carson; Defendant: Advantage Capital Corp
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| Cirelli v. Advantage Capital Corp | CT | Kravitz | Securities/Commodities/Exchanges | - Diversity: Securities & Exchange Commiss |
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Plaintiff: Elizabeth Cirelli; Defendant: Advantage Capital Corp
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| Petta et al v. Advantage Capital Corp | CT | Underhill | Securities/Commodities/Exchanges | - Petition for Removal: SEC Act |
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Plaintiff: Antonio Petta, Antonietta Petta; Defendant: Advantage Capital Corp
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| Redfield v. Advantage Capital Corp | CT | Covello | Securities/Commodities/Exchanges | Notice of Removal |
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Plaintiff: Edward B. Redfield; Defendant: Advantage Capital Corp
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| February 23, 2007 | ||||
| Gourad v. McCue et al | CT | Nevas | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Khalid Gourad; Defendant: David D. McCue, Jr., Suzanne E. McCue
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| January 23, 2007 | ||||
| American Federation of State County & Municipal Emp et al v. Hewlett-Packard Co. | CT | Kravitz | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: American Federation of State County & Municipal Emp, Employees Pension Plan, Connecticut Retirement Plans & Trust Funds;
Defendant: Hewlett-Packard Co.
|
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| November 13, 2006 | ||||
| Lange v. Bach et al | CT | Underhill | Securities/Commodities/Exchanges | No cause code entered |
| November 1, 2006 | ||||
| Mercury Real Est Securities Fund LP et al v. Archon Corp | CT | Underhill | Securities/Commodities/Exchanges | No cause code entered |
| September 15, 2006 | ||||
| Coronel v. ADVO, Inc et al | CT | Covello | Securities/Commodities/Exchanges | No cause code entered |
| September 11, 2006 | ||||
| Kelleher v. ADVO, Inc et al | CT | Covello | Securities/Commodities/Exchanges | No cause code entered |
| September 5, 2006 | ||||
| Brock v. Hansen et al | CT | Thompson | Securities/Commodities/Exchanges | Securities Exchange Act |
| May 31, 2006 | ||||
| Contreras et al v. Host Amer Corp | CT | Arterton | Securities/Commodities/Exchanges | Fed. Question |
| Securities & Exchange Comm v. Rice | CT | Kravitz | Securities/Commodities/Exchanges | Securities Exchange Act |
| Securities & Exchange Comm v. Slesinger et al | CT | Droney | Securities/Commodities/Exchanges | Securities Exchange Act |
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