Justia Lawyer, Legal Aid & Services Directory: Indiana Broker Fraud Lawyers
Other Statutes - Securities/Commodities/Exchanges Cases filed in the Indiana Southern District Court [ Court Info ]
Results 1 - 46 of 46
| Parties | District Court | Judge | Type of Lawsuit | Cause of Action |
|---|---|---|---|---|
| September 24, 2009 | ||||
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. BLACK | IN Southern | Barker | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: UNITED STATES SECURITIES AND EXCHANGE COMMISSION Defendant: CHRISTOPHER A. BLACK
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| June 8, 2009 | ||||
| SECURITIES AND EXCHANGE COMMISSION v. BERKSHIRE RESOURCES, L.L.C. et al | IN Southern | Barker | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: SECURITIES AND EXCHANGE COMMISSION Defendant: BERKSHIRE RESOURCES, L.L.C., BERKSHIRE (40L),
L.L.P., BERKSHIRE 2006-5, L.L.P., PASSMORE-5, L.L.P., GUEYDAN CANAL 28-5, L.L.P. and
others...
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| December 16, 2008 | ||||
| VENNERI FAMILY TRUST et al v. CARLSON et al | IN Southern | Hamilton | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: VENNERI FAMILY TRUST, VALDO VENNERI, LINDA VENNERI, CREATIVE MANAGEMENT SERVICES CORPORATION, GARRISON LEIGH and others...; Defendant: RICHARD A. CARLSON, ARVINA
JOYCE CARLSON, ANTHONY T. CARLSON
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| October 3, 2008 | ||||
| STEPHEN A. EILENBERG, SUCCESSOR TRUSTEE OF THE EILENBERG FAMILY TRUST v. MORGAN KEEGAN & CO., INC. | IN Southern | Hamilton | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: STEPHEN A. EILENBERG, SUCCESSOR TRUSTEE OF THE EILENBERG FAMILY TRUST; Defendant: MORGAN
KEEGAN & CO., INC.
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| August 5, 2008 | ||||
| PLUMBERS AND PIPEFITTERS LOCAL UNION 719 PENSION FUND v. ZIMMER HOLDINGS, INC. et al | IN Southern | Hamilton | Securities/Commodities/Exchanges | Federal Question |
| April 22, 2008 | ||||
| CLEMENT v. WELLPOINT, INC. et al | IN Southern | Barker | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: DONALD W. CLEMENT; Defendant: WELLPOINT, INC., ANGELA F. BRALY, WAYNE DEVEYDT, LARRY C.
GLASSCOCK
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| March 18, 2008 | ||||
| WADE v. WELLPOINT, INC. et al | IN Southern | Barker | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: DOROTHY WADE; Defendant: WELLPOINT, INC., ANGELA F. BRALY, WAYNE DEVEYDT, Larry C. Glasscock
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| March 3, 2008 | ||||
| WELBORN BAPTIST FOUNDATION, INC. v. STATE STREET GLOBAL ADVISORS, INC. et al | IN Southern | Young | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: WELBORN BAPTIST FOUNDATION, INC.; Defendant: STATE STREET GLOBAL ADVISORS, INC., STATE STREET
BANK AND TRUST COMPANY, YANNI PARTNERS, INC.
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| February 20, 2008 | ||||
| FISHBACK v. MEMORY GARDENS MANAGEMENT CORPORATION et al | IN Southern | Hamilton | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: WILLIAM FISHBACK; Defendant: MEMORY GARDENS MANAGEMENT CORPORATION, NEXUS FIDUCIARY TRUST
CORPORATION, SMITH BARNEY, LYNETTE GRAY
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| January 29, 2008 | ||||
| COUNTRYMARK COOPERATIVE, LLP v. MORGAN KEEGAN & COMPANY, INC. | IN Southern | Young | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: COUNTRYMARK COOPERATIVE, LLP; Defendant: MORGAN KEEGAN & COMPANY, INC.
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| December 7, 2007 | ||||
| KRAFT v. VERIFONE HOLDINGS, INC. et al | IN Southern | Hamilton | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
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Plaintiff: PETER A. KRAFT; Defendant: VERIFONE HOLDINGS, INC., DOUGLAS G. BERGERON, BARRY ZWARENSTEIN
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| December 3, 2007 | ||||
| SECURITIES AND EXCHANGE COMMISSION v. KNALL | IN Southern | Young | Securities/Commodities/Exchanges | Securities Exchange Act |
| September 28, 2007 | ||||
| FIRST BANK RICHMOND, N.A. v. CREDIT SUISSE FIRST BOSTON CORPORATION et al | IN Southern | McKinney | Securities/Commodities/Exchanges | - Diversity: Securities & Exchange Commiss |
|
Plaintiff: FIRST BANK RICHMOND, N.A.; Defendant: CREDIT SUISSE FIRST BOSTON CORPORATION, CREDIT SUISSE
FIRST BOSTON MORTGAGE SECURITIES CORP., DLJ MORTGAGE CAPITAL, INC., TRIAD GUARANTY INSURANCE CORPORATION, SELECT PORTFOLIO SERVICING, INC. and others...
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| June 8, 2007 | ||||
| DOERFLEIN et al v. PRUDENTIAL INVESTMENT MANAGEMENT SERVICES, INC et al | IN Southern | Hamilton | Securities/Commodities/Exchanges | U.S. Arbitration Act |
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Plaintiff: DAVID N. DOERFLEIN, DAVID N. DOERFLEIN TRUST, LEEROY A. DOERFLEIN; Defendant: PRUDENTIAL
INVESTMENT MANAGEMENT SERVICES, INC, PRUCO SECURITIES, LLC
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| March 20, 2007 | ||||
| FRYE v. ADER et al | IN Southern | McKinney | Securities/Commodities/Exchanges | Federal Commodity Exchange Regulation |
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Plaintiff: JERRY R FRYE; Defendant: ALLAN STEVEN ADER, PHILLIP COHEN
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| August 2, 2006 | ||||
| KASMER v. MARSH et al | IN Southern | McKinney | Securities/Commodities/Exchanges | - Petition for Removal: Securities Fraud |
| July 13, 2006 | ||||
| GROVE v. FAST TEK GROUP, LLC et al | IN Southern | McKinney | Securities/Commodities/Exchanges | Securities Exchange Act |
| January 3, 2006 | ||||
| FANNON v. GUIDANT CORPORATION et al | IN Southern | McKinney | Securities/Commodities/Exchanges | Securities Exchange Act |
| December 28, 2005 | ||||
| PALAN v. GUIDANT CORPORATION et al | IN Southern | Hamilton | Securities/Commodities/Exchanges | Securities Exchange Act |
| November 29, 2005 | ||||
| IRON WORKERS OF WESTERN PENNSYLVANIA PENSION PLAN v. GUIDANT CORPORATION et al | IN Southern | Young | Securities/Commodities/Exchanges | Securities Exchange Act |
| November 18, 2005 | ||||
| BLYAKHMAN v. GUIDANT CORPORATION et al | IN Southern | McKinney | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
| November 3, 2005 | ||||
| IN RE: GUIDANT CORPORATION SECURITIES LITIGATION | IN Southern | Barker | Securities/Commodities/Exchanges | Fed. Question |
| October 12, 2005 | ||||
| DEPAUW UNIVERSITY v. HENNESSEE GROUP LLC et al | IN Southern | Young | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
| August 8, 2005 | ||||
| HODGSON v. GUIDANT CORPORATION et al | IN Southern | Tinder | Securities/Commodities/Exchanges | Securities Exchange Act |
| July 26, 2005 | ||||
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. ALANAR, INC. et al | IN Southern | Tinder | Securities/Commodities/Exchanges | Securities Fraud |
| July 21, 2005 | ||||
| MURRAY v. GUIDANT CORPORATION et al | IN Southern | Tinder | Securities/Commodities/Exchanges | Securities Exchange Act |
| June 24, 2005 | ||||
| YEROUSHALMI v. GUIDANT CORPORATION et al | IN Southern | Tinder | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
| April 28, 2005 | ||||
| WALLACE v. FREE SOFTWARE FOUNDATION INC. | IN Southern | Tinder | Securities/Commodities/Exchanges | Sherman-Clayton Act |
| February 24, 2005 | ||||
| WOODBURY FINANCIAL SERVICES, INC. v. KOCH et al | IN Southern | Barker | Securities/Commodities/Exchanges | Securities Fraud |
| January 11, 2005 | ||||
| GAMBS v. H&R BLOCK FINANCIAL ADVISORS, INC. | IN Southern | Hamilton | Securities/Commodities/Exchanges | Securities Exchange Act |
| December 29, 2004 | ||||
| BEJGROWICZ et al v. ITT EDUCATIONAL SERVICES, INC. et al | IN Southern | Hamilton | Securities/Commodities/Exchanges | Securities Exchange Act |
| DUDEK v. ITT EDUCATIONAL SERVICES, INC. et al | IN Southern | Hamilton | Securities/Commodities/Exchanges | Securities Exchange Act |
| MURAD v. ITT EDUCATIONAL SERVICES, INC. et al | IN Southern | Hamilton | Securities/Commodities/Exchanges | Securities Exchange Act |
| ROSEN v. ITT EDUCATIONAL SERVICES, INC. et al | IN Southern | Hamilton | Securities/Commodities/Exchanges | Securities Exchange Act |
| SHAPIRO et al v. ITT EDUCATIONAL SERVICES, INC. et al | IN Southern | Hamilton | Securities/Commodities/Exchanges | Securities Exchange Act |
| November 24, 2004 | ||||
| CONDE et al v. SLS WEST, LLC et al | IN Southern | Tinder | Securities/Commodities/Exchanges | Securities Exchange Act |
| April 23, 2004 | ||||
| SHANBROM v. ITT EDUCATIONAL SERVICES, INC. et al | IN Southern | Securities/Commodities/Exchanges | Securities Exchange Act | |
| April 16, 2004 | ||||
| RITCHIE v. ITT EDUCATIONAL SERVICES, INC. et al | IN Southern | Securities/Commodities/Exchanges | Securities Exchange Act | |
| April 1, 2004 | ||||
| NORTON v. ITT EDUCATIONAL SERVICES, INC. et al | IN Southern | Securities/Commodities/Exchanges | Securities Exchange Act | |
| March 30, 2004 | ||||
| LOWSON v. ITT EDUCATIONAL SERVICES, INC. et al. | IN Southern | Securities/Commodities/Exchanges | Securities Exchange Act | |
| March 10, 2004 | ||||
| SECURITIES AND EXCHANGE COMMISSION v. DICK et al | IN Southern | Barker | Securities/Commodities/Exchanges | Securities Exchange Act |
| March 3, 2004 | ||||
| SEGALLA v. ITT EDUCATIONAL SERVICES, INC. et al | IN Southern | Securities/Commodities/Exchanges | Securities Exchange Act | |
| February 27, 2004 | ||||
| EASTSIDE INVESTORS v. ITT EDUCATIONAL SERVICES, INC. et al | IN Southern | Securities/Commodities/Exchanges | Securities Exchange Act | |
| February 26, 2004 | ||||
| CITY OF AUSTIN POLICE RETIREMENT SYSTEM v. ITT EDUCATIONAL SERVICES, INC. et al | IN Southern | Securities/Commodities/Exchanges | Securities Exchange Act | |
| February 13, 2004 | ||||
| STEVENS et al v. ARNOLD et al | IN Southern | Securities/Commodities/Exchanges | Securities Fraud | |
| November 14, 2003 | ||||
| MASSEY v. CONSECO, INC. | IN Southern | McKinney | Securities/Commodities/Exchanges | Fed. Question |
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