Other Statutes - Securities/Commodities/Exchanges Cases filed in Iowa
Justia Lawyer, Legal Aid & Services Directory: Iowa Broker Fraud Lawyers
Other Statutes - Securities/Commodities/Exchanges Cases filed in Iowa
Results 1 - 16 of 16
| Parties | District Court | Judge | Type of Lawsuit | Cause of Action |
|---|---|---|---|---|
| October 28, 2009 | ||||
| Curran v. Principal Management Corporation et al | IA Southern | Pratt | Securities/Commodities/Exchanges | Cause Code Unknown |
|
Plaintiff: Judith Curran, Judith Curran, Judith Curran Defendant: Principal Management Corporation,
Principal Global Investors, LLC, Principal Funds Distributor, Inc.
|
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| April 10, 2009 | ||||
| Lutz v. Miller et al | IA Southern | Pratt | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Terry J. Lutz; Defendant: Christopher Miller, Dexter Ethanol, LLC, Tama Ethanol, LLC, Alpha
Holdings, LLC
|
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| October 28, 2008 | ||||
| McGraw et al v. AG Edwards & Sons, Inc. | IA Northern | McManus | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Thomas M McGraw, Nancy N McGraw, Donald Harms, Patricia Petska, Dale Montross; Defendant: AG
Edwards & Sons, Inc.
|
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| June 5, 2008 | ||||
| Cedar Rapids Linn County Solid Waste Agency v. Wells Fargo Brokerage Services LLC | IA Northern | Bennett | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Cedar Rapids Linn County Solid Waste Agency; Defendant: Wells Fargo Brokerage Services LLC
|
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| City of Cedar Rapids v. Wells Fargo Brokerage Services, LLC | IA Northern | Bennett | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: City of Cedar Rapids; Defendant: Wells Fargo Brokerage Services, LLC
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| April 21, 2008 | ||||
| Tolentino et al v. Mossman et al | IA Northern | McManus | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Reuben Tolentino, Katherine Tolentino, KB Properties, LLC, James Hall, Brenda Hall and others...; Defendant: Jeffrey A Mossman, Scott G
Mueller, Dennis Dudley, Investors Advantage Capital Fund I, LLC, Cash Flow Financial Group, LLC and others...
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| April 18, 2008 | ||||
| Hardin County Savings Bank et al v. City of Brainerd et al | IA Northern | Reade | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Hardin County Savings Bank, Walworth State Bank, Eitzen State Bank, Northern National Bank, Kindred State Bank and others...; Defendant: City of Brainerd, Housing
and Redevelopment Authority of the City of Brainerd, James Alderman, Margaret Tiplady, Ernest Wozniak and others...
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| November 29, 2007 | ||||
| Timothy Armstrong et al | IA Northern | Securities/Commodities/Exchanges | Securities Exchange Act | |
|
Plaintiff: Timothy Armstrong, Wanda Armstrong, Todd Atenhan, Todd Atenhad IRA, Todd Atenhand SEP and others... Defendant: American Pallet Leasing
Inc, Langley, Williams and Company LLC, Daniel L Williams, Michael F Calloura, Phillip D Abshire, Jr and others...
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| Timothy Armstrong et al v American Pallet Leasing Inc et al | IA Northern | Bennett | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Timothy Armstrong, Wanda Armstrong, Todd Atenhan, Todd Atenhad IRA, Todd Atenhand SEP and others...; Defendant: American Pallet Leasing
Inc, Langley, Williams and Company LLC, Daniel L Williams, Michael F Calloura, Phillip D Abshire, Jr and others...
|
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| August 28, 2007 | ||||
| Young et al v. Principal Financial Group, Inc. et al | IA Southern | Jarvey | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Patricia A. Walsh, Jerri E. Young; Defendant: Principal Financial Group, Inc., Princor
Financial Services Corporation
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| November 17, 2006 | ||||
| Baber v. First Republic Group, LLC et al | IA Northern | Bennett | Securities/Commodities/Exchanges | - Petition for Removal: Securities Fraud |
| July 5, 2005 | ||||
| Yellen v. Hake et al | IA Southern | Pratt | Securities/Commodities/Exchanges | Securities Exchange Act |
| February 25, 2005 | ||||
| Jerrick v. Miller et al | IA Southern | Longstaff | Securities/Commodities/Exchanges | Securities Exchange Act |
| January 27, 2005 | ||||
| Sofonia v. Principal Life Insurance Company et al | IA Southern | Pratt | Securities/Commodities/Exchanges | Securities Fraud |
| December 2, 2004 | ||||
| MS Electronics, LLC | IA Southern | Gritzner | Securities/Commodities/Exchanges | Diversity-Fraud |
| February 3, 2004 | ||||
| AUSA Life Insurance Company, Inc. et al v. Citigroup, Inc. et al | IA Northern | Reade | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
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