Justia Lawyer, Legal Aid & Services Directory: Louisiana Broker Fraud Lawyers
Other Statutes - Securities/Commodities/Exchanges Cases filed in the Louisiana Eastern District Court [ Court Info ]
Results 1 - 50 of 66
| Parties | District Court | Judge | Type of Lawsuit | Cause of Action |
|---|---|---|---|---|
| November 20, 2009 | ||||
| Commodity Futures Trading Commission v. Capital Funding Consultants LLC et al | LA Eastern | Lemmon | Securities/Commodities/Exchanges | Federal Commodity Exchange Regulation |
|
Plaintiff: Commodity Futures Trading Commission, Commodity Futures Trading Commission, Commodity Futures Trading Commission Defendant: Capital Funding Consultants LLC, William Charles Guidry, Matthew Brian Pizzolato
|
||||
| November 16, 2009 | ||||
| SCB Diversified Municipal Portfolio et al v. Crews & Associates, Inc. et al | LA Eastern | Lemelle | Securities/Commodities/Exchanges | Cause Code Unknown |
|
Plaintiff: SCB Diversified Municipal Portfolio, SCB California Municipal Portfolio, Short Duration New York Municipal Portfolio, Short
Duration California Municipal Portfolio Defendant: Crews & Associates, Inc., Breazeale, Sachse & Wilson, L.L.P., Coves of the
Highland Community Development District, Greystone Valuation Services, Inc.
|
||||
| November 10, 2009 | ||||
| Coves of the Highland Community Development District v. McGlinchey Stafford, P.L.L.C. et al | LA Eastern | Lemmon | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Coves of the Highland Community Development District Defendant: McGlinchey Stafford, P.L.L.C.,
Breazeale, Sachse & Wilson, L.L.P.
|
||||
| August 4, 2009 | ||||
| Nunez v. Robin et al | LA Eastern | Fallon | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Marc Nunez, Marc Nunez Defendant: Edward Robin, Sr, Edward Robin, Jr, Don Robin, Sr., Brad
Robin, Robin Capital Holdings, L.L.C. and others...
|
||||
| July 15, 2009 | ||||
| Securities and Exchange Commission v. Hardey et al | LA Eastern | Feldman | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission Defendant: Matthew W.
Hardey, L. Cyrus DeBlanc, Joe E. Penland
|
||||
| April 13, 2009 | ||||
| Davies et al v. Morgan Asset Management, Inc. et al | LA Eastern | Lemmon | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Sandmann Davies, June Davies, Frank Davies; Defendant: Morgan Asset Management, Inc., RMK
Advantage Income Fund, Inc., RMK High Income Fund, Inc., RMK Strategic Income Fund, Inc., Regions Financial Corporation and others...
|
||||
| March 31, 2009 | ||||
| Bordlee et al v. PK Management LLC et al | LA Eastern | Engelhardt | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Anthony Bordlee, Jack J. Scariano, III; Defendant: PK Management LLC, Michael A. Dalton, James
F. Dalton, 145 LLC
|
||||
| February 10, 2009 | ||||
| Louisiana Stadium and Exposition District et al v. Financial Guaranty Insurance Company et al | LA Eastern | Engelhardt | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Louisiana Stadium and Exposition District, Louisiana State; Defendant: Financial Guaranty
Insurance Company, FGIC Corporation, Merrill Lynch Capital Services, Inc., Merrill Lynch & Co., Inc., Merrill Lynch Pierce Fenner & Smith, Inc and others...
|
||||
| April 28, 2008 | ||||
| Stiebel v. Superior Offshore International Inc. et al | LA Eastern | Feldman | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Cary Stiebel; Defendant: Superior Offshore International Inc., Louis E. Schaefer, Jr., James
J. Mermis, Roger D. Burks, R Joshua Koch, Jr and others...
|
||||
| April 16, 2008 | ||||
| Brodsky v. Superior Offshore International Inc. et al | LA Eastern | Zainey | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Ellen Brodsky; Defendant: Superior Offshore International Inc., Louis E. Schaefer, Jr., James
J. Mermis, Patrice Chemin, Roger D. Burks and others...
|
||||
| February 28, 2008 | ||||
| Bechtel v. Superior Offshore International Inc. et al | LA Eastern | Zainey | Securities/Commodities/Exchanges | Cause Code Unknown |
|
Plaintiff: Jennifer Ann Bechtel; Defendant: Superior Offshore International Inc., Merril Lynch, Pierce,
Fenner & Smith Incorporated, J.P. Morgan Securities Inc., Louis E. Schaefer, James J. Mermis and others...
|
||||
| Securities Investor Protection Corporation v. Hanover Investment Securities, Inc. | LA Eastern | Vance | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Securities Investor Protection Corporation; Defendant: Hanover Investment Securities, Inc.
|
||||
| February 7, 2008 | ||||
| Securities and Exchange Commission V. Bartholomew F. Palmisano, Jr. | LA Eastern | Lemelle | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Securities and Exchange Commission; Defendant: Bartholomew F Palmisano, Jr
|
||||
| September 5, 2007 | ||||
| Sigma Delta, L.L.C.et al v. Eric R. George et al | LA Eastern | Zainey | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Sigma Delta, L.L.C., Bariatric Doctors of Louisiana,L.L.C., Scott Sullivan, Frank Dellacroce, Thomas Lavin and others...; Defendant: Eric R. George, Jerry
Marty, Kevin Rodrigue, Deborah Schenck, United Surgical Associates, L.L.C. and
others...
|
||||
| July 31, 2007 | ||||
| Tortorich et al v. Musso et al | LA Eastern | Africk | Securities/Commodities/Exchanges | Cause Code Unknown |
|
Plaintiff: Alfred M. Tortorich, Sr., Nancy Tortorich; Defendant: Dominick Musso, Mary Horan
|
||||
| April 12, 2007 | ||||
| in the matter of Lugano Group Incorporated | LA Eastern | Lemmon | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Defendant: National Association of Securities Dealers, Inc.Petitioner: Lugano Group Incorporated
|
||||
| February 8, 2007 | ||||
| Oakmont Capital Management, LLC | LA Eastern | Beer | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Oakmont Capital Management, LLC; Defendant: Hornbeck Offshore Services, Inc., Todd M.
Hornbeck, James O. Harp, Carl G. Annessa
|
||||
| January 26, 2007 | ||||
| Fontenelle v. Hornbeck Offshore Services, Inc. et al | LA Eastern | Beer | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Michael D. Fontenelle; Defendant: Hornbeck Offshore Services, Inc., Todd M. Hornbeck
|
||||
| January 24, 2007 | ||||
| Schedler v. Hornbeck Offshore Services, Inc. et al | LA Eastern | Africk | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Thomas Schedler; Defendant: Hornbeck Offshore Services, Inc., Todd M. Hornbeck, James O. Harp,
Jr.
|
||||
| January 5, 2007 | ||||
| Barbarisi v. Sexton et al | LA Eastern | Engelhardt | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
|
Plaintiff: Charles Barbarisi; Defendant: Wilson B. Sexton, Frank J. St. Romain, Richard P. Polizzotto, A.
David Cook, John M. Murphy and others...
|
||||
| November 22, 2006 | ||||
| Myers v. Sexton et al | LA Eastern | Engelhardt | Securities/Commodities/Exchanges | Securities Exchange Act |
| November 17, 2006 | ||||
| Engel v. Sexton et al | LA Eastern | Engelhardt | Securities/Commodities/Exchanges | Securities Exchange Act |
| November 7, 2006 | ||||
| Contogouris v. Pricewaterhouse Coopers LLP et al | LA Eastern | Livaudais | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
| October 6, 2006 | ||||
| Galchutt v. Cole et al | LA Eastern | Livaudais | Securities/Commodities/Exchanges | Securities Exchange Act |
| October 5, 2006 | ||||
| Pomponi v. Cole et al | LA Eastern | Livaudais | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
| September 13, 2006 | ||||
| Louisiana Sheriffs' Association v. Vanguard Capital, Inc. et al | LA Eastern | Africk | Securities/Commodities/Exchanges | Petition to Compel Arbitration |
| May 9, 2006 | ||||
| Farr v. Newpark Resources, Inc. et al | LA Eastern | Livaudais | Securities/Commodities/Exchanges | Cause Code Unknown |
| May 5, 2006 | ||||
| Wallace v. Newpark Resources, Inc. et al | LA Eastern | Livaudais | Securities/Commodities/Exchanges | Securities Exchange Act |
| May 1, 2006 | ||||
| Miller v. Nationwide Life Insurance Company | LA Eastern | Zainey | Securities/Commodities/Exchanges | Federal Question |
| April 28, 2006 | ||||
| Lowry v. Newpark Resources, Inc. et al | LA Eastern | Livaudais | Securities/Commodities/Exchanges | Cause Code Unknown |
| April 21, 2006 | ||||
| Kim v. Newpark Resources, Inc. et al | LA Eastern | Livaudais | Securities/Commodities/Exchanges | Securities Exchange Act |
| August 2, 2005 | ||||
| Hattie v. OCA Inc. et al | LA Eastern | Vance | Securities/Commodities/Exchanges | Securities Exchange Act |
| July 13, 2005 | ||||
| Sitton v. OCA Inc. et al | LA Eastern | Vance | Securities/Commodities/Exchanges | Securities Exchange Act |
| June 23, 2005 | ||||
| Miller v. OCA Inc, et al | LA Eastern | Vance | Securities/Commodities/Exchanges | Antitrust Litigation |
| June 20, 2005 | ||||
| Barr et al v. OCA, Inc. et al | LA Eastern | Vance | Securities/Commodities/Exchanges | Securities Exchange Act |
| June 17, 2005 | ||||
| Hwang v. OCA Inc. et al | LA Eastern | Vance | Securities/Commodities/Exchanges | Securities Exchange Act |
| Korsinsky v. OCA Inc et al | LA Eastern | Vance | Securities/Commodities/Exchanges | Securities Exchange Act |
| OMNI Energy Services Corporation v. Stull et al | LA Eastern | Engelhardt | Securities/Commodities/Exchanges | Securities Exchange Act |
| June 16, 2005 | ||||
| Holden v. OCA Inc et al | LA Eastern | Vance | Securities/Commodities/Exchanges | Securities Exchange Act |
| June 15, 2005 | ||||
| Klein v. OCA Inc et al | LA Eastern | Vance | Securities/Commodities/Exchanges | Securities Exchange Act |
| June 14, 2005 | ||||
| Lemon Bay Partners, LLP v. Palmisano et al | LA Eastern | Vance | Securities/Commodities/Exchanges | Securities Exchange Act |
| Taub v. Palmisano et al | LA Eastern | Vance | Securities/Commodities/Exchanges | Securities Exchange Act |
| June 10, 2005 | ||||
| Rodney v. OCA Inc et al | LA Eastern | Vance | Securities/Commodities/Exchanges | Securities Exchange Act |
| Shkuratkov v. Palmisano et al | LA Eastern | Vance | Securities/Commodities/Exchanges | - Diversity: Securities & Exchange Commission Act |
| Thomas v. OCA Inc et al | LA Eastern | Vance | Securities/Commodities/Exchanges | Securities Exchange Act |
| June 9, 2005 | ||||
| Lallo v. OCA Inc et al | LA Eastern | Vance | Securities/Commodities/Exchanges | Securities Exchange Act |
| June 8, 2005 | ||||
| Simons v. OCA Inc et al | LA Eastern | Vance | Securities/Commodities/Exchanges | Securities Exchange Act |
| June 7, 2005 | ||||
| Santopietro v. OCA Inc et al | LA Eastern | Vance | Securities/Commodities/Exchanges | Securities Exchange Act |
| February 4, 2005 | ||||
| Kalas, et al v. Merck & Co Inc, et al | LA Eastern | Engelhardt | Securities/Commodities/Exchanges | Securities Exchange Act |
| December 28, 2004 | ||||
| Burns, et al v. Merck & Co Inc, et al | LA Eastern | Engelhardt | Securities/Commodities/Exchanges | Securities Exchange Act |
Includes court opinions, orders, and all eFiling documents (complaint, responses, associated filings).
Includes court opinions & orders.
The Justia Federal District Court Filings & Dockets site republishes public litigation records retrieved from the US Federal District Courts. These filings and docket sheets should
not be considered findings of fact or liability, and do not necessarily reflect the view of Justia.
Copyright © Justia :: Company :: Terms of Service :: Privacy Policy :: Contact Us :: Have a Happy Day!