Justia Lawyer, Legal Aid & Services Directory: Maryland Broker Fraud Lawyers
Other Statutes - Securities/Commodities/Exchanges Cases filed in the Maryland District Court [ Court Info ]
Results 1 - 50 of 358
| Parties | District Court | Judge | Type of Lawsuit | Cause of Action |
|---|---|---|---|---|
| September 21, 2009 | ||||
| Bowman et al v. ProShares Trust et al | MD | Chasanow | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: David Bowman, David Bowman, James Vidrine, James Vidrine Defendant: ProShares Trust, ProShare
Advisors LLC, SEI Investments Distribution Co., Michael L. Sapir, Louis M. Mayberg and others...
|
||||
| September 3, 2009 | ||||
| Plumbers Local No. 98 Defined Benefit Pension Fund v. Conventry Health Care Inc. et al | MD | Williams | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
|
Plaintiff: Plumbers Local No. 98 Defined Benefit Pension Fund, Plumbers Local No. 98 Defined Benefit Pension Fund Defendant: Conventry Health Care Inc., Dale B. Wolf, Shawn M. Guertin, John J. Ruhlmann
|
||||
| September 2, 2009 | ||||
| Rhoads v. ProShares Trust et al | MD | Chasanow | Securities/Commodities/Exchanges | Antitrust Litigation |
|
Plaintiff: Richard G. Rhoads, Richard G. Rhoads Defendant: ProShares Trust, ProShare Advisors LLC, SEI
Investments Distribution Co., Michael L. Sapir, Louis M. Mayberg and others...
|
||||
| August 31, 2009 | ||||
| Ho v. ProShare Advisors LLC et al | MD | Chasanow | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Sammie Ho, Sammie Ho Defendant: ProShare Advisors LLC, ProShares Trust, SEI Investments
Distribution Co., Louis M. Mayberg, Russell S. Reynolds, III and others...
|
||||
| June 15, 2009 | ||||
| Kim et al v. Nyce et al | MD | Williams | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Eun O. Kim, Amy Hsang-Chi Tong, Chin Kim, Daniel I. Kim, Goom Y. Park and others... Defendant: Douglas A. Nyce, Nyce and
Co., Inc., Parcel K- Tudor Hall Farm LLC
|
||||
| February 18, 2009 | ||||
| Ganin v. Constellation Energy Group, Inc. et al | MD | Davis | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Barbara Ganin; Defendant: Constellation Energy Group, Inc., Mayo A. Shattuck, III, Kenneth W.
Defontes, Jr., Follin E. Smith, Douglas L. Becker and others...
|
||||
| John Martin, LLC v. Constellation Energy Group, Inc. et al | MD | Davis | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: John Martin, LLC Defendant: Constellation Energy Group, Inc., Constellation Energy Group,
Inc., Mayo A. Shattuck, III, Kenneth W. Defontes, Jr., E. Follin Smith and
others... Movant: MARTA/ATU Local 732 Employees Retirement Plan, Ironworkers St. Louis District Council Pension Fund, KBC Asset
Management NV, Barbara Ganin
|
||||
| January 2, 2009 | ||||
| Klugmann v. American Capital Ltd. et al | MD | Messitte | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Ward Klugmann; Defendant: American Capital Ltd., Malon Wilkus, John R. Erickson
|
||||
| December 16, 2008 | ||||
| Vidmar v. Integral Systems, Inc. et al | MD | Titus | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Anthony Vidmar; Defendant: Integral Systems, Inc., Baldwin W Alan, Higginbotham B John,
William M Bambarger, Hemi G Lee-Gallagher
|
||||
| December 15, 2008 | ||||
| Katir v. American Capital Ltd. et al | MD | Titus | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Easan Katir; Defendant: American Capital Ltd., Malon Wilkus, John R. Erickson
|
||||
| December 8, 2008 | ||||
| Iurlano v. Constellation Energy Group, Inc. et al | MD | Davis | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Ann H. Iurlano; Defendant: Constellation Energy Group, Inc., Mayo A. Shattuck, III, Douglas L.
Becker, James T. Brady, James R. Curtiss and others...
|
||||
| September 15, 2008 | ||||
| Greenberg et al v. Falcone et al | MD | Garbis | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Judith Greenberg, Kremser Group; Defendant: Michael L. Falcone, Keith J. Gloeckl, Gary A.
Mentesana, Earl W. Cole, III, Mark K. Joseph and others...Movant: FAFN/Slater Group
|
||||
| Raphael v. Municipal Mortgage & Equity, LLC et al | MD | Garbis | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Naomi Raphael; Defendant: Municipal Mortgage & Equity, LLC, Mark J. Joseph, Michael L.
Falcone, William S. Harrison, Melanie M. Lundquist and others...
|
||||
| Ross et al v. Cole et al | MD | Garbis | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Arnold J. Ross, Kremser Group; Defendant: Earle W. Cole, III, Michael L. Falcone, William S.
Harrison, Mark K. Joseph, Municipal Mortgage & Equity, LLC.Movant: FAFN/Slater Group
|
||||
| Rothas et al v. Municipal Mortgage and Equity, L.L.C. et al | MD | Garbis | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Jules Rothas, Kremser Group; Defendant: Municipal Mortgage and Equity, L.L.C., Mark K. Joseph,
Michael L. Falcone, William S. Harrison, Melanie M. Lundquist and
others...Movant: FAFN/Slater Group
|
||||
| April 2, 2008 | ||||
| Genovese et al v. Choice Hotels International, Inc. et al | MD | Williams | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Anthony Genovese, Islam Beg; Defendant: Choice Hotels International, Inc., Charles A.
Ledsinger, Jr., Joseph M. Squeri
|
||||
| March 28, 2008 | ||||
| Commodity Futures Trading Commission v. Cocoon Trade Inc. et al | MD | Chasanow | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
|
Plaintiff: Commodity Futures Trading Commission; Defendant: Cocoon Trade Inc., Kenneth L. Branch
|
||||
| March 27, 2008 | ||||
| Rousseaux v. Financial Industry Regulatory Authority, Inc. | MD | Titus | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Philippe A. Rousseaux; Defendant: Financial Industry Regulatory Authority, Inc.
|
||||
| March 4, 2008 | ||||
| Hufnagle v. Municipal Mortgage & Equity, LLC et al | MD | Blake | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Joan J Hufnagle; Defendant: Municipal Mortgage & Equity, LLC, Michael L. Falcone, Mark K.
Joseph, William S. Harrison, Melanie M. Lundquist and others...
|
||||
| February 20, 2008 | ||||
| Cirrito v. Municipal Mortgage & Equity, LLC, et al | MD | Davis | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Michael J. Cirrito; Defendant: Municipal Mortgage Equity, LLC, Michael L. Falcone, Mark K.
Joseph, William S. Harrison, Melanie M. Lundquist and others...
|
||||
| February 14, 2008 | ||||
| Staub v. Municipal Mortgage & Equity, LLC et al | MD | Quarles | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Robert Staub; Defendant: Municipal Mortgage & Equity, LLC, Charles M. Pinckney, Michael L.
Falcone, John F. Gifford, Melanie M. Lundquist and others...
|
||||
| February 12, 2008 | ||||
| Shailam, et al v. Municipal Mortgage & Equity, LLC, et al | MD | Quarles | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Geeta Shailam, Goda Shailam; Defendant: Municipal Mortgage & Equity, LLC, Michael L.
Falcone, Mark K. Joseph, William S. Harrison, Melanie M. Lundquist and others...
|
||||
| February 1, 2008 | ||||
| Engel v. Municipal Mortgage & Equity, LLC et al | MD | Garbis | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Paul Engel; Defendant: Municipal Mortgage & Equity, LLC, Charles M. Pinckney, Melanie M.
Lundquist, John F. Gifford, Mark K. Joseph and others...
|
||||
| January 31, 2008 | ||||
| Manson v. Municipal Mortgage & Equity, LLC et al | MD | Garbis | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: F. Richard Manson; Defendant: Municipal Mortgage & Equity, LLC, Charles M. Pinckney,
Melanie M. Lundquist, John F. Gifford, Carl W. Jasper and others...
|
||||
| January 29, 2008 | ||||
| Harkness v. Fieldstone Investment Corporation | MD | Blake | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Cynthia L. Harkness; Defendant: Fieldstone Investment Corporation
|
||||
| January 28, 2008 | ||||
| Arbor Realty Trust, Inc. v. CBRE Realty Finance, Inc. et al | MD | Davis | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Arbor Realty Trust, Inc.; Defendant: CBRE Realty Finance, Inc., Ray Wirta, Michael Melody,
Douglas C. Eby, Vincent J. Costantini and others...
|
||||
| December 20, 2007 | ||||
| Asseged v. Hanover Stevens, Investments, LLC et al | MD | Titus | Securities/Commodities/Exchanges | Diversity-Breach of Contract |
|
Plaintiff: Major Asseged; Defendant: Hanover Stevens, Investments, LLC, Carl King
|
||||
| December 14, 2007 | ||||
| Securities and Exchange Commission v. Bowen | MD | Bennett | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Securities and Exchange Commission; Defendant: Ronald K. Bowen
|
||||
| December 5, 2007 | ||||
| Securities and Exchange Commission v. Freedman | MD | Chasanow | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Securities and Exchange Commission; Defendant: Marc A. Freedman
|
||||
| July 31, 2007 | ||||
| Pincus v. Sourcefire, Inc. et al | MD | Titus | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Barry Pincus; Defendant: Sourcefire, Inc., E. Wayne Jackson, III, Todd P. Headley, Morgan
Stanley & Co. Incorporated, Lehman Brothers Inc.
|
||||
| May 30, 2007 | ||||
| Raveill v. Sourcefire, Inc. et al | MD | Nickerson | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Joan Raveill; Defendant: Sourcefire, Inc., E. Wayne Jackson, III, Thomas M. McDonough, Todd P.
Headley, Martin F. Roesch and others...
|
||||
| May 22, 2007 | ||||
| Reaves v. Sourcefire, Inc. et al | MD | Motz | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
|
Plaintiff: Mark Reaves; Defendant: Sourcefire, Inc., E. Wayne Jackson, Thomas M. McDonough, Todd P.
Headley, Martin F. Roesch and others...
|
||||
| May 8, 2007 | ||||
| Katz v. Sourcefire, Inc. et al | MD | Nickerson | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Howard Katz; Defendant: Sourcefire, Inc., E. Wayne Jackson, III, Todd P. Headley, Martin F.
Roesch, Tim A. Guleri
|
||||
| March 12, 2007 | ||||
| Washtenaw County Employees' Retirement System v. Wells Real Estate Investment Trust, Inc. et al | MD | Davis | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Washtenaw County Employees' Retirement System; Defendant: Wells Real Estate Investment Trust,
Inc., Wells Capital, Inc., Wells Management Company, Inc., Wells Advisory Services I, LLC, Wells Government Services, Inc. and others...
|
||||
| February 5, 2007 | ||||
| Tung v. Concorde Trading Group, Inc. et al | MD | Williams | Securities/Commodities/Exchanges | Federal Question: Enforcement of Judgment |
|
Plaintiff: Hsue Tung; Defendant: Concorde Trading Group, Inc., George Anthony Ledo
|
||||
| September 22, 2006 | ||||
| Cervino et al v. Nixon | MD | Motz | Securities/Commodities/Exchanges | Securities Exchange Act |
| August 28, 2006 | ||||
| Kemp v. Wildrick et al | MD | Legg | Securities/Commodities/Exchanges | Securities Exchange Act |
| August 3, 2006 | ||||
| Tewas Trust UAD 9/23/86 v. Jos. A. Bank Clothiers, Inc. et al | MD | Nickerson | Securities/Commodities/Exchanges | Securities Exchange Act |
| July 24, 2006 | ||||
| Lefkoe v. Jos. A. Bank Clothiers, Inc. et al | MD | Nickerson | Securities/Commodities/Exchanges | Securities Exchange Act |
| April 4, 2006 | ||||
| Securities and Exchange Commission v. SBM Investment Certificates, Inc. et al | MD | Chasanow | Securities/Commodities/Exchanges | Securities Fraud |
| March 24, 2006 | ||||
| Kelly et al v. Sollinger et al | MD | Quarles | Securities/Commodities/Exchanges | Securities Exchange Act |
| March 23, 2006 | ||||
| Green Meadows Partners, LLP v. Sabel et al | MD | Williams | Securities/Commodities/Exchanges | Securities Exchange Act |
| March 9, 2006 | ||||
| Venture et al v. Diplomatic Language Services, Inc. et al | MD | Titus | Securities/Commodities/Exchanges | Securities Exchange Act |
| March 3, 2006 | ||||
| Imperto v. Hanger Orthopedic Group, Inc. et al | MD | Williams | Securities/Commodities/Exchanges | Securities Exchange Act |
| Twist Partners v. Hanger Orthopedic Group, Inc. et al | MD | Williams | Securities/Commodities/Exchanges | Securities Exchange Act |
| Walters v. Hanger Orthopedic Group, Inc. et al | MD | Williams | Securities/Commodities/Exchanges | Securities Exchange Act |
| March 1, 2006 | ||||
| MFS Distributors, Inc. et al v. Kaplan & Co. Securities, Inc. | MD | Motz | Securities/Commodities/Exchanges | Securities Exchange Act |
| February 2, 2006 | ||||
| National Asbestos Workers Pension Fund et al v. AOL Time Warner Inc. et al | MD | Titus | Securities/Commodities/Exchanges | Securities Exchange Act |
| December 19, 2005 | ||||
| Womack et al v. Banc of America Investment Services, Inc. | MD | Motz | Securities/Commodities/Exchanges | Securities Exchange Act |
| December 7, 2005 | ||||
| Cash v. Pilgrim et al | MD | Motz | Securities/Commodities/Exchanges | Securities Exchange Act |
Includes court opinions, orders, and all eFiling documents (complaint, responses, associated filings).
Includes court opinions & orders.
The Justia Federal District Court Filings & Dockets site republishes public litigation records retrieved from the US Federal District Courts. These filings and docket sheets should
not be considered findings of fact or liability, and do not necessarily reflect the view of Justia.
Copyright © Justia :: Company :: Terms of Service :: Privacy Policy :: Contact Us :: Have a Happy Day!