Justia Lawyer, Legal Aid & Services Directory: Massachusetts Broker Fraud Lawyers
Other Statutes - Securities/Commodities/Exchanges Cases filed in the Massachusetts District Court [ Court Info ]
Results 1 - 50 of 267
| Parties | District Court | Judge | Type of Lawsuit | Cause of Action |
|---|---|---|---|---|
| November 12, 2009 | ||||
| Gargano et al v. Cayman National Corporation et al | MA | Tauro | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Paul A. Gargano Defendant: Cayman National Corporation, Cayman National Securities, Cayman
National Bank
|
||||
| August 3, 2009 | ||||
| Oh, Individually and on Behalf of All Others Similarly Situated v. Genzyme Corporation et al | MA | OToole | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Vivian Oh, Individually and on Behalf of All Others Similarly Situated Defendant: Genzyme
Corporation, Henri A. Termeer
|
||||
| July 29, 2009 | ||||
| Rahn v. Genzyme Corporation et al | MA | OToole | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Jon Rahn Defendant: Genzyme Corporation, Henri A Termeer
|
||||
| July 23, 2009 | ||||
| Lavallee v. Crocs, Inc. et al | MA | Neiman | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Edward J. Lavallee Defendant: crocs, Inc., Ronald R. Snyder, Russ Hammer, John P. McCarvel,
Scott Crutchfield and others...
|
||||
| July 15, 2009 | ||||
| Securities and Exchange Commission v. Binette et al | MA | Ponsor | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission Defendant: Carl E
Binette, Peter E Talbot
|
||||
| July 2, 2009 | ||||
| Simons v. Rye Select Broad Market Fund, L.P. et al | MA | Woodlock | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Arthur E. Simons Defendant: Rye Select Broad Market Fund, L.P., Tremont Partners, Inc.,
Tremont Group Holdings, Inc., Oppenheimer Acquisition Corp., MassMutual Holding LLC and others...
|
||||
| June 22, 2009 | ||||
| B. et al | MA | Ponsor | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: J. W. B., M. P. B., D. B., D. B., D. B. and others... Defendant: Burkhart, Pizzanelli, P.C.,
Financial Counselors, LLC, Richard F. Burkhart, Salvatore J. Pizzanelli, Sean E. Mansfield and others...
|
||||
| May 22, 2009 | ||||
| Rothschild v. Rye Select Broad Market XL Fund, L.P. et al | MA | Woodlock | Securities/Commodities/Exchanges | - Petition for Removal: SEC Act |
|
Plaintiff: Lawrence J. Rothschild, Lawrence J. Rothschild Defendant: Rye Select Broad Market XL Fund,
L.P., Tremont Partners, Inc., Tremont Partners, Inc., Tremont Group Holdings, Inc., Tremont Group Holdings, Inc. and others...
|
||||
| May 19, 2009 | ||||
| Securities and Exchange Commission v. Apogee Technology, Inc. et al | MA | Zobel | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Securities and Exchange Commission Defendant: Apogee Technology, Inc., David B Meyers, Annette
Jaynes
|
||||
| May 13, 2009 | ||||
| Family Swimmers Limited Partnership v. Rye Select Broad Market Prime Fund, L.P. et al | MA | Tauro | Securities/Commodities/Exchanges | Notice of Removal |
|
Plaintiff: Family Swimmers Limited Partnership, Family Swimmers Limited Partnership Defendant: Rye Select
Broad Market Prime Fund, L.P., Tremont Partners, Inc., Tremont Partners, Inc., Tremon Group Holdings, Inc., Tremon Group Holdings, Inc. and others...
|
||||
| April 16, 2009 | ||||
| Braintree Laboratories, Inc. et al v. Citigroup Global Markets Inc. et al | MA | Gorton | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Braintree Laboratories, Inc., Braintree Holdings, Braintree Real Estate Management Company, LLC; Defendant: Citigroup Global Markets Inc., Citi Smith Barney
|
||||
| March 13, 2009 | ||||
| Nissan North America, Inc. et al v. The Reserve Fund et al | MA | Zobel | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Nissan North America, Inc., Reserve Management Company, Inc.; Defendant: The Reserve Fund,
Resrv Partners, Inc., Reserve Management Company, Inc.
|
||||
| February 6, 2009 | ||||
| Haines et al v. Massachusetts Mutual Life Insurance Company et al | MA | Zobel | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Madelyn Haines, Paul Zamrowski; Defendant: Massachusetts Mutual Life Insurance Company,
MassMutual Holding Company, MassMutual Holding Trust I, Oppenheimer Acquisition Corp.,, OppenheimerFunds, Inc. and others...
|
||||
| January 23, 2009 | ||||
| Securities and Exchange Commission v. Rennie | MA | Woodlock | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
|
Plaintiff: Securities and Exchange Commission; Defendant: Gregg T. Rennie
|
||||
| December 12, 2008 | ||||
| Trzeciakowski v. GSI Group Inc. et al | MA | OToole | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Wiltold Trzeciakowski; Defendant: GSI Group Inc., Sergio Edelstein, Robert Bowen
|
||||
| December 9, 2008 | ||||
| The Cooperative Bank et al v. Merrill Lynch Pierce Fenner & Smith, Inc. et al | MA | Zobel | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: The Cooperative Bank, Belgrade Avenue Securities Corp.; Defendant: Merrill Lynch Pierce Fenner
& Smith, Inc., BNK Asset Management Partners, Inc.
|
||||
| December 4, 2008 | ||||
| Securities and Exchange Commission v. Marvel Partners et al | MA | Wolf | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
|
Plaintiff: Securities and Exchange Commission; Defendant: Marvel Partners, Marvelpartners.us,
Marvelpartners.net, John Does #1-5
|
||||
| November 20, 2008 | ||||
| Smith v. MFS Investment Management et al | MA | Unassigned | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Christine A. Smith; Defendant: MFS Investment Management, Massachusetts Financial Services,
Co., MFS Fund Distributors, Inc.
|
||||
| November 12, 2008 | ||||
| City of Dearborn Heights Act 345 Police & Fire Retirement System v. Waters Corporation et al | MA | Tauro | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: City of Dearborn Heights Act 345 Police & Fire Retirement System; Defendant: Waters
Corporation, Douglas A. Berthiaume, John A. Ornell
|
||||
| October 6, 2008 | ||||
| Watt et al v. Zukowski et al | MA | Harrington | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: J. Brooks Watt, Pauline M. Watt; Defendant: Michael Zukowski, Morgan Stanley Dean Witter
|
||||
| September 30, 2008 | ||||
| Nissan Extended Service Corp v. Reserve Municipal | MA | Stearns | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Nissan Extended Service Corporation, Inc.; Defendant: Reserve Municipal Money Money Trust II,
State Street Bank and Trust Company
|
||||
| September 29, 2008 | ||||
| Securities and Exchange Commission v. Petry | MA | Stearns | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
|
Plaintiff: Securities and Exchange Commission; Defendant: Carlos J. Petry
|
||||
| September 11, 2008 | ||||
| Rollman v. Perini Corporation et al | MA | Gorton | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Marion Rollman; Defendant: Perini Corporation, Ronald N Tutor, Robert Band, Michael E. Ciskey,
Kenneth R. Burk
|
||||
| September 2, 2008 | ||||
| Weitman v. Tutor et al | MA | Gorton | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Nina Weitman; Defendant: Ronald N Tutor, Robert Band, Raymond R Oneglia, Michael R Klein,
William W Brittain, JR. and others...
|
||||
| August 20, 2008 | ||||
| Isham v. Perini Corp. et al | MA | Gorton | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: William P. Isham; Defendant: Perini Corp., Ronald N. Tutor, Robert Band, Michael E. Ciskey,
Kenneth R. Burk
|
||||
| August 19, 2008 | ||||
| Mierzwinski v. Evergreen Fixed Income Trust et al | MA | Gorton | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Genevieve M. Mierzwinski; Defendant: Evergreen Fixed Income Trust, Evergreen Investment
Services Inc., Evergreen Investment Management Co. LLC, Wachovia Corporation, Dennis H. Ferro and others...
|
||||
| August 4, 2008 | ||||
| Krantzberg v. Evergreen Fixed Income Trust et al | MA | Gorton | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Albert Krantzberg, Irene Krantzberg; Defendant: Evergreen Fixed Income Trust, Evergreen
Distributor, Inc., Wachovia Corporation, Dannis H. Ferro, Kasey Phillips
|
||||
| July 23, 2008 | ||||
| Crain v. State Street Corporation et al | MA | Tauro | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Phyllis Crain; Defendant: State Street Corporation, State Street Global Advisors, Lynn L
Anderson, Agustin J Fleites, Steven J Mastrovich and others...
|
||||
| July 9, 2008 | ||||
| Securities and Exchange Commission v. Sycamore Networks, Inc. et al | MA | Woodlock | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
|
Plaintiff: Securities and Exchange Commission; Defendant: Sycamore Networks, Inc., Frances M. Jewels,
Cheryl E. Kalinen, Robin A. Friedman
|
||||
| June 30, 2008 | ||||
| Yu v. State Street Corporation et al | MA | Tauro | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Ning Yu; Defendant: State Street Corporation, State Street Global Advisors, Lynn L. Anderson,
Agustin J. Fleites, Steven J. Mastrovich and others...
|
||||
| June 23, 2008 | ||||
| Keefe et al v. Evergreen Investment Management et al | MA | Gorton | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Thomas G. Keefe, Dawn K. Keefe; Defendant: Evergreen Investment Management Co. LLC, Evergreen
Fixed Income Trust, Evergreen Investment Services Inc., Evergreen Distributor, Inc., Dennis H. Ferro and others...
|
||||
| June 17, 2008 | ||||
| Securities & Exchange Commission v. Clifford | MA | Stearns | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
|
Plaintiff: Securities & Exchange Commission; Defendant: Stephen F. Clifford
|
||||
| June 5, 2008 | ||||
| Zametkin v. Fidelity Management & Research Company et al | MA | Wolf | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Alan Zametkin; Defendant: Fidelity Management & Research Company, Fidelity Investments,
Fidelity Brokerage Services LLC, Fidelity Income Fund, Edward C. Johnson, III and
others...
|
||||
| June 3, 2008 | ||||
| Sears et al v. River Stream Fund et al | MA | Gorton | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Heather Sears, Michael Jobin, Bernard D. Olmsted, Barbara W. Olmsted, James C. Graziani and others...; Defendant: River Stream Fund, Regan
& Company, Michael Carroll Regan, Securities & Investment Planning Co., Jefferies & Company, Inc. and others...
|
||||
| May 21, 2008 | ||||
| Securities and Exchange Commission v. Hochberg | MA | Woodlock | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
|
Plaintiff: Securities and Exchange Commission; Defendant: Stephen L. Hochberg
|
||||
| May 19, 2008 | ||||
| Securities and Exchange Commission v. Brooks Automation, Inc. | MA | Young | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
|
Plaintiff: Securities and Exchange Commission; Defendant: Brooks Automation, Inc.
|
||||
| May 14, 2008 | ||||
| Allison v. Kopnisky et al | MA | Tauro | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Andrew Allison; Defendant: Jack L. Kopnisky, Peter B. Tarr, Anne P. Bowen, John A. Hupalo,
Sandra M. Stark and others...
|
||||
| Carmona v. Kopnisky et al | MA | Tauro | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Christopher Carmona; Defendant: Jack L. Kopnisky, Peter B. Tarr, Anne P. Bowen, John A.
Hupalo, Sandra Stark and others...
|
||||
| May 12, 2008 | ||||
| Largent v. First Marblehead Corporation, Inc. et al | MA | Tauro | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Robert M. Largent; Defendant: First Marblehead Corporation, Inc., Jack L. Kopnisky, Donald R.
Peck, John Hupalo, Peter B. Tarr and others...
|
||||
| May 5, 2008 | ||||
| Arkansas Teacher Retirement System v. Alsop et al | MA | Lindsay | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Arkansas Teacher Retirement System; Defendant: Joseph W. Alsop, David Ireland, Richard D
Reidy, Norman R. Robertson, Peter Sliwkowski and others...
|
||||
| April 29, 2008 | ||||
| Dehghan v. First Marblehead Corporation, Inc. et al | MA | Tauro | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Nayereh Dehghan; Defendant: First Marblehead Corporation, Inc., Jack L. Kopinsky, Donald R.
Peck, John Hupalo, Tarr and others...
|
||||
| April 25, 2008 | ||||
| Edmundson v. The First Marblehead Corporation et al | MA | Tauro | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Ryan Edmundson; Defendant: The First Marblehead Corporation, Peter B. Tarr, Jack L. Kopnisky,
Stephen E. Anbinder, John A. Hupalo and others...
|
||||
| April 22, 2008 | ||||
| Caballero v. Candela Corporation et al | MA | Woodlock | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Bing Caballero; Defendant: Candela Corporation, Gerard E. Puorro, Paul Broyer
|
||||
| Mitchell v. Gozani et al | MA | Saris | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Gordon Mitchell; Defendant: Shai N. Gozani, Gary L. Gregory, W. Bradford Smith, Michael
Williams, Guy Daniello and others...
|
||||
| April 18, 2008 | ||||
| Byrne v. First Marblehead Corporation, Inc. et al | MA | Tauro | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Charles J. Byrne; Defendant: First Marblehead Corporation, Inc., Jack L. Kopinsky, Donald R.
Peck, John Hupalo, Peter B. Tarr and others...
|
||||
| Robinson v. Vertex Pharmaceuticals Incorporated et al | MA | Sorokin | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Barbara J. Robinson; Defendant: Vertex Pharmaceuticals Incorporated, Joshua S. Boger, Ian F.
Smith, John J. Alam, Peter Mueller and others...
|
||||
| April 16, 2008 | ||||
| Securities and Exchange Commission v. Donovan et al | MA | Zobel | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
|
Plaintiff: Securities and Exchange Commission; Defendant: David K Donovan, Jr., David Hinkle
|
||||
| Sheet Metal Workers Local 28 Pension Fund v. The First Marblehead Corporation, et al | MA | Tauro | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Sheet Metal Workers Local 28 Pension Fund; Defendant: The First Marblehead Corporation, Jack
L. Kopnisky, John A. Hupalo, Peter B. Tarr, Donald R. Peck and others...
|
||||
| April 11, 2008 | ||||
| Coleman v. The Charles Schwab Corporation et al | MA | Stearns | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Arnita Coleman; Defendant: The Charles Schwab Corporation, Charles Schwab & Co., Inc.,
Charles Schwab Investment Management, Inc., Charles R. Schwab, Evelyn Dilsaver and
others...
|
||||
| April 10, 2008 | ||||
| Jake Vale v The First Marblehead Corporation et al | MA | OToole | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Jake Vale; Defendant: The First Marblehead Corporation, Jack L. Kopnisky, Peter B. Tarr, John
A. Hupalo, Kenneth S. Klipper and others...
|
||||
Includes court opinions, orders, and all eFiling documents (complaint, responses, associated filings).
Includes court opinions & orders.
The Justia Federal District Court Filings & Dockets site republishes public litigation records retrieved from the US Federal District Courts. These filings and docket sheets should
not be considered findings of fact or liability, and do not necessarily reflect the view of Justia.
Copyright © Justia :: Company :: Terms of Service :: Privacy Policy :: Contact Us :: Have a Happy Day!