Justia Lawyer, Legal Aid & Services Directory: Minnesota Broker Fraud Lawyers
Other Statutes - Securities/Commodities/Exchanges Cases filed in the Minnesota District Court [ Court Info ]
Results 1 - 50 of 117
| Parties | District Court | Judge | Type of Lawsuit | Cause of Action |
|---|---|---|---|---|
| December 7, 2009 | ||||
| York v. Ford et al | MN | Magnuson | Other (850) | Securities Exchange Act |
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Plaintiff: Evelyn York, Evelyn York, Evelyn York, Evelyn York Defendant: Monte E. Ford, Jess T. Hay,
Judith K. Hofer, Donald E. Kiernan, Robert C. Krueger and others...
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| December 2, 2009 | ||||
| Elston v. Life Insurance Company of the Southwest et al | MN | Schiltz | Other (850) | Securities Exchange Act |
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Plaintiff: Clint Elston Defendant: Life Insurance Company of the Southwest, Life Insurance Company of the
Southwest, Life Insurance Company of the Southwest, James Cunnimgham
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| November 23, 2009 | ||||
| U.S. Commodity Futures Trading Commission v. Trevor Cook, et al. | MN | Davis | Other (850) | Federal Commodity Exchange Regulation |
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Plaintiff: U.S. Commodity Futures Trading Commission, U.S. Commodity Futures Trading Commission, U.S. Commodity Futures Trading Commission,
U.S. Commodity Futures Trading Commission Defendant: Trevor Cook, Patrick Kiley, Universal Brokerage FX, Universal Brokerage FX Diversified,
Oxford Global Partners, LLC and others...
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| United States Securities and Exchange Commission v. Trevor Cook, et al. | MN | Davis | Other (850) | Securities Fraud |
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Plaintiff: United States Securities and Exchange Commission, United States Securities and Exchange Commission, United States Securities and
Exchange Commission, United States Securities and Exchange Commission, United States Securities and Exchange Commission Defendant: Trevor
Cook, Patrick J. Kiley, Crown Forex, LLC, Market Shot, LLC, PFG Coin and Bullion and
others...
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| November 17, 2009 | ||||
| Cornish v. Ford et al | MN | Doty | Other (850) | Securities Exchange Act |
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Plaintiff: Frank L. Cornish, Frank L. Cornish, Frank L. Cornish, Frank L. Cornish Defendant: Monte E.
Ford, Jess T. Hay, Judith K. Hofer, Donald E. Kiernan, Robert C. Krueger and
others...
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| October 13, 2009 | ||||
| Shihong v. Supervalu, Inc. et al | MN | Schiltz | Other (850) | Securities Exchange Act |
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Plaintiff: Sang Shihong, Sang Shihong, Sang Shihong Defendant: Supervalu, Inc., Supervalu, Inc.,
Supervalu, Inc., Jeff Noodle, Jeff Noodle and others... Movant: David E. Werner
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| July 8, 2009 | ||||
| U.S. Securities and Exchange Commission v. Petters, et al. | MN | Montgomery | Other (850) | Securities Fraud |
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Plaintiff: United States Securities and Exchange Commission, United States Securities and Exchange Commission, United States Securities and
Exchange Commission, United States Securities and Exchange Commission, United States Securities and Exchange Commission and others... Defendant: Thomas J. Petters, Gregory
M. Bell, Gregory M. Bell, Gregory M. Bell, Lancelot Investment Management LLC and
others...
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| June 10, 2009 | ||||
| Trimble v. Wealth Management, LLC et al | MN | Kyle | Other (850) | Securities Exchange Act |
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Plaintiff: Tony P. Trimble Defendant: Wealth Management, LLC, James Putman, Simone Fevola Receiver: Faye B. Feinstein
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| April 13, 2009 | ||||
| Cummings et al v. Paramount Partners, LP et al | MN | Kyle | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Steven B. Cummings, Steven B. Cummings, Steven B. Cummings, John Gardiner, John Gardiner and others... Defendant: Paramount Partners, LP,
Crossroad Capital Management, LLC, John W. Lawton, Capital Solutions Management, LP, Capital Solutions Management, LP and others...
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| February 18, 2009 | ||||
| Securities and Exchange Commission v. Lawton et al | MN | Montgomery | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission, Securities and Exchange Commission, Securities and
Exchange Commission, Securities and Exchange Commission and others...
Defendant: John W. Lawton, Paramount Partners, LP, Crossroad Capital Management, LLC
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| February 5, 2009 | ||||
| U.S. Commodity Futures Trading Commission v. Hays et al | MN | Frank | Securities/Commodities/Exchanges | Federal Commodity Exchange Regulation |
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Plaintiff: U.S. Commodity Futures Trading Commission, U.S. Commodity Futures Trading Commission, U.S. Commodity Futures Trading Commission,
U.S. Commodity Futures Trading Commission, U.S. Commodity Futures Trading Commission Defendant: Charles E Hays, Crossfire Trading, LLC
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| December 22, 2008 | ||||
| Securities and Exchange Commission v. Lubben | MN | Schiltz | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission, Securities and Exchange Commission, Securities and
Exchange Commission, Securities and Exchange Commission Defendant: David J Lubben
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| Securities and Exchange Commission v. UnitedHealth Group Incorporated | MN | Tunheim | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission, Securities and Exchange Commission, Securities and
Exchange Commission, Securities and Exchange Commission Defendant: UnitedHealth Group Incorporated
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| December 10, 2008 | ||||
| Minneapolis Firefighters' Relief Association v. Medtronic, Inc. et al | MN | Magnuson | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Minneapolis Firefighters' Relief Association, Minneapolis Firefighters' Relief Association, Minneapolis Firefighters' Relief
Association, Minneapolis Firefighters' Relief Association, Minneapolis Firefighters' Relief Association and others... Defendant: Medtronic, Inc., William A
Hawkins, III, Gary Elliss
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| November 14, 2008 | ||||
| Hutchinson Technology Incorporated v. Citigroup Inc. et al | MN | Tunheim | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Hutchinson Technology Incorporated, Hutchinson Technology Incorporated Defendant: Citigroup
Inc., Citigroup Global Markets, Inc.
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| Hutchinson Technology Incorporated v. UBS AG et al | MN | Ericksen | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Hutchinson Technology Incorporated, Hutchinson Technology Incorporated Defendant: UBS AG, UBS
Securities LLC, UBS Financial Services, Inc.
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| September 30, 2008 | ||||
| Interlachen Harriet Investments Limited v. Petters Group Worldwide, LLC et al | MN | Montgomery | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Interlachen Harriet Investments Limited, Interlachen Harriet Investments Limited, Interlachen Harriet Investments Limited,
Interlachen Harriet Investments Limited Defendant: Petters Group Worldwide, LLC, Petters Company, Inc., Nationwide International Resources,
Inc., XYZ Company, Does, John and Jane
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| September 19, 2008 | ||||
Ameriprise Financial Services, Inc. et al v. Reserve Fund, The et
al
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MN | Magnuson | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Ameriprise Financial Services, Inc., Ameriprise Financial Services, Inc., Ameriprise Financial Services, Inc., Ameriprise
Financial Services, Inc., Securities America, Inc. and others... Defendant: Reserve Fund, The, Reserve Management Company, Inc., Bruce R Bent, Time Warner Inc. Intervenor Defendant:
Time Warner Cable Inc., The Home Depot, Inc., Lazard Freres & Co. LLC, Lazard Group LLC and others...
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| September 10, 2008 | ||||
| League of Minnesota Cities Insurance Trust v. Wells Fargo Bank, N.A. et al | MN | Tunheim | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: League of Minnesota Cities Insurance Trust, League of Minnesota Cities Insurance Trust Defendant: Wells Fargo Bank, N.A., John Does I-V
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| August 8, 2008 | ||||
| City of St. Paul, The v. Merrill, Lynch, Pierce, Fenner & Smith, Inc. | MN | Schiltz | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: City of St. Paul, The, City of St. Paul, The, City of St. Paul, The Defendant: Merrill, Lynch,
Pierce, Fenner & Smith, Inc.
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| July 30, 2008 | ||||
| York v. Ford et al | MN | Schiltz | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Evelyn York, Evelyn York, Evelyn York, Evelyn York Defendant: Monte E Ford, Jess T Hay, Judith
K Hofer, Donald E Kiernan, Robert C Krueger and others...
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| June 3, 2008 | ||||
| Thietje v. Universal Brokerage Services et al | MN | Frank | Securities/Commodities/Exchanges | - Petition for Removal: Securities Fraud |
| April 10, 2008 | ||||
| Hussain v. MoneyGram International, Inc. et al | MN | Doty | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Manzoor Hussain, Manzoor Hussain, Manzoor Hussain, Manzoor Hussain, Manzoor Hussain and others... Defendant: MoneyGram International,
Inc., Philip W Milne, David J Parrin, Anthony P Ryan
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| Pittman v. MoneyGram International, Inc. et al | MN | Ericksen | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Willie R Pittman, Willie R Pittman, Willie R Pittman, Willie R Pittman, Willie R Pittman Defendant: MoneyGram International, Inc., Philip W Milne, David J Parrin, Anthony P Ryan
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| April 4, 2008 | ||||
| Edward J. Goodman Life Income Trust v. Milne et al | MN | Doty | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Edward J. Goodman Life Income Trust, Edward J. Goodman Life Income Trust, Edward J. Goodman Life Income Trust, Edward J. Goodman
Life Income Trust, Edward J. Goodman Life Income Trust and others... Defendant: Philip W Milne, David J Parrin, Jean C Benson, William J Putney, Anthony P Ryan and others...
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| March 28, 2008 | ||||
| City of Ann Arbor Employees' Retirement System v. MoneyGram International, Inc. et al | MN | Montgomery | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: City of Ann Arbor Employees' Retirement System, City of Ann Arbor Employees' Retirement System, City of Ann Arbor Employees'
Retirement System, City of Ann Arbor Employees' Retirement System, City of Ann Arbor Employees' Retirement System Defendant: MoneyGram
International, Inc., Philip W Milne, David J Parrin, Anthony P Ryan
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| February 28, 2008 | ||||
| Costa et al v. Carambola Partners, LLC et al | MN | Schiltz | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Peter Costa, Peter Costa, Peter Costa, Jeffry Johnson, Jeffry Johnson and others... Defendant: Carambola Partners, LLC, JS
Carambola, LLP, John L Puls, Jr, James Puls, Larry Vaughn and others...
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| December 14, 2007 | ||||
| Sarna v. Medtronic, Inc. et al | MN | Kyle | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Susan Sarna, Susan Sarna, Susan Sarna, Susan Sarna Defendant: Medtronic, Inc., Arthur D.
Collins, William A. Hawkins, Gary L. Ellis
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| December 6, 2007 | ||||
| Securities and Exchange Commission v. McGuire | MN | Rosenbaum | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission, Securities and Exchange Commission, Securities and
Exchange Commission, Securities and Exchange Commission Defendant: William W. McGuire, William W. McGuire, William W. McGuire
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| September 27, 2007 | ||||
United States Securities and Exchange Commission v. Buca, Inc.
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MN | Frank | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: United States Securities and Exchange Commission; Defendant: Buca, Inc.
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| June 15, 2007 | ||||
| Securities and Exchange Commission v. Shanahan et al | MN | Ericksen | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Securities and Exchange Commission; Defendant: Tom Shanahan, Clem Hannon
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| January 10, 2007 | ||||
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MN | Schiltz | Securities/Commodities/Exchanges | Securities Fraud |
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| November 21, 2006 | ||||
| Hain | MN | Securities/Commodities/Exchanges | ||
| October 31, 2006 | ||||
| Henne v. Ronning | MN | Securities/Commodities/Exchanges | ||
| October 25, 2006 | ||||
| UnitedHealth Group Incorporated v. Cede & Co. | MN | Securities/Commodities/Exchanges | ||
| September 29, 2006 | ||||
| U.S. Commodity Futures Trading Commission v. NRG Energy, Inc. | MN | Securities/Commodities/Exchanges | ||
| August 31, 2006 | ||||
| Holmquist v. Exotic Cars of Caesars Palace, LLC | MN | Securities/Commodities/Exchanges | ||
| July 20, 2006 | ||||
| Fleisher v. McGuire | MN | Securities/Commodities/Exchanges | ||
| July 7, 2006 | ||||
| California Public Employees Retirement System v. UnitedHealth Group, Inc. | MN | Securities/Commodities/Exchanges | ||
| June 29, 2006 | ||||
| De La Rosa v. UnitedHealth Group, Inc. | MN | Securities/Commodities/Exchanges | ||
| June 7, 2006 | ||||
| United States Securities and Exchange Commission v. Micatrotto | MN | Securities/Commodities/Exchanges | ||
| United States Securities and Exhcange Commission v. Gadel | MN | Securities/Commodities/Exchanges | ||
| June 2, 2006 | ||||
| Polishook v. UnitedHealth Group Inc. | MN | Securities/Commodities/Exchanges | ||
| Ziolkowksi v. United Health Group, Inc. | MN | Securities/Commodities/Exchanges | ||
| May 31, 2006 | ||||
| Connecticut Retirement Plans and Trust Funds v. McGuire | MN | Securities/Commodities/Exchanges | ||
| LaFollette v. Starks | MN | Securities/Commodities/Exchanges | ||
| May 22, 2006 | ||||
| Public Employees' Retirement System of Ohio v. McGuire | MN | Securities/Commodities/Exchanges | ||
| May 19, 2006 | ||||
| Archdiocese of Milwaukee Supporting Fund Inc. v. UnitedHealth Group, Inc. | MN | Securities/Commodities/Exchanges | ||
| May 15, 2006 | ||||
| Cohen v. Starks | MN | Securities/Commodities/Exchanges | ||
| Smith v. UnitedHealth Group Inc | MN | Securities/Commodities/Exchanges | ||
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