Justia Lawyer, Legal Aid & Services Directory: Missouri Broker Fraud Lawyers
Other Statutes - Securities/Commodities/Exchanges Cases filed in the Missouri Western District Court [ Court Info ]
Results 1 - 50 of 50
| Parties | District Court | Judge | Type of Lawsuit | Cause of Action |
|---|---|---|---|---|
| July 29, 2009 | ||||
| Gerstner et al v. Sebig, LLC et al | MO Western | Smith | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
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Plaintiff: Bernard Gerstner, Jr, Dale Sprague, Ronald Cornelius Defendant: Sebig, LLC, Donald Roberts,
Arlo W Erickson, B A Schawinsky, Pat Stewart
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| June 26, 2009 | ||||
| U.S. Commodity Futures Trading Commission v. First Capitol Futures Group et al | MO Western | Whipple | Securities/Commodities/Exchanges | Federal Commodity Exchange Regulation |
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Plaintiff: U.S. Commodity Futures Trading Commission, U.S. Commodity Futures Trading Commission Defendant: First Capitol Futures Group, David Michael Kogan
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| June 22, 2009 | ||||
| U S Securities & Exchange Commission v. Schroeder | MO Western | Whipple | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: U S Securities & Exchange Commission, U S Securities & Exchange Commission, U S Securities & Exchange Commission
Defendant: Horst W. Schroeder
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| September 15, 2008 | ||||
| Tummala v. FCStone Group, Inc. et al | MO Western | Sachs | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Vipul Tummala; Defendant: FCStone Group, Inc., Paul G. Anderson, William J. Dunaway
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| U S Securities & Exchange Commission v. American Italian Pasta Company | MO Western | Gaitan | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
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Plaintiff: U S Securities & Exchange Commission; Defendant: American Italian Pasta Company
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| U S Securities & Exchange Commission v. Ruskey | MO Western | Whipple | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
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Plaintiff: U S Securities & Exchange Commission; Defendant: Stephanie S Ruskey
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| U S Securities & Exchange Commission v. Schmidgall et al | MO Western | Fenner | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
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Plaintiff: U S Securities & Exchange Commission; Defendant: Warren B. Schmidgall, David E Watson
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| U S Securities & Exchange Commission v. Webster | MO Western | Larsen | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
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Plaintiff: U S Securities & Exchange Commission; Defendant: Timothy S. Webster
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| July 15, 2008 | ||||
| Luman v. Anderson et al | MO Western | Maughmer | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Paul Luman; Defendant: Paul G. Anderson, William J. Dunaway, FCStone Group, INc.
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| June 24, 2008 | ||||
| Iaccarino v. Hartman et al | MO Western | Smith | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Iris Iaccarino; Defendant: Scott F. Hartman, W. Lance Anderson, Gregory S Metz, Gregory T.
Barmore, Art N. Burtscher and others...
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| April 10, 2007 | ||||
| Murphy v. Novastar Financial, Inc. et al | MO Western | Gaitan | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
|
Plaintiff: James E Murphy; Defendant: Novastar Financial, Inc., W. Lance Anderson, Scott F. Hartman, Greg
Metz
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| March 12, 2007 | ||||
| Winesburg v. Novastar Financial, Inc. et al | MO Western | Sachs | Securities/Commodities/Exchanges | No cause code entered |
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Plaintiff: Durston Winesburg; Defendant: Novastar Financial, Inc., Scott F. Hartman, W. Lance Anderson,
Gregory S Metz
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| March 5, 2007 | ||||
| Dunbar v. Novastar Financial, Inc. et al | MO Western | Hays | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
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Plaintiff: Jack F Dunbar; Defendant: Novastar Financial, Inc., Scott F. Hartman, W. Lance Anderson,
Gregory S Metz
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| Eidson v. Novastar Financial, Inc. et al | MO Western | Larsen | Securities/Commodities/Exchanges | - Diversity: Securities & Exchange Commiss |
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Plaintiff: Lee M Eidson; Defendant: Novastar Financial, Inc., Scott F. Hartman, W. Lance Anderson,
Gregory S Metz
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| March 2, 2007 | ||||
| Bima v. Novastar Financial, Inc. et al | MO Western | Wright | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
|
Plaintiff: Alan James Bima; Defendant: Novastar Financial, Inc., Scott F. Hartman, W. Lance Anderson,
Gregory S Metz
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| March 1, 2007 | ||||
| Owens v. Novastar Financial, Inc. et al | MO Western | Gaitan | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Michael Owens; Defendant: Novastar Financial, Inc., W. Lance Anderson, Scott F. Hartman, Greg
Metz
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| February 26, 2007 | ||||
| Tanner v. Novastar Financial Inc et al | MO Western | Maughmer | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
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Plaintiff: Gary M Tanner; Defendant: Novastar Financial Inc, Scott F. Hartman, W. Lance Anderson, Gregory
S Metz
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| February 23, 2007 | ||||
| Boyd v. Novastar Financial Inc et al | MO Western | Sachs | Securities/Commodities/Exchanges | No cause code entered |
|
Plaintiff: Robert W Boyd, III; Defendant: Novastar Financial Inc, Scott F. Hartman, W. Lance Anderson,
Gregory S Metz
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| December 20, 2006 | ||||
| United States Securities and Exchange Commission v. Yarick | MO Western | Gaitan | Securities/Commodities/Exchanges | Securities Exchange Act |
| April 27, 2006 | ||||
| Fisk v. Ernst et al | MO Western | Dorr | Securities/Commodities/Exchanges | Securities Fraud |
| Lang v. Ernst et al | MO Western | Smith | Securities/Commodities/Exchanges | Securities Fraud |
| March 23, 2006 | ||||
| Bryson v. H&R Block Inc et al | MO Western | Laughrey | Securities/Commodities/Exchanges | Securities Exchange Act |
| January 5, 2006 | ||||
| Haag v. Webster et al | MO Western | Smith | Securities/Commodities/Exchanges | Securities Exchange Act |
| November 30, 2005 | ||||
| Huffman v. Automatic Data Processing, Inc. et al | MO Western | Fenner | Securities/Commodities/Exchanges | Securities Exchange Act |
| September 29, 2005 | ||||
| Rothstein v. Webster et al | MO Western | Smith | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
| August 25, 2005 | ||||
| Clark v. American Italian Pasta Company et al | MO Western | Smith | Securities/Commodities/Exchanges | Securities Exchange Act |
| August 15, 2005 | ||||
| Brody v. American Italian Pasta Company et al | MO Western | Smith | Securities/Commodities/Exchanges | Securities Exchange Act |
| August 12, 2005 | ||||
| In re American Italian Pasta Company Securities Litigation | MO Western | Smith | Securities/Commodities/Exchanges | Securities Exchange Act |
| May 27, 2005 | ||||
| Womack et al v. Banc of America Investment Services, Inc. | MO Western | Whipple | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
| February 14, 2005 | ||||
| Reagan v. Varner Technologies, Inc et al | MO Western | Laughrey | Securities/Commodities/Exchanges | Securities Exchange Act |
| November 19, 2004 | ||||
| Lewis v. Scudder Investments Company et al | MO Western | Hays | Securities/Commodities/Exchanges | - Diversity: Securities & Exchange Commiss |
| May 10, 2004 | ||||
| Allman v. Novastar Financial, Inc. et al | MO Western | Smith | Securities/Commodities/Exchanges | Securities Exchange Act |
| May 7, 2004 | ||||
| Friedman v. Novastar Financial, Inc. et al | MO Western | Smith | Securities/Commodities/Exchanges | Securities Exchange Act |
| April 28, 2004 | ||||
| Gerstel v. Novastar Financial, Inc. et al | MO Western | Smith | Securities/Commodities/Exchanges | Securities Exchange Act |
| April 27, 2004 | ||||
| Franck v. Novastar Financial, Inc. et al | MO Western | Smith | Securities/Commodities/Exchanges | Securities Exchange Act |
| Pfeiffer v. Novastar Financial, Inc. et al | MO Western | Smith | Securities/Commodities/Exchanges | Securities Exchange Act |
| April 23, 2004 | ||||
| Tinega v. Novastar Financial Inc. et al | MO Western | Smith | Securities/Commodities/Exchanges | Securities Exchange Act |
| April 21, 2004 | ||||
| Markovitz v. Novastar Financial, Inc. et al | MO Western | Smith | Securities/Commodities/Exchanges | Securities Exchange Act |
| April 20, 2004 | ||||
| Rogers v. Third Millennium Industries, Inc. et al | MO Western | Smith | Securities/Commodities/Exchanges | Securities Exchange Act |
| April 16, 2004 | ||||
| Russell-Cunningham v. Novastar Financial, Inc. et al | MO Western | Smith | Securities/Commodities/Exchanges | Securities Exchange Act |
| April 15, 2004 | ||||
| Demis v. Novastar Financial, Inc. et al | MO Western | Smith | Securities/Commodities/Exchanges | Securities Exchange Act |
| East Side Investors v. Novastar Financial, Inc. et al | MO Western | Smith | Securities/Commodities/Exchanges | Securities Exchange Act |
| Greenberg v. Novastar Financial Inc. et al | MO Western | Smith | Securities/Commodities/Exchanges | Securities Fraud |
| Lesh v. Novastar Financial Inc. et al | MO Western | Smith | Securities/Commodities/Exchanges | Securities Exchange Act |
| April 14, 2004 | ||||
| In Re: Novastar Financial Securities Litigation | MO Western | Smith | Securities/Commodities/Exchanges | Securities Exchange Act |
| April 2, 2004 | ||||
| Fleisher et al v. Janus Capital Management, LLC et al | MO Western | Wright | Securities/Commodities/Exchanges | Securities Exchange Act |
| March 19, 2004 | ||||
| Williams et al v. Waddell & Reed Investment Management Company et al | MO Western | Wright | Securities/Commodities/Exchanges | Securities Fraud |
| March 4, 2004 | ||||
| Baker et al v. American Century Investment Management, Inc. et al | MO Western | Smith | Securities/Commodities/Exchanges | Securities Exchange Act |
| U.S. Securities and Exchange Commission v. Rambahal et al | MO Western | Dorr | Securities/Commodities/Exchanges | Securities Exchange Act |
| April 26, 2002 | ||||
| Carpe et al v. Aquila, Inc. et al | MO Western | Gaitan | Securities/Commodities/Exchanges | Securities Exchange Act |
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