Justia Lawyer, Legal Aid & Services Directory: New Hampshire Broker Fraud Lawyers
Other Statutes - Securities/Commodities/Exchanges Cases filed in the New Hampshire District Court [ Court Info ]
Results 1 - 37 of 37
| Parties | District Court | Judge | Type of Lawsuit | Cause of Action |
|---|---|---|---|---|
| April 17, 2009 | ||||
| Equitec-Schwartz, LLC v. Tyco International, Ltd. et al | NH | Barbadoro | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Equitec-Schwartz, LLC; Defendant: Tyco International, Ltd., Tyco Electronics, Ltd., COVIDIEN
LTD., Coviden, (U.S.), Dennis Kozlowski and others...
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| December 15, 2008 | ||||
| Public Employees' Retirement Association of Colorado v. TYCO International, Ltd. et al | NH | Barbadoro | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Public Employees' Retirement Association of Colorado; Defendant: Tyco International, Ltd.,
Tyco Electronics Ltd., COVIDIEN LTD., Dennis Kozlowski, Mark H. Swartz and
others...
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| October 22, 2008 | ||||
| Hamel v. GT Solar International, Inc. et al | NH | Barbadoro | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Joyce T. Hamel; Defendant: GT Solar International, Inc., Thomas M. Zarrella, Robert W.
Woodbury, Jr., Edwin L. Lewis, J. Bradford Forth and others...
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| September 12, 2008 | ||||
| 2 West Inc. v. GT Solar International, Inc. et al | NH | Muirhead | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: 2 West, Inc.; Defendant: GT Solar International, Inc., GT Solar Holdings, LLC, GFI Energy
Ventures LLC, Oaktree Capital Management, L.P., Thomas M. Zarrella and others...
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| August 19, 2008 | ||||
| Bertoni v. GT Solar International, Inc. et al | NH | Laplante | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Eros Bertoni; Defendant: GT Solar International, Inc., Thomas M. Zarrella, Robert W. Woodbury,
Jr., Edwin L. Lewis, J. Bradford Forth and others...
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| August 15, 2008 | ||||
| Rubin v. GT Solar International, Inc. et al | NH | Laplante | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Meira Rubin; Defendant: GT Solar International, Inc., GT Solar Holdings, LLC, GFI Energy
Ventures LLC, Oaktree Capital Management, L.P., OCM/GFI Power Opportunities Fund II, L.P. and others...
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| August 12, 2008 | ||||
| Stricker v. GT Solar International, Inc. et al | NH | Muirhead | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Eugene Stricker; Defendant: GT Solar International, Inc., GT Solar Holdings, LLC, GFI Energy
Ventures LLC, Oaktree Capital Management, L.P., Thomas M. Zarrella and others...
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| August 11, 2008 | ||||
| Unger v. GT Solar International, Inc. et al | NH | Laplante | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Stephen Unger; Defendant: GT Solar International, Inc., Thomas M. Zarrella, Robert W.
Woodbury, Jr., Edwin L. Lewis, J Bradford Forth and others...
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| August 5, 2008 | ||||
| Dykes v. GT Solar International, Inc. et al | NH | Laplante | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Robert Dykes; Defendant: GT Solar International, Inc., GT Solar Holdings, LLC, GFI Energy
Ventures LLC, Oaktree Capital Management, L.P., OCM/GFI Power Opportunities Fund II, L.P. and others...
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| August 1, 2008 | ||||
| Braun v. GT Solar International, Inc., et al | NH | Laplante | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Irving S. Braun; Defendant: GT Solar International, Inc., Thomas M. Zarrella, Robert W.
Woodbury, Jr., Edwin L. Lewis, J. Bradford Forth and others...
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| June 16, 2008 | ||||
| Michigan Department of Treasury v. Tyco International, Limited et al | NH | Barbadoro | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Michigan Department of Treasury; Defendant: Tyco International, Limited, Covidian Limited,
Tyco Electronics Limited, Dennis Kozlowski, Mark H Swartz and others...
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| June 12, 2008 | ||||
| Blackrock Global Allocation Fund, Inc. et al v. Tyco International Ltd. et al | NH | Barbadoro | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Blackrock Global Allocation Fund, Inc., Blackrock Mid Cap Value Opportunities Fund, Blackrock Global Technology Fund, Inc.,
Blackrock World Index Series, Master Large Cap Core Portfolio and others...;
Defendant: Tyco International Ltd., Tyco Electronics Ltd., COVIDIEN LTD., COVIDIEN (U.S.), L. Dennis Kozlowski and others...
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| Federated American Leaders Fund, Inc. et al v. Tyco International LTD. | NH | Barbadoro | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Federated American Leaders Fund, Inc., Federated American Leaders Fund II, Federated Stock Trust, Federated Total Return Bond
Fund, Federated Capital Appreciation Fund II and others...; Defendant: Tyco International Ltd., Tyco Electronics Ltd., COVIDIEN LTD., COVIDIEN (U.S.), L. Dennis Kozlowski and others...
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| Nuveen Balanced Municipal and Stock Fund et al v. Tyco International Ltd. et al | NH | Barbadoro | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Nuveen Balanced Municipal and Stock Fund, Nuveen Balanced Stock and Bond Fund, Nuveen Large-Cap Value Fund, Nuveen Rittenhouse
Growth Fund; Defendant: Tyco International Ltd., Tyco Electronics Ltd., COVIDIEN LTD., COVIDIEN (U.S.), L. Dennis Kozlowski and others...
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| March 17, 2008 | ||||
| Teacher Retirement System of Texas v. TYCO International Ltd. et al | NH | Barbadoro | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Teacher Retirement System of Texas, Fred Alger Management, Inc., Castlerock Fund, Ltd., Castlerock Partners L.P., Castlerock
Partners II L.P. and others...; Defendant:
Tyco International Ltd., Tyco Electronics Ltd., Covidian Ltd., Covidian (U.S.), L. Dennis Kozlowski and others...
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| July 19, 2007 | ||||
US Securities and Exchange Commission v. Chew
|
NH | Barbadoro | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: US Securities and Exchange Commission; Defendant: Patrick T. Chew
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| US Securities and Exchange Commission v. Drummond et al | NH | Muirhead | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: US Securities and Exchange Commission; Defendant: David C. Drummond, John P. Hayes, Patrick E.
Murphy
|
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| July 12, 2007 | ||||
| Davis et al v. Kozlowski et al | NH | Barbadoro | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Scott Davis, Jay Korach; Defendant: Dennis Kozlowski, Mark H. Swartz, Mark A. Belnick, Frank
E. Walsh, Jr., Michael A. Ashcroft and others...
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| Davis et al v. Tyco International Ltd. et al | NH | Barbadoro | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Scott Davis, Jay Korach; Defendant: Tyco International Ltd., Dennis Kozlowski, Mark H. Swartz,
Mark A. Belnick, Frank E. Walsh, Jr. and others...
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| February 9, 2007 | ||||
| US Securities and Exchange Commission v. Patel et al | NH | McAuliffe | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: US Securities and Exchange Commission; Defendant: Piyush G. Patel, David J. Kirkpatrick, Eric
Jaeger, Bruce D. Kay, Robert J. Gagalis and others...
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| February 8, 2007 | ||||
| US Securities and Exchange Commission | NH | Muirhead | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: US Securities and Exchange Commission; Defendant: Gayle Spence Luacaw
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US Securities and Exchange Commission v. Fiallo
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NH | Muirhead | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: US Securities and Exchange Commission; Defendant: Enrique (Henry) Fiallo
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| February 1, 2007 | ||||
| US Securities and Exchange Commission v. Workman | NH | Barbadoro | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: US Securities and Exchange Commission; Defendant: Gary M. Workman
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| January 30, 2007 | ||||
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US Securities and Exchange Commission v. Hurley
|
NH | Muirhead | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: US Securities and Exchange Commission; Defendant: Anthony L. Hurley
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| October 10, 2006 | ||||
| Sloman v. Presstek, Inc. et al | NH | DiClerico | Securities/Commodities/Exchanges | Securities Exchange Act |
| February 14, 2006 | ||||
| Plumbers and Pipefitters National Pension Fund et al v. Tyco International, Ltd. | NH | Barbadoro | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
| December 12, 2005 | ||||
| Stevenson v. Tyco International, Ltd. et al | NH | Barbadoro | Securities/Commodities/Exchanges | Securities Exchange Act |
| August 23, 2005 | ||||
| Jasin v. Tyco International Ltd. et al | NH | Barbadoro | Securities/Commodities/Exchanges | Securities Exchange Act |
| June 12, 2005 | ||||
| US Commodity Futures Trading Commission et al v. Cromwell Financial Services, Inc. et al | NH | DiClerico | Securities/Commodities/Exchanges | Federal Commodity Exchange Regulation |
| June 8, 2005 | ||||
| Holt v. StockerYale, Inc. et al | NH | McAuliffe | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
| June 6, 2005 | ||||
| Peano v. Blodgett et al | NH | DiClerico | Securities/Commodities/Exchanges | Securities Exchange Act |
| May 25, 2005 | ||||
| In re StockerYale, Inc. Securities Litigation | NH | McAuliffe | Securities/Commodities/Exchanges | Securities Exchange Act |
| March 18, 2005 | ||||
| NH Bureau of Securities Regulation v. American Express Financial Advisors, Inc. | NH | DiClerico | Securities/Commodities/Exchanges | - Petition for Removal: SEC Act |
| February 10, 2005 | ||||
| Hall v. Tyco International, Ltd. et al | NH | Barbadoro | Securities/Commodities/Exchanges | Securities Exchange Act |
| December 16, 2004 | ||||
| US Securities and Exchange Commission v. Arel | NH | DiClerico | Securities/Commodities/Exchanges | Securities Exchange Act |
| November 16, 2004 | ||||
| Securities and Exchange Commission v. Hobbs et al | NH | Muirhead | Securities/Commodities/Exchanges | Securities Exchange Act |
| July 12, 2004 | ||||
| Davis v. Kozlowski et al | NH | Barbadoro | Securities/Commodities/Exchanges | Securities Exchange Act |
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