Justia Lawyer, Legal Aid & Services Directory: New York Broker Fraud Lawyers
Other Statutes - Securities/Commodities/Exchanges Cases filed in the New York Eastern District Court [ Court Info ]
Results 1 - 50 of 280
| Parties | District Court | Judge | Type of Lawsuit | Cause of Action |
|---|---|---|---|---|
| November 13, 2009 | ||||
| Cash Flow Financial, LLC v. Meyer et al | NY Eastern | Hurley | Securities/Commodities/Exchanges | Federal Question |
| October 27, 2009 | ||||
| Securities and Exchange Commission v. Slowey et al | NY Eastern | Wexler | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
| September 30, 2009 | ||||
| Securities And Exchange Commission v. Genet | NY Eastern | Seybert | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Securities And Exchange Commission Defendant: Jason M. Genet
|
||||
| September 21, 2009 | ||||
| Donoghue v. Del Toro Silver Corp. et al | NY Eastern | Bianco | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Deborah Donoghue Defendant: Del Toro Silver Corp., Mark McCleary
|
||||
| September 14, 2009 | ||||
| Donoghue v. Epicor Software Corporation | NY Eastern | Bianco | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Deborah Donoghue Defendant: Epicor Software Corporation
|
||||
| September 8, 2009 | ||||
| Securities & Exchange Commission v. Barry et al | NY Eastern | Block | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Securities & Exchange Commission Defendant: Philip G. Barry, Leverage Group, Leverage
Option Management Co., Inc., North American Financial Services
|
||||
| September 3, 2009 | ||||
| Securities and Exchange Commission v. The Hain Celestial Group, Inc. | NY Eastern | Hurley | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Securities and Exchange Commission Defendant: The Hain Celestial Group, Inc.
|
||||
| August 27, 2009 | ||||
| Securities and Exchange Commission v. Regan & Company et al | NY Eastern | Glasser | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Securities and Exchange Commission Defendant: Regan & Company, Michael C. Regan
|
||||
| August 20, 2009 | ||||
| Lucchetto et al v. Premium Protection Plan, LLC et al | NY Eastern | Seybert | Securities/Commodities/Exchanges | Racketeering (RICO) Act |
|
Plaintiff: Anthony Lucchetto, Jr., Anthony Lucchetto, Jr., Serafino Holdinngs, LLC, Serafino Holdinngs, LLC, Serafino retirement Holdings,
LLP and others... Defendant: Premium
Protection Plan, LLC, Nicholas Cosmo, Anthony Massaro, Jason Keryc, David Petry and
others...
|
||||
| August 4, 2009 | ||||
| Donoghue v. Gabelli Global Deal Fund | NY Eastern | Bianco | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Deborah Donoghue Defendant: Gabelli Global Deal Fund
|
||||
| July 27, 2009 | ||||
| Utah Retirement Systems v. Strauss et al | NY Eastern | Wexler | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Utah Retirement Systems, Utah Retirement Systems, Utah Retirement Systems Defendant: Michael
Strauss, Stephen A. Hozie, Robert Bernstein, John A. Johnston, Michael A. McManus and others...
|
||||
| July 24, 2009 | ||||
| Public Employees' Retirement System of Mississippi v. Moody's Investors Service, Inc. et al | NY Eastern | Bianco | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Public Employees' Retirement System of Mississippi, Public Employees' Retirement System of Mississippi, Public Employees'
Retirement System of Mississippi Defendant: Moody's Investors Service, Inc., Fitch Group, Inc., The McGraw-Hill Companies, Inc.
|
||||
| July 23, 2009 | ||||
| Lawing v. Comtech Telecommunications Corp. et al | NY Eastern | Bianco | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: James Lawing Defendant: Comtech Telecommunications Corp., Fred Kornberg, Michael D. Porcelain
|
||||
| July 21, 2009 | ||||
| Securities And Exchange Commission v. Seiden | NY Eastern | Matsumoto | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Securities And Exchange Commission, Securities And Exchange Commission, Securities And Exchange Commission, Securities And
Exchange Commission Defendant: Eric Todd Seiden
|
||||
| July 2, 2009 | ||||
| Cedarbrook Partners v. Innovative Capital Fund, L.L.C. et al | NY Eastern | Townes | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Cedarbrook Partners Defendant: Innovative Capital Fund, L.L.C., Innovative Capital Management,
LLC, Yehudah Belsky
|
||||
| July 1, 2009 | ||||
| Miness et al v. Ahuja et al | NY Eastern | Spatt | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Michael Miness, Michael Miness Defendant: Surinder Ahuja, Veena Ahuja, Sanjay Ahuja, Namita
Mohan, Mark Mudgil
|
||||
| June 25, 2009 | ||||
| Dorn v. Berson et al | NY Eastern | Spatt | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Marjorie A. Dorn Defendant: David Berson, Daremy Court Qualified Ventures, LLC, Daremy Court
Qualified, Inc.
|
||||
| June 22, 2009 | ||||
| Mirrer v. Orthocarern of America, Inc. et al | NY Eastern | Sifton | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Joel Mirrer Defendant: Orthocarern of America, Inc., Orthocarern, Inc., Michael McConnell, Rob
Crotser, John Does 1-10
|
||||
| June 18, 2009 | ||||
| Bader v. Winkelried et al | NY Eastern | Townes | Securities/Commodities/Exchanges | Notice of Removal |
|
Plaintiff: Jeffrey W. Bader, Jeffrey W. Bader Defendant: Jon Winkelried, Jon Winkelried, Jon Winkelried,
Jon Winkelried, Gary D. Cohn and others...
|
||||
| Securities And Exchange Commission v. Comverse Technology, Inc. | NY Eastern | Hurley | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Securities And Exchange Commission Defendant: Comverse Technology, Inc.
|
||||
| Securities And Exchange Commission v. Ulticom, Inc. | NY Eastern | Seybert | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Securities And Exchange Commission Defendant: Ulticom, Inc.
|
||||
| Securities and Exchange Commission v. Roberts | NY Eastern | Wexler | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Securities and Exchange Commission Defendant: Lisa M. Roberts
|
||||
| June 17, 2009 | ||||
| Donoghue v. Mindspeed Technologies, Inc. et al | NY Eastern | Feuerstein | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Deborah Donoghue Defendant: Mindspeed Technologies, Inc., Polar Securities Inc., Polar Capital
Corp, John Paul Sabourin, Altairis Offshore and others...
|
||||
| June 12, 2009 | ||||
| Aeroflex Incorporated v. Bank of America Corporation et al | NY Eastern | Wexler | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
|
Plaintiff: Aeroflex Incorporated, Aeroflex Incorporated, Aeroflex Incorporated Defendant: Bank of America
Corporation, Banc of America Investment Services, Inc., Banc of America Securities, LLC
|
||||
| June 11, 2009 | ||||
| Oliynyk v. The Leverage Group et al | NY Eastern | Ross | Securities/Commodities/Exchanges | Fed. Question |
|
Plaintiff: Vira Oliynyk Defendant: The Leverage Group, Leverage Option Management Co., Inc., North
American Financial, Philip Barry, LLC, Philip Barry
|
||||
| May 26, 2009 | ||||
| Pugach v. Genworth Life Insurance Company of New York et al | NY Eastern | Cogan | Securities/Commodities/Exchanges | Notice of Removal |
|
Plaintiff: Burton N. Pugach Defendant: Genworth Life Insurance Company of New York, Jordan Samuelson
|
||||
| May 6, 2009 | ||||
| Donoghue v. Alico, Inc. | NY Eastern | Seybert | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Deborah Donoghue Defendant: Alico, Inc.
|
||||
| April 29, 2009 | ||||
| Koza v. Pangea3, LLC et al | NY Eastern | Platt | Securities/Commodities/Exchanges | Diversity-Breach of Contract |
|
Plaintiff: Jay Koza Defendant: Pangea3, LLC, David Perla
|
||||
| April 17, 2009 | ||||
| Weshnak et al v. Cosmo et al | NY Eastern | Spatt | Securities/Commodities/Exchanges | Federal Commodity Exchange Regulation |
|
Plaintiff: Marilyn Weshnak, Marilyn Weshnak, Erica C. Jung, Erica C. Jung Defendant: Nicholas Cosmo,
Agape Merchant Advance LLC, John Does 1-12, Bank Of America, N.A., Transact Futures and others...
|
||||
| April 14, 2009 | ||||
| Securities and Exchange Commission v. Ovid et al | NY Eastern | Wexler | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Securities and Exchange Commission; Defendant: Isaac I. Ovid, Aaron Riddle, J. Jonathan
Coleman, Stephen Cina, Cory A. Martin and others...
|
||||
| April 9, 2009 | ||||
| Stern v. Rochester Fund Municipals et al | NY Eastern | Johnson | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Robert Stern; Defendant: Rochester Fund Municipals, Oppenheimer Fund, Inc., John V. Murphy,
David K. Downes, Robert G. Galli and others...
|
||||
| April 7, 2009 | ||||
| Steinhardt v. UBS Securities LLC et al | NY Eastern | Irizarry | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Melvin Steinhardt; Defendant: UBS Securities LLC, UBS Loan Finance LLC
|
||||
| March 31, 2009 | ||||
| Donoghue v. Bidz.com, Inc. | NY Eastern | Seybert | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Deborah Donoghue; Defendant: Bidz.com, Inc.
|
||||
| March 27, 2009 | ||||
| Mershon v. Rochester Fund Municipals et al | NY Eastern | Johnson | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Maureen E. Mershon; Defendant: Rochester Fund Municipals, Oppenheimer Funds, Inc., John V.
Murphy, David K. Downes, Robert G. Galli and others...
|
||||
| Weiner v. Rochester Fund Municipals et al | NY Eastern | Mauskopf | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Robert Weiner; Defendant: Rochester Fund Municipals, Oppenheimer Fund, Inc., John V. Murphy,
David K. Downes, Robert G. Galli and others...
|
||||
| March 26, 2009 | ||||
Kay and George Sullivan, Michael and Kathleen Tirelli, and Steve
Bonnano individually, and on behalf of all others similarly situated v. Agape World, Inc. Nicholas Cosmo, Agape Merchant Advance LLC, John Does 1-12, Bank of America, N.A., MF
Global, Inc.,
|
NY Eastern | Spatt | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
|
Plaintiff: Kay Sullivan, Kay Sullivan, Kay Sullivan, Michael Tirelli, Michael Tirelli and others... Defendant: Agape World, Inc.,
Nicholas Cosmo, Agape Merchant Advance LLC, John Does 1-12, Bank Of America, N.A. and others...
|
||||
| March 10, 2009 | ||||
| Donoghue v. Lodgenet Interactive Corporation | NY Eastern | Feuerstein | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Deborah Donoghue; Defendant: Lodgenet Interactive Corporation
|
||||
| Intelleigent Digital Systems, LLC et al v. Visual Management Systems, Inc. et al | NY Eastern | Wexler | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Intelligent Digital Systems, LLC, Russ & Russ PC Defined Benefit Pension Plan, Jay Edmund Russ; Defendant: Visual Management Systems, Inc., Jason Gonzalez, Howard Herman, Robert Moe, Michael Ryan and others...
|
||||
| Iwanicki et al v. Nanodynamics, Inc. et al | NY Eastern | Bianco | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Kenneth Iwanicki, Penelope Iwanicki; Defendant: Nanodynamics, Inc., Norman Rothstein
|
||||
| March 2, 2009 | ||||
| Vladimir v. Rochester Fund Municipals et al | NY Eastern | Amon | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Bert Vladimir; Defendant: Rochester Fund Municipals, Oppenheimer Funds, Inc., John V. Murphy,
David K. Downes, Robert G. Galli and others...
|
||||
| February 25, 2009 | ||||
| Bernstein et al v. Rochester Fund Municipals et al | NY Eastern | Dearie | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Lisl Bernstein, Todd Augenbaum; Defendant: Rochester Fund Municipals, Oppenheimer Funds, Inc.,
John V. Murphy, David K. Downes, Robert G. Galli and others...
|
||||
| February 23, 2009 | ||||
| Mazzella et al v. The Leverage Group et al | NY Eastern | Townes | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Mary Ann Mazzella, Sophia Rose Mazzella, Alanna Marie Mazzella, David Mazzella, Julia Mary Mazzella; Defendant: The Leverage Group, Leverage Option Management Co., Inc., North American Financial, Philip Barry, LLC, Philip Barry and others...
|
||||
| February 4, 2009 | ||||
| Donoghue v. Sunopta Inc. | NY Eastern | Spatt | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Deborah Donoghue; Defendant: Sunopta Inc.
|
||||
| January 30, 2009 | ||||
| Chiarenza v. IBSG International, Inc. et al | NY Eastern | Mauskopf | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Anthony Chiarenza; Defendant: IBSG International, Inc., Michael Rivers, Geoffrey Birch,
Jewett, Schwartz, Wolfe & Associates
|
||||
| January 27, 2009 | ||||
| United States Commodity Futures Trading Commission v. Cosmo et al | NY Eastern | Wexler | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
|
Plaintiff: United States Commodity Futures Trading Commission; Defendant: Nicholas Cosmo, Agape World,
Inc., Agape Merchant Advance LLC
|
||||
| January 22, 2009 | ||||
| Securities and Exchange Commission v. McEnroe et al | NY Eastern | Wexler | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
|
Plaintiff: Securities and Exchange Commission; Defendant: Catherine R. McEnroe, Noreen O'Loughlin, Martin
R. von Ruden
|
||||
| January 5, 2009 | ||||
| Knight v. US Securities and Exchange Commission et al | NY Eastern | Feuerstein | Securities/Commodities/Exchanges | U.S. Government Defendant |
|
Plaintiff: Anthony Knight; Defendant: US Securities and Exchange Commission, Mark Shonfeld, John
Reynolds, Paul Gizzi, Shannon Keyes and others...
|
||||
| December 23, 2008 | ||||
| GTJ Reit, Inc. v. Gaines et al | NY Eastern | Spatt | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: GTJ Reit, Inc.; Defendant: Ira J. Gaines, Peachtree Partners
|
||||
| December 18, 2008 | ||||
| McDermott et al v. Leverage Group et al | NY Eastern | Sifton | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Frances McDermott, James W. McDermott; Defendant: Leverage Group, Leverage Option Mangement
Co., Inc., North American Financial, Philip Barry, LLC, Philip Barry
|
||||
| December 12, 2008 | ||||
|
Kellner v. Madoff et al
|
NY Eastern | Spatt | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Irwin Kellner; Defendant: Bernard L. Madoff, Bernard L. Madoff Investment Securities LLC, John
Does 1-100
|
||||
Includes court opinions, orders, and all eFiling documents (complaint, responses, associated filings).
Includes court opinions & orders.
The Justia Federal District Court Filings & Dockets site republishes public litigation records retrieved from the US Federal District Courts. These filings and docket sheets should
not be considered findings of fact or liability, and do not necessarily reflect the view of Justia.
Copyright © Justia :: Company :: Terms of Service :: Privacy Policy :: Contact Us :: Have a Happy Day!