Securities/Commodities/Exchanges Cases filed in the New York Southern District Court
Cases 1 - 20 of 37
City of Livonia Employees' Retirement System v. Wachovia Corporation et al
1:2009cv08268
Plaintiffs: City of Livonia Employees' Retirement System and City of Livonia Employees' Reti
Defendants: A.G. Edwards & Sons, Inc., ABN AMRO Incorporated, B.C. Ziegler and Company, Banc of America Securities LLC, Bank of America Corporation and others
Presiding Judge: Judge Richard J. Sullivan
Cause Of Action: Securities Exchange Act
Forsta AP-fonden v. Wachovia Corporation et al
1:2009cv08205
Plaintiff: Forsta AP-fonden
Defendants: Donald K. Truslow, Kennedy G. Thompson, Lanty L. Smith, Robert K. Steel, Thomas J. Wurtz and others
Presiding Judges: Judge Richard J. Sullivan and Judge Unassigned
Cause Of Action: Securities Exchange Act
Deka Investment GmbH et al v. Wachovia Corporation et al
1:2009cv07920
Plaintiffs: Deka Fundmaster Investmentgesellschaft MBH, Deka International S.A. Luxemburg, Deka Investment GmbH, International Fund Management S.A. Luxemburg and International Fund Management
Defendant: Donald K. Truslow
Presiding Judge: Judge Richard J. Sullivan
Cause Of Action: Securities Exchange Act
Securities and Exchange Commission v. Chekholko
1:2009cv06937
Plaintiff: Securities and Exchange Commission
Defendant: Vladimir Chekholko
Presiding Judge: Judge Richard J. Sullivan
Cause Of Action: Securities Exchange Act
Donoghue v. Borland Software Corporation et al
1:2009cv06800
Plaintiff: Deborah Donoghue
Defendant: Seymour L. Goldblatt
Presiding Judge: Judge Richard J. Sullivan
Cause Of Action: Securities Exchange Act
Swiskay et al v. Wachovia Corporation et al
1:2009cv06457
Defendants: Citigroup Global Markets Inc., Dona Davis Young, Donald M. James, Ernest S. Rady, Jerome A. Gitt and others
Presiding Judge: Judge Richard J. Sullivan
Cause Of Action: - Petition for Removal: SEC Act
Orange County Employees' Retirement System et al v. Carlson et al
1:2009cv06374
Defendants: A.G. Edwards & Sons, Inc., ABN AMRO Incorporated, B.C. Ziegler and Company, Banc of America Securities LLC, Bank of America Corporation and others
Presiding Judge: Judge Richard J. Sullivan
Cause Of Action: Securities Exchange Act
Miller et al v. Wachovia Corporation et al
1:2009cv06351
Plaintiff: Arlette Miller
Defendants: Citigroup Global Markets Inc., Dona Davis Young, Donald M. James, Ernest S. Rady, G. Kennedy Thompson and others
Presiding Judges: Judge Shirley Wohl Kram and Judge Shir
Cause Of Action: Securities Exchange Act
FC Holdings AB et al v. Wells Fargo & Company et al
1:2009cv05466
Plaintiffs: Chupita Pte Ltd, FC Holdings AB, Fintrade Limited, Foxito Pte Ltd and Juansilu Investments Pte Ltd
Defendants: Donald K. Truslow and G. Kennedy Thompson
Presiding Judge: Judge Richard J. Sullivan
Cause Of Action: Securities Exchange Act
Securities and Exchange Commission v. Monster Worldwide, Inc.
1:2009cv04641
Plaintiff: Securities and Exchange Commission
Defendant: Monster Worldwide, Inc.
Presiding Judges: Judge Richard J. Sullivan and Judge Unassigned
Cause Of Action: Securities Fraud
Stichting Pensioenfonds ABP v. Wachovia Corporation et al
1:2009cv04473
Plaintiff: Stichting Pensioenfonds ABP
Defendants: Donald K. Truslow, Kennedy G. Thompson, Lanty L. Smith, Robert K. Steel, Thomas J. Wurtz and others
Presiding Judges: Judge Richard J. Sullivan and Judge Unassigned
Cause Of Action: Securities Exchange Act
Sherman v. Merrill Lynch & Co. Inc. et al
1:2009cv03748
Plaintiff: Richard Sherman
Defendants: Bank of America Corp., Charles K. Gifford, Frank P. Bramble, Sr., Gary Carlin, Gary L. Countryman and others
Presiding Judges: Judge Jed S. Rakoff and Judge Richard J. Sullivan
Cause Of Action: Federal Question
Frederick et al v. Oao et al
1:2009cv03617
Plaintiff: Dean Frederick
Defendants: Igor V. Iyuzin, Mechel Oao, Stanislav A. Ploschenko and Vladmir A. Polin
Presiding Judge: Judge Richard J. Sullivan
Cause Of Action: Federal Question
The Police and Fire Retirement System of the City of Detroit v. UBS AG et al
1:2009cv02191
Plaintiff: The Police and Fire Retirement System of the City of Detroit
Defendants: Ernesto Bertarelli, Gabrielle Kaufmann-Kohler, Helmut Panke, Joerg Wolle, Lawrence A. Weinbach and others
Cause Of Action: Federal Question
Securities and Exchange Commission v. Stephanou et al
1:2009cv01043
Plaintiff: Securities and Exchange Commission
Defendants: Achilleas Stephanou, George Paparrizos, Joseph Contorinis, Konstantinos Paparrizos, Michael G. Koulouroudis and others
Presiding Judges: Judge Richard J. Sullivan and Judge Unassigned
Cause Of Action: Federal Question
New Orleans Employees' Retirement System v. UBS AG et al
1:2009cv00893
Plaintiff: New Orleans Employees' Retirement System
Defendants: Marcel Ospel, Marcel Rohner, Mark Branson, Martin Leichti, Peter Kurer and others
Presiding Judges: Judge Shirley Wohl Kram and Judge Richard J. Sullivan
Cause Of Action: Federal Question
Securties and Exchange Commission v. Chakrapani
1:2009cv00325
Plaintiff: Securities and Exchange Commission
Defendant: Ramesh Chakrapani
Presiding Judge: Judge Richard J. Sullivan
Cause Of Action: U.S. Government Plaintiff
Thompson v. Britannia Bulk Holdings Inc. et al
1:2008cv09623
Plaintiff: Gary A. Thompson
Defendants: Arvid Tage, Banc of America Securities LLC, Britannia Bulk Holdings Inc., Dahlman Rose & Company LLC, Fariyal Khanbabi and others
Presiding Judges: Judge Denise L. Cote and Judge Richard J. Sullivan
Cause Of Action: Federal Question
Sebik v. Noah Education Holdings Ltd. et al
1:2008cv09509
Presiding Judge: Judge Richard J. Sullivan
Cause Of Action: Federal Question
Schapiro v. Noah Education Holdings Ltd. et al
1:2008cv09427
Plaintiff: Brahm Schapiro
Defendants: CIBC World Markets Corp., Deutsche Bank Securities Inc., Noah Education Holdings Ltd. and Thomas Weisel Partners LLC.
Presiding Judges: Judge Richard J. Sullivan and Judge Unassigned
Cause Of Action: Federal Question