Justia Lawyer, Legal Aid & Services Directory: Ohio Broker Fraud Lawyers
Other Statutes - Securities/Commodities/Exchanges Cases filed in the Ohio Northern District Court [ Court Info ]
Results 1 - 50 of 133
| Parties | District Court | Judge | Type of Lawsuit | Cause of Action |
|---|---|---|---|---|
| October 14, 2009 | ||||
| Name not on record | OH Northern | Zouhary | Securities/Commodities/Exchanges | Diversity-Breach of Contract |
| September 11, 2009 | ||||
| Securities & Exchange Commission v. Cole et al | OH Northern | Carr | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Securities and Exchange Commission Defendant: Bernard Cole, William Hennessy, Douglas Hodge,
Robert Steimle
|
||||
| August 13, 2009 | ||||
| Securities and Exchange Commission v. Brantley Capital Management, LLC et al | OH Northern | Gwin | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission, Securities and Exchange Commission, Securities and
Exchange Commission, Securities and Exchange Commission Defendant: Brantley Capital Management, LLC, Robert Pinkas, Tab Keplinger
|
||||
| April 8, 2009 | ||||
| Sheerer v National City Corporation, et al | OH Northern | Oliver (MDL2003) | Securities/Commodities/Exchanges | Federal Question |
| March 24, 2009 | ||||
| LNB Bancorp, Inc. v. Osborne | OH Northern | Aldrich | Securities/Commodities/Exchanges | Federal Question |
| March 10, 2009 | ||||
| Hawaii v. Popp et al | OH Northern | Gwin | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Oscar Hawaii; Defendant: Carol Popp, George Csatary, Kamel Abdallah, Curtis Pree, Universal
Property Development & Acquisition Corp.
|
||||
| January 7, 2009 | ||||
| Filing Error | OH Northern | Securities/Commodities/Exchanges | Federal Question | |
| Vadas v. National City Corporation et al | OH Northern | Oliver (MDL2003) | Securities/Commodities/Exchanges | Federal Question |
| December 23, 2008 | ||||
| Argent Classic Convertible Arbitrage Fund (Bermuda) Ltd. v. National City Corporation et al | OH Northern | Oliver (MDL2003) | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Argent Classic Convertible Arbitrage Fund (Bermuda) Ltd.; Defendant: National City
Corporation, Peter E. Raskind, David A. Daberko, Jeffrey D. Kelly
|
||||
| Filing Error | OH Northern | Wells | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
|
Plaintiff: Argent Classic Convertible Arbitrage Fund (Bermuda) Ltd., Argent Classic Convertible Arbitrage Fund (Bermuda) Ltd., Argent Classic
Convertible Arbitrage Fund (Bermuda) Ltd. Defendant: National City Corporation, Peter E. Raskind, David A. Daberko, Jeffrey D. Kelly
|
||||
| December 11, 2008 | ||||
| Reagan v. National City Corporation et al | OH Northern | Oliver (MDL2003) | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: B. H. Reagan; Defendant: National City Corporation, David A. Daberko, Jeffrey D Kelly, Thomas
A. Richlovsky, Jon E. Barfield and others...
|
||||
| December 3, 2008 | ||||
| Nye Capital Appreciation Partners et al v. Jackie Nemchik et al | OH Northern | Economus | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Nye Capital Appreciation Partners, L.L.C., Nye Financial Group, Inc., John B Nye, J. Randall Nye, Eric A. Nye; Defendant: Jackie Nemchik, Roy Malkin, James A. Johnson, Carole J. Johnson
|
||||
| December 2, 2008 | ||||
| Casey v. National City Corporation et al | OH Northern | Oliver (MDL2003) | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Robert Casey, Skandia Life Insurance Company Ltd.; Defendant: National City Corporation, Peter
E. Raskind, David A. Daberko, Jeffrey D. KellyMovant: Thomas P. DiNapoli, Plumbers and Steamfitters Local No. 7, Pension, Welfare and Annuity
Funds and Paul P. Lynch
|
||||
| Hass v. Raskind et al | OH Northern | Oliver (MDL2003) | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: James W. Hass, Jr.; Defendant: Peter E. Raskind, David A. Daberko, Jeffrey D. Kelly, Phillip
L. Rice, Stephen A. Stitle and others...
|
||||
| In re National City Corp. Securities, Derivative and Employee Retirement Income Security Act (ERISA) Litigation | OH Northern | Oliver (MDL2003) | Securities/Commodities/Exchanges | Federal Question |
| Parker et al v. National City Corporation et al | OH Northern | Oliver (MDL2003) | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Lisa Parker, Stephen Enns; Defendant: National City Corporation, David A. Daberko, Jeffrey D.
Kelly, Thomas A. Richlovsky, Jon E. Barfield and others...
|
||||
| Tharp, et al. v. National City Corporation, et al. | OH Northern | Oliver (MDL2003) | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: James Tharp, Caroline Tharp; Defendant: National City Corporation, PNC Financial Services
Group, Inc., Peter E. Raskind, Jon E. Barfield, James S. Broadhurst and
others...
|
||||
| November 26, 2008 | ||||
| Tharp, et al. v. National City Corporation, et al. | OH Northern | Nugent | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: James Tharp, Caroline Tharp; Defendant: National City Corporation, PNC Financial Services
Group, Inc., Peter E. Raskind, Jon E. Barfield, James S. Broadhurst and
others...
|
||||
| October 22, 2008 | ||||
| United States Securities and Exchange Commission v. Thomas et al | OH Northern | Boyko | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: United States Securities and Exchange Commission; Defendant: Raymond Thomas, Strictly Stocks
Investment Co., Inc.
|
||||
| May 28, 2008 | ||||
| Bliss v. Architron Systems, Inc. et al | OH Northern | Nugent | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Joseph A. Bliss; Defendant: Architron Systems, Inc., XRF Technologies Group, Inc., Byron del
Castillo, Swee-Gin Leong
|
||||
| May 20, 2008 | ||||
| Parker et al v. National City Corporation et al | OH Northern | Gaughan | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Lisa Parker, Stephen Enns; Defendant: National City Corporation, David A. Daberko, Jeffrey D.
Kelly, Thomas A. Richlovsky, Jon E. Barfield and others...
|
||||
| April 4, 2008 | ||||
| National City Corporation Securities, Derivative & ERISA Litigation | OH Northern | Gaughan | Securities/Commodities/Exchanges | Federal Question |
| March 20, 2008 | ||||
| Entext LLC et al v. Abercia et al | OH Northern | Lioi | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Entext LLC, Joshua L Gottlieb; Defendant: Ralph Abercia, Integrated Drilling Contractors, LLC
|
||||
| March 17, 2008 | ||||
| Mansfield Properties, LLC et al v. Medical Development Management, LLC et al | OH Northern | Gaughan | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Mansfield Properties, LLC, Mansfield Imaging, LLC, Michael L Amalfitano, John K Hughes, John W. Peck, II and others...; Defendant: Medical Development
Management, LLC, Medical Development Associates, LLC, Universal Health Network, LLC, A.J. Schwartz, Alan R. Eichelberger and others...
|
||||
| February 26, 2008 | ||||
| Osborne v. LNB Bancorp, Inc. | OH Northern | Oliver | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Richard M Osborne; Defendant: LNB Bancorp, Inc.
|
||||
| February 21, 2008 | ||||
| Hass v. Raskind et al | OH Northern | Gaughan | Securities/Commodities/Exchanges | - Diversity: Securities & Exchange Commiss |
|
Plaintiff: James W. Hass, Jr.; Defendant: Peter E. Raskind, David A. Daberko, Jeffrey D. Kelly, Phillip
L. Rice, Stephen A. Stitle and others...
|
||||
| February 7, 2008 | ||||
| Small et al v. Regalbuto et al | OH Northern | O'Malley | Securities/Commodities/Exchanges | Fed. Question |
|
Plaintiff: Timothy Small, James Small; Defendant: Frank Regalbuto, Michael Regalbuto
|
||||
| January 24, 2008 | ||||
| Casey v. National City Corporation et al | OH Northern | Gaughan | Securities/Commodities/Exchanges | Federal Commodity Exchange Regulation |
|
Plaintiff: Robert Casey; Defendant: National City Corporation, Peter E. Raskind, David A. Daberko,
Jeffrey D. Kelly
|
||||
| January 18, 2008 | ||||
| Ohio Public Employees Retirement System v. Federal Home Loan Mortgage Corp., et al. | OH Northern | Adams | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Ohio Public Employees Retirement System; Defendant: Federal Home Loan Mortgage Corporation,
Richard F. Syron, Patricia L. Cook, Anthony S. Piszel, Eugene M. McQuade and
others...
|
||||
| November 13, 2007 | ||||
| Amantea et al v. Innotrac, Inc. et al | OH Northern | Gwin | Securities/Commodities/Exchanges | Antitrust Litigation |
|
Plaintiff: Nancy J. Amantea, Carmen P. Arrigo, Jeffrey H. Berry, George Bostick, IV, Steven A Calabrese and others...; Defendant: Innotrac, Inc., Scott
Dorfman, David L. Gansey, David Ellin, Larry C. Hanger and others...
|
||||
| Gottlieb v. Integrated Drilling Contractors, LLC | OH Northern | Boyko | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Entext LLC, Joshua L Gottlieb; Defendant: Ralph Abercia, Integrated Drilling Contractors, LLC
|
||||
| October 19, 2007 | ||||
| Amantea v. Dadante et al | OH Northern | Boyko | Securities/Commodities/Exchanges | Petition for Removal |
|
Plaintiff: Nancy J. Amantea; Defendant: David A. Dadante, Stephen Glantz, Advest, Inc., EVERIN, FERRIS
BAKER WATTS, INCORPORATED and others...
|
||||
| September 12, 2007 | ||||
| Case Filing Error | OH Northern | Securities/Commodities/Exchanges | Securities Fraud | |
|
Plaintiff: Securities and Exchange Commission
|
||||
| Securities and Exchange Commission v. Haylor | OH Northern | Lioi | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Securities and Exchange Commission; Defendant: Brian Haylor
|
||||
| June 11, 2007 | ||||
| Strougo v. Brantley Capital Corporation, et al | OH Northern | Adams | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Barbara Strougo; Defendant: Brantley Capital Corporation, Robert P Pinkas, Michael J. Finn,
Tab A. Keplinger
|
||||
| June 8, 2007 | ||||
| Filing v. Phipps et al | OH Northern | Lioi | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Mark C. Filing; Defendant: William L Phipps, John Doe
|
||||
| March 5, 2007 | ||||
| Brantley Capital Corp. v. Pinkas et al | OH Northern | Gwin | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Brantley Capital Corp.; Defendant: Robert P. Pinkas, Paul H. Cascio, Shawn Wynne, Michael J.
Finn, Tab Keplinger and others...
|
||||
| December 18, 2006 | ||||
| NACCO Industries, Inc. et al v. Applica Incorporated et al | OH Northern | Gaughan | Securities/Commodities/Exchanges | Securities Exchange Act |
| December 11, 2006 | ||||
| Dobbins v. National Association of Securities Dealers, Inc. | OH Northern | Adams | Securities/Commodities/Exchanges | Petition for Removal |
| Filing Error | OH Northern | Securities/Commodities/Exchanges | Petition for Removal | |
| October 18, 2006 | ||||
| Helen Korach Family Trust et al v. Woodman et al | OH Northern | Oliver | Securities/Commodities/Exchanges | Securities Exchange Act |
| October 3, 2006 | ||||
| In re: Continental Capital Investment Services Inc. | OH Northern | Carr | Securities/Commodities/Exchanges | Securities Fraud |
| September 8, 2006 | ||||
| Diamond v. Keithley et al | OH Northern | Boyko | Securities/Commodities/Exchanges | Securities Exchange Act |
| Miller v. Keithley et al | OH Northern | Boyko | Securities/Commodities/Exchanges | Petition for Removal |
| August 30, 2006 | ||||
| Wandling et al v. Evergreen Investment Corporation et al | OH Northern | Nugent | Securities/Commodities/Exchanges | Securities Exchange Act |
| July 17, 2006 | ||||
| Small et al v. Regalbuto et al | OH Northern | O'Malley | Securities/Commodities/Exchanges | Securities Exchange Act |
| July 11, 2006 | ||||
| Nicholson et al v. N-Viro International Corporation et al | OH Northern | Carr | Securities/Commodities/Exchanges | Securities Exchange Act |
| April 18, 2006 | ||||
| United States Securities and Exchange Commission v. Dadante et al | OH Northern | O'Malley | Securities/Commodities/Exchanges | Securities Fraud |
| March 31, 2006 | ||||
| Burns et al v. Prudential Securities, Inc. et al | OH Northern | Zouhary | Securities/Commodities/Exchanges | Securities Fraud |
| March 6, 2006 | ||||
| Fencorp, Co. v. Ohio Kentucky Oil Corporation et al | OH Northern | Adams | Securities/Commodities/Exchanges | Securities Fraud |
Includes court opinions, orders, and all eFiling documents (complaint, responses, associated filings).
Includes court opinions & orders.
The Justia Federal District Court Filings & Dockets site republishes public litigation records retrieved from the US Federal District Courts. These filings and docket sheets should
not be considered findings of fact or liability, and do not necessarily reflect the view of Justia.
Copyright © Justia :: Company :: Terms of Service :: Privacy Policy :: Contact Us :: Have a Happy Day!