Justia Lawyer, Legal Aid & Services Directory: Ohio Broker Fraud Lawyers
Other Statutes - Securities/Commodities/Exchanges Cases filed in the Ohio Southern District Court [ Court Info ]
Results 1 - 50 of 64
| Parties | District Court | Judge | Type of Lawsuit | Cause of Action |
|---|---|---|---|---|
| November 6, 2009 | ||||
| International Brotherhood of Electrical Workers Local 697 Pension Fund v. Limited Brands, Inc. et al | OH Southern | Sargus | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: International Brotherhood of Electrical Workers Local 697 Pension Fund, International Brotherhood of Electrical Workers Local 697
Pension Fund Defendant: Limited Brands, Inc., Leslie H Wexner, Stuart B Burgdoerfer, Martyn R Redgrave, Sharen J Turney
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| October 16, 2009 | ||||
| Nelson v. Walnut Investment Partners, L.P. et al | OH Southern | Spiegel | Securities/Commodities/Exchanges | Fed. Question |
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Plaintiff: Richard D Nelson Defendant: Walnut Investment Partners, L.P., Walnut Investment Partners,
L.P., John Does
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| October 6, 2009 | ||||
| American Signature, Inc. et al v. Moody's Investors Services, Inc. et al | OH Southern | Frost | Securities/Commodities/Exchanges | - Diversity: Securities Fraud |
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Plaintiff: American Signature, Inc., American Signature, Inc., SEI, Inc., SEI, Inc. Defendant: Moody's
Investors Services, Inc., Moody's Investors Services, Inc., Moody's Investors Services, Inc., The McGraw-Hill Companies, Inc.
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| September 30, 2009 | ||||
| Securities and Exchange Commission v. HedgeLender LLC et al | OH Southern | Sargus | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission Defendant: HedgeLender
LLC, Daniel W. Stafford, Fred R. Wahler, Jr.
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| September 11, 2009 | ||||
| Glimcher Company LLC et al v. The Shops at Ety Village LLC et al | OH Southern | Frost | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Glimcher Company LLC, Ety Village LLC Defendant: The Shops at Ety Village LLC, Jordan Ray, Ari
Maryles, Trimensions, Inc.
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| August 13, 2009 | ||||
| Levy et al v. Associates, P.L.L.C. | OH Southern | Frost | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Mark L. Levy, Cynthia S. Levy, The Mark L. Levy Trust, Mark L. Levy Defendant: Cain, Watters
& Associates, P.L.L.C.
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| April 8, 2009 | ||||
| Securities and Exchange Commission v. Jarvis et al | OH Southern | Marbley | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
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Plaintiff: Securities and Exchange Commission; Defendant: Julie M. Jarvis, Crossroads Financial Planning,
Inc.
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| March 17, 2009 | ||||
| Jennings v. Bodrick et al | OH Southern | Sargus | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Dewayne M Jennings; Defendant: Dewayne A Bodrick, Kimberly Bodrick, John Doe 1-5
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| December 12, 2008 | ||||
| Halford v. AtriCure, Inc. et al | OH Southern | Barrett | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Brian Halford; Defendant: AtriCure, Inc., David J Drachman, Julie A. Piton
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| September 12, 2008 | ||||
| Levin v. Kabat et al | OH Southern | Dlott | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: John Levin; Defendant: Kevin T. Kabat, Fifth Third Bancorp, Christopher G. Marshall, Darryl
Allen, Allen Hill and others...
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| August 12, 2008 | ||||
| Barnett et al v. Fifth Third Bancorp et al | OH Southern | Dlott | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Arnold R Barnett, Leon H Loewenstine; Defendant: Fifth Third Bancorp, Kevin T Kabat, Citigroup
Global Markets Inc, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co Inc and others...
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| McGee v. Fifth Third Bancorp et al | OH Southern | Dlott | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Sam McGee; Defendant: Fifth Third Bancorp, Kevin T. Kabat, Christopher G. Marshall, George A.
Schaefer, Jr.
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| July 30, 2008 | ||||
| Ahr et al v. Raymond James & Associates, Inc. et al | OH Southern | Beckwith | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Lynn A. Ahr, Donna L. Diewald, Kathleen M. Graham, Emma L. Greene, Gayle A. Korb and others...; Defendant: Raymond James &
Associates, Inc., Raymond James Financial Services, Inc., Raymond James Financial, Inc., John and Jane Does 1-5
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| July 24, 2008 | ||||
| Aberasturi et al v. Raymond James Financial Services Inc et al | OH Southern | Barrett | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Claire R. Aberasturi, Teddy W. Adkins, Robert Atanovich, Brian E. Barnes, Gerald G. Barnes and others...; Defendant: Raymond James Financial
Services Inc, Raymond James and Associates Inc., Raymond James Financial, Inc., Timothy E. Dixon, Harold David Criswell
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| July 22, 2008 | ||||
| Shackelton v. Fifth Third Bancorp et al | OH Southern | Spiegel | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Raymond Shackelton; Defendant: Fifth Third Bancorp, Kevin T Kabat
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| July 10, 2008 | ||||
| Securities And Exchange Commission v. One Equity Corporation et al | OH Southern | Sargus | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
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Plaintiff: Securities And Exchange Commission; Defendant: One Equity Corporation, Triangle Equities
Group, Inc., Victory Management Group, Inc., Dafcan Finance, Inc., Michael S. Spillan and others...
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| June 20, 2008 | ||||
| The Eshe Fund v. Fifth Third Bancorp et al | OH Southern | Barrett | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: The Eshe Fund; Defendant: Fifth Third Bancorp, Kevin T Kabat, Citigroup Global Markets
Incorporated, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated and others...
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| May 9, 2008 | ||||
| Kropp v. Platinum Lodging, LLC et al | OH Southern | Frost | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: David E Kropp; Defendant: Platinum Lodging, LLC, River Ridge Investments, LLC, Peter A
Coratola, Ernie S Malas, Matthew R Studer
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| May 7, 2008 | ||||
| Tom v. Huntington Bancshares Incorporated et al | OH Southern | Graham | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Rick Tom; Defendant: Huntington Bancshares Incorporated, Marty E. Adams, Kevin T. Thompson
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| April 3, 2008 | ||||
| Pullins et al v. Palmero | OH Southern | Rose | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Wayne E Pullins, David E Pullins, Dianne H Pullins; Defendant: John Palmero
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| February 1, 2008 | ||||
| Rowe v. Huntington Bancshares Incorporated et al | OH Southern | Watson | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Edward Rowe; Defendant: Huntington Bancshares Incorporated, Thomas E Hoaglin
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| December 19, 2007 | ||||
| Ellman v. Huntington Bancshares Incorporated et al | OH Southern | Watson | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Stephen Ellman; Defendant: Huntington Bancshares Incorporated, Thomas E. Hoaglin, Marty E.
Adams, Donald R. Kimble
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| November 8, 2007 | ||||
| Callahan v. LCA-Vision Inc. | OH Southern | Beckwith | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Diane B. Callahan; Defendant: LCA-Vision Inc.
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| October 1, 2007 | ||||
| Lin et al v. LCA-Vision Inc. et al | OH Southern | Spiegel | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Spencer Lin, Jean Lin; Defendant: LCA-Vision Inc., Anthony E. Woods, Steven C. Straus, Alan H.
Buckey, Craig P.R. Joffe
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| September 13, 2007 | ||||
| Beaver County Retirement Board v. LCA-Vision Inc. et al | OH Southern | Dlott | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Beaver County Retirement Board; Defendant: LCA-Vision Inc., E. Anthony Woods, Steven C.
Straus, Alan H. Buckey, Craig P.R. Joffe
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| Sefler v. Tween Brands, Inc. et al | OH Southern | Holschuh | Securities/Commodities/Exchanges | No cause code entered |
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Plaintiff: John Sefler; Defendant: Tween Brands, Inc., Michael W. Rayden, Kenneth T Stevens, Paul C
Carbone
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| September 6, 2007 | ||||
| Andrews v. Tween Brands, Inc. et al | OH Southern | Frost | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
|
Plaintiff: Allison Andrews; Defendant: Tween Brands, Inc., Michael W. Rayden
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| August 24, 2007 | ||||
| Gruhn v. Tween Brands, Inc. et al | OH Southern | Frost | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: June Gruhn; Defendant: Tween Brands, Inc., Michael Rayden
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| June 25, 2007 | ||||
| Reed v. Pierce et al | OH Southern | Watson | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Gloria Reed; Defendant: Annie Pierce, The Global Fund
|
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| May 23, 2007 | ||||
| Stavish v. Director of Enforcement- National Association of Securities Dealers | OH Southern | Frost | Securities/Commodities/Exchanges | No cause code entered |
|
Plaintiff: Blair F. Stavish, Jr.; Defendant: Director of Enforcement- National Association of Securities
Dealers
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| May 17, 2007 | ||||
| Berlin Financial Ltd et al v. MPW Industrial Services Group Inc et al | OH Southern | Frost | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Berlin Financial Ltd, Berlin Capital Growth Lp, Thomas G Berlin, Kenton R Bowen; Defendant:
MPW Industrial Services Group Inc, Monte R Black, Robert J Valentine
|
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| July 19, 2006 | ||||
| United States Securities and Exchange Commission v. Kahl et al | OH Southern | Marbley | Securities/Commodities/Exchanges | Securities Exchange Act |
| May 2, 2006 | ||||
| Securities And Exchange Commission v. Peppel et al | OH Southern | Rice | Securities/Commodities/Exchanges | Securities Fraud |
| December 21, 2005 | ||||
| United States Securities and Exchange Commission v. Poulsen et al | OH Southern | Graham | Securities/Commodities/Exchanges | Securities Fraud |
| December 5, 2005 | ||||
| Newby v. Anthony & Sylvan Pools Corporation et al | OH Southern | Smith | Securities/Commodities/Exchanges | Securities Exchange Act |
| October 20, 2005 | ||||
| Graham v. Abercrombie & Fitch Co. et al | OH Southern | Sargus | Securities/Commodities/Exchanges | Securities Exchange Act |
| October 4, 2005 | ||||
| Cheung v. Abercrombie & Fitch Co et al | OH Southern | Sargus | Securities/Commodities/Exchanges | No cause code entered |
| October 3, 2005 | ||||
| Securities and Exchange Commission v. Kimble et al | OH Southern | Dlott | Securities/Commodities/Exchanges | Securities Exchange Act |
| September 29, 2005 | ||||
| Commodity Futures Trading Commission v. Marin Illiev Yanev | OH Southern | King | Securities/Commodities/Exchanges | Federal Commodity Exchange Regulation |
| September 27, 2005 | ||||
| Tayloe v. Abercrombie & Fitch Co., et al | OH Southern | Sargus | Securities/Commodities/Exchanges | Securities Exchange Act |
| September 22, 2005 | ||||
| Sved v. Abercrombie & Fitch Co et al | OH Southern | Sargus | Securities/Commodities/Exchanges | Securities Exchange Act |
| September 14, 2005 | ||||
| U.S. Commodity Futures Trading Commission v. Foley | OH Southern | Smith | Securities/Commodities/Exchanges | No cause code entered |
| September 13, 2005 | ||||
| Taubenfeld v. Abercrombie & Fitch Co et al | OH Southern | Sargus | Securities/Commodities/Exchanges | Securities Exchange Act |
| September 2, 2005 | ||||
| Ross v. Abercrombie & Fitch Company et al | OH Southern | Sargus | Securities/Commodities/Exchanges | Federal Question |
| June 2, 2005 | ||||
| United States Securities and Exchange Commission v. Huntington Bancshares, Inc et al | OH Southern | Holschuh | Securities/Commodities/Exchanges | Securities Exchange Act |
| February 22, 2005 | ||||
| Moran v. A/C Financial Inc | OH Southern | Rose | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
| February 16, 2005 | ||||
| Cunningham v. Graber et al | OH Southern | Rose | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
| February 1, 2005 | ||||
| Dunne v. Graber et al | OH Southern | Rose | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
| January 24, 2005 | ||||
| In Re: Huffy Corporation Securities Litigation | OH Southern | Rice | Securities/Commodities/Exchanges | Securities Exchange Act |
| November 19, 2004 | ||||
| Ohio Public Employees Retirement System et al v. Fannie Mae, et al | OH Southern | Marbley | Securities/Commodities/Exchanges | Securities Exchange Act |
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