Justia Lawyer, Legal Aid & Services Directory: Tennessee Broker Fraud Lawyers
Other Statutes - Securities/Commodities/Exchanges Cases filed in the Tennessee Middle District Court [ Court Info ]
Results 1 - 50 of 64
| Parties | District Court | Judge | Type of Lawsuit | Cause of Action |
|---|---|---|---|---|
| November 9, 2009 | ||||
| Freeman et al v. Regions Bank et al | TN Middle | Trauger | Securities/Commodities/Exchanges | - Notice of Removal: Securities Fraud |
|
Plaintiff: J. Richard Freeman, J. Richard Freeman, Mary C. Freeman, Mary C. Freeman Defendant: Regions
Bank, Regions Bank, Regions Bank, Regions Bank, Morgan Asset Management, Inc. and
others...
|
||||
| November 6, 2009 | ||||
| Karrels v. Morgan Asset Management, Inc. et al | TN Middle | Echols | Securities/Commodities/Exchanges | - Notice of Removal: Securities Fraud |
|
Plaintiff: Edward W. Karrels, Edward W. Karrels Defendant: Morgan Asset Management, Inc., Morgan Asset
Management, Inc., Morgan Asset Management, Inc., James C. Kelsoe, Jr., James C. Kelsoe, Jr. and others...
|
||||
| September 21, 2009 | ||||
| Garden City Employees' Retirement System v. Psychiatric Solutions, Inc. et al | TN Middle | Nixon | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Garden City Employees' Retirement System, Garden City Employees' Retirement System, Garden City Employees' Retirement System,
Garden City Employees' Retirement System, Garden City Employees' Retirement System and others... Defendant: Psychiatric Solutions,
Inc., Joey A. Jacobs, Brent Turner, Jack E. Polson
|
||||
| September 4, 2009 | ||||
| Southeast Financial Credit Union v. CUNA Mutual Insurance Society et al | TN Middle | Haynes | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Southeast Financial Credit Union, Southeast Financial Credit Union, Southeast Financial Credit Union Defendant: CUNA Mutual Insurance Society, CUNA Brokerage Services, Inc., Daniel J. Balogh
|
||||
| June 26, 2009 | ||||
| Morabito et al v. Mathis et al | TN Middle | Haynes | Securities/Commodities/Exchanges | - Petition for Removal: Securities Fraud |
|
Plaintiff: Timothy Morabito, Peggy Morabito, Tim O'Neil, Andrew Snyder, Anna Ruth Heltsley Defendant:
Barron A. Mathis, Barron A. Mathis, Stephen L. Westbrook, Stephen L. Westbrook, Jeremy L. Hopwood and others...
|
||||
| May 15, 2009 | ||||
| Cumberland and Ohio Co. of Texas v. Goff | TN Middle | Nixon | Securities/Commodities/Exchanges | Cause Code Unknown |
|
Plaintiff: Cumberland and Ohio Co. of Texas, Cumberland and Ohio Co. of Texas, Cumberland and Ohio Co. of Texas, Cumberland and Ohio Co. of
Texas Defendant: Clinton C. Goff
|
||||
| January 28, 2009 | ||||
| Securities and Exchange Commission v. Grigg et al | TN Middle | Haynes | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
|
Plaintiff: Securities and Exchange Commission; Defendant: Gordon B. Grigg, ProTrust Management, Inc.
|
||||
| November 18, 2008 | ||||
| Securities and Exchange Commission et al v. J.C. Reed & Company, Inc. et al | TN Middle | Haynes | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
|
Plaintiff: Securities and Exchange Commission; Defendant: J.C. Reed & Company, Inc., J.C. Reed
Advisory Group, LLC, Barron A. Mathis, Lana L. Reed
|
||||
| October 31, 2008 | ||||
| Freeman et al v. Regions Bank et al | TN Middle | Trauger | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: J. Richard Freeman, Mary C. Freeman; Defendant: Regions Bank, Morgan Asset Management, Inc.,
Morgan Keegan & Co., Inc., James C. Kelsoe, Jr., David H. Tannehill and
others...
|
||||
| Karrels v. Morgan Asset Management, Inc. et al | TN Middle | Trauger | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Edward W. Karrels; Defendant: Morgan Asset Management, Inc., James C. Kelsoe, Jr., David H.
Tannehill, Carter E. Anthony, Allen B. Morgan, Jr. and others...
|
||||
| September 30, 2008 | ||||
| SEC v. Park | TN Middle | Nixon | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
|
Plaintiff: Securities and Exchange Commission; Defendant: Michael Jinyong Park
|
||||
| August 25, 2008 | ||||
| Woods et al v. Morgan Asset Management, Inc. et al | TN Middle | Haynes | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Mariam E. Woods, Larry Hough, Donna Freeman Kelly, David Talley, Ronda L. Hardwick and others...; Defendant: Morgan Asset Management,
Inc., Morgan Keegan & Company, Inc., James C. Kelsoe, Jr., David H. Tannehill, Carter E. Anthony and others...
|
||||
| August 19, 2008 | ||||
| Siriyutwatana et al v. 1st Discount Brokerage, Inc. et al. | TN Middle | Echols | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Saravoot Siriyutwatana, Nenita Siriyutwatana, Michael Siriyutwatana, Gary L. Bienvenu, Jr., Behdad Ahmadi; Defendant: 1st Discount Brokerage, Inc., Donna L. Jones
|
||||
| July 8, 2008 | ||||
| Lloyd v. Healthways Inc. et al | TN Middle | Campbell | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Donald Lloyd; Defendant: Healthways Inc., Thomas G. Cigarran, Ben R. Leedle, Jr., Mary A.
Chaput
|
||||
| June 5, 2008 | ||||
| Beach v. Healthways, Inc. et al | TN Middle | Campbell | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: John Richard Beach; Defendant: Healthways, Inc., Thomas G. Cigarran, Ben R. Leedle, Jr., Mary
A. Chaput
|
||||
| May 30, 2008 | ||||
| Smith et al v. MPIRE Holdings, LLC et al | TN Middle | Trauger | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Jerry Smith, Deborah Smith; Defendant: MPIRE Holdings, LLC, Momentum Group, The, Mark Manuel,
Greg Manuel, Mike Manuel and others...
|
||||
| May 19, 2008 | ||||
| Clayton et al v. Heartland Resources, Inc. et al | TN Middle | Trauger | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Frederick P. Clayton, Kent B. Monypeny, Beverly Ackert, K. E. Allen, Margaret Allen and others...; Defendant: Heartland Resources, Inc.,
Heartland Holding Company, Inc., Heartland Drilling, Inc., Heartland Operating Company, Inc., Heartland Excavating, Inc. and others...
|
||||
| December 13, 2007 | ||||
| Koshti v. Genesco, Inc. et al | TN Middle | Echols | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Sanjay Koshti; Defendant: Genesco, Inc., Hal N. Pennington, Robert J. Dennis, James S. Gulmi
|
||||
| December 5, 2007 | ||||
| Roeglin v. Genesco Inc. et al | TN Middle | Haynes | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Rick Roeglin; Defendant: Genesco Inc., Hal N. Pennington, Robert J. Dennis, James S. Gulmi,
Jonathan D. Caplan
|
||||
| November 16, 2007 | ||||
| Abcow Staffing 401(k) Retirement Plan et al v. AIG Financial Advisors, Inc. et al | TN Middle | Haynes | Securities/Commodities/Exchanges | - Diversity: Securities Fraud |
|
Plaintiff: Abcow Staffing 401(k) Retirement Plan, Abcow Services, Inc., J. Michaels Clothiers, Inc. Retirement Plan, J. Michaels Clothiers,
Inc., Bay Institute of San Francisco Retirement Plan, The and others...;
Defendant: AIG Financial Advisors, Inc., Spelman & Co., Inc.
|
||||
| November 14, 2007 | ||||
| Colbert & Winstead, PC 401 (k) Plan et al v. AIG Financial Advisors, Inc. et al | TN Middle | Trauger | Securities/Commodities/Exchanges | - Diversity: Securities & Exchange Commission Act |
|
Plaintiff: Colbert & Winstead, PC 401 (k) Plan, Richard L. Colbert, Kurtis J. Winstead; Defendant:
AIG Financial Advisors, Inc., Spelman & Co., Inc.
|
||||
| August 29, 2007 | ||||
| Anthony et al v. Mid-America Energy, Inc. et al | TN Middle | Echols | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Guy M. Anthony, CG Investments, LLC, Doug Lamb, Larricq Properties, LLC, Richard Pauwels and others...; Defendant: Mid-America Energy, Inc.,
Mid-America Oil & Gas, LLC, Gary Milby, Eagle Oil #5, LLP, Eagle Oil #6, LLP and
others...
|
||||
| August 16, 2007 | ||||
| Heritage Equity Group 401(k) Savings Plan et al v. Mid-Atlantic Capital Corporation | TN Middle | Haynes | Securities/Commodities/Exchanges | - Diversity: Securities Fraud |
|
Plaintiff: Heritage Equity Group 401(k) Savings Plan, Max Dull, EFS, Inc., EFS, Inc. 401 (k) Plan, Michael Egan and others...; Defendant: Mid-Atlantic Capital
Corporation
|
||||
| July 9, 2007 | ||||
| EFS, Inc. et al v. AIG Financial Advisors, Inc. et al | TN Middle | Haynes | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: EFS, Inc., EFS, Inc. 401 (k) Plan, Michael Egan, Grassworx SE, LLC, Grassworx SE, LLC 401 (k) Plan and others...; Defendant: AIG Financial Advisors,
Inc., Spelman & Co., Inc.
|
||||
| June 25, 2007 | ||||
| U.S. Securities and Exchange Commission v. Collins | TN Middle | Haynes | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: U.S. Securities and Exchange Commission; Defendant: Kevin B. Collins
|
||||
| April 16, 2007 | ||||
| Adkins et al v. Mid-America Energy, Inc. et al | TN Middle | Echols | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Michael B. Adkins, Russ E. Belsaas, O. Lee Bivens, Robert C. Buckley, Rebecca D. Buckley and others...; Defendant: Mid-America Energy, Inc.,
Mid-America Oil & Gas, LLC, Gary M. Milby, Eagle Oil #5, LLP, Eagle Oil #6, LLP and others...
|
||||
| Adkins et al v. Mid-America Energy, Inc. et al | TN Middle | Haynes | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Michael B. Adkins, Francis Bogner, Jayme Dean Bogner, Shiping Chen, Lijie Sheng and others...; Defendant: Mid-America Energy, Inc.,
Mid-America Oil & Gas, LLC, Gary Milby, Fort Knox Oil #8, LLP, Fort Knox Oil #10, LLP and others...
|
||||
| D-Med, Inc. et al v. Mid-America Energy, Inc. et al | TN Middle | Trauger | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: D-Med, Inc., James J. Gutzwiller, Jeannine Gutzwiller, Raymond G. Gutzwiller, Charles Holland and others...; Defendant: Mid-America Energy, Inc.,
Mid-America Oil & Gas, LLC, Gary Milby, Murfreesboro Oil #1, LLP, Freedom Oil #1, LLP and others...
|
||||
| Waldemar E. Albers Revocable Trust et al v. Mid-America Energy, Inc. et al | TN Middle | Trauger | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Waldemar E. Albers Revocable Trust, D-Med, Inc., Russ E. Belsaas, O. Lee Bivens, Patrick J. Cahill and others...; Defendant: Mid-America Energy, Inc.,
Mid-America Oil & Gas, LLC, Gary Milby, Black Gold Oil #1, LLP, Black Gold Oil #2, LLP and others...
|
||||
| April 12, 2007 | ||||
| Demoss et al v. Kretz et al | TN Middle | Haynes | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Marion P. Demoss, Barbara J. Galyen, Patricia J. Kelley; Defendant: Terry L. Kretz, George
Thorpe, Michael C. Lynn
|
||||
| March 8, 2007 | ||||
| Latreille v. Park et al | TN Middle | Echols | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Jean M. Latreille; Defendant: Michael J. Park, 1st Discount Brokerage, Inc.
|
||||
| December 7, 2006 | ||||
| As You Sow et al v. AIG Financial Advisors, Inc. et al | TN Middle | Nixon | Securities/Commodities/Exchanges | Securities Exchange Act |
| November 1, 2006 | ||||
| Beck/Arnley Worldparts Corp. v. AIG Financial Advisors, Inc. et al | TN Middle | Nixon | Securities/Commodities/Exchanges | Securities Exchange Act |
| October 6, 2006 | ||||
| Reitmeyer et al v. Hanover Corporation, LLC et al | TN Middle | Trauger | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
| September 27, 2006 | ||||
| Commodity Futures Trading Commission v. Kris | TN Middle | Haynes | Securities/Commodities/Exchanges | Federal Commodity Exchange Regulation |
| August 21, 2006 | ||||
| Cannon et al v. GunnAllen Financial,Inc. et al | TN Middle | Trauger | Securities/Commodities/Exchanges | Notice of Removal |
| May 2, 2006 | ||||
| Waggoner v. America Service Group, Inc. et al | TN Middle | Haynes | Securities/Commodities/Exchanges | Securities Exchange Act |
| April 11, 2006 | ||||
| Beach v. America Service Group, Inc. et al | TN Middle | Haynes | Securities/Commodities/Exchanges | Securities Exchange Act |
| April 10, 2006 | ||||
| Schwartz v. America Service Group, Inc. et al | TN Middle | Haynes | Securities/Commodities/Exchanges | Securities Exchange Act |
| April 6, 2006 | ||||
| In Re: American Service Group, Inc., et al. | TN Middle | Haynes | Securities/Commodities/Exchanges | Securities Exchange Act |
| February 2, 2006 | ||||
| Richman v. HCA, Inc. et al | TN Middle | Haynes | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
| November 14, 2005 | ||||
| Magnuson v. HCA Inc., et al | TN Middle | Haynes | Securities/Commodities/Exchanges | Securities Exchange Act |
| November 8, 2005 | ||||
| In re HCA Inc. Securities Litigation | TN Middle | Haynes | Securities/Commodities/Exchanges | No cause code entered |
| April 21, 2005 | ||||
| Johnson v. Songwriter Collectiv, et al | TN Middle | Echols | Securities/Commodities/Exchanges | Securities Exchange Act |
| April 7, 2005 | ||||
| SEC v. Dollar General Corp, et al | TN Middle | Haynes | Securities/Commodities/Exchanges | Securities Exchange Act |
| April 4, 2005 | ||||
| Malloy, et al v. The Songwriter Colle, et al | TN Middle | Echols | Securities/Commodities/Exchanges | Securities Exchange Act |
| March 29, 2005 | ||||
| Engle Partners, LLC v. Direct General Corp, et al | TN Middle | Campbell | Securities/Commodities/Exchanges | Securities Exchange Act |
| March 8, 2005 | ||||
| Wallace v. Direct General Corp, et al | TN Middle | Campbell | Securities/Commodities/Exchanges | Securities Exchange Act |
| February 8, 2005 | ||||
| Caruama v. Direct General Corp, et al | TN Middle | Campbell | Securities/Commodities/Exchanges | Securities Exchange Act |
| February 1, 2005 | ||||
| Hartman v. Direct General Corp, et al | TN Middle | Campbell | Securities/Commodities/Exchanges | Securities Exchange Act |
Includes court opinions, orders, and all eFiling documents (complaint, responses, associated filings).
Includes court opinions & orders.
The Justia Federal District Court Filings & Dockets site republishes public litigation records retrieved from the US Federal District Courts. These filings and docket sheets should
not be considered findings of fact or liability, and do not necessarily reflect the view of Justia.
Copyright © Justia :: Company :: Terms of Service :: Privacy Policy :: Contact Us :: Have a Happy Day!