Other Statutes - Securities/Commodities/Exchanges Cases filed in Tennessee
Justia Lawyer, Legal Aid & Services Directory: Tennessee Broker Fraud Lawyers
Other Statutes - Securities/Commodities/Exchanges Cases filed in Tennessee
Results 1 - 50 of 101
| Parties | District Court | Judge | Type of Lawsuit | Cause of Action |
|---|---|---|---|---|
| November 9, 2009 | ||||
| Freeman et al v. Regions Bank et al | TN Middle | Trauger | Securities/Commodities/Exchanges | - Notice of Removal: Securities Fraud |
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Plaintiff: J. Richard Freeman, J. Richard Freeman, Mary C. Freeman, Mary C. Freeman Defendant: Regions
Bank, Regions Bank, Regions Bank, Regions Bank, Morgan Asset Management, Inc. and
others...
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| November 6, 2009 | ||||
| Karrels v. Morgan Asset Management, Inc. et al | TN Middle | Echols | Securities/Commodities/Exchanges | - Notice of Removal: Securities Fraud |
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Plaintiff: Edward W. Karrels, Edward W. Karrels Defendant: Morgan Asset Management, Inc., Morgan Asset
Management, Inc., Morgan Asset Management, Inc., James C. Kelsoe, Jr., James C. Kelsoe, Jr. and others...
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| September 21, 2009 | ||||
| Garden City Employees' Retirement System v. Psychiatric Solutions, Inc. et al | TN Middle | Nixon | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Garden City Employees' Retirement System, Garden City Employees' Retirement System, Garden City Employees' Retirement System,
Garden City Employees' Retirement System, Garden City Employees' Retirement System and others... Defendant: Psychiatric Solutions,
Inc., Joey A. Jacobs, Brent Turner, Jack E. Polson
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| September 4, 2009 | ||||
| Southeast Financial Credit Union v. CUNA Mutual Insurance Society et al | TN Middle | Haynes | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Southeast Financial Credit Union, Southeast Financial Credit Union, Southeast Financial Credit Union Defendant: CUNA Mutual Insurance Society, CUNA Brokerage Services, Inc., Daniel J. Balogh
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| August 31, 2009 | ||||
| Securities and Exchange Commission v. Gangavarapu | TN Eastern | Collier | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Securities and Exchange Commission Defendant: Sarath B Gangavarapu
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| August 28, 2009 | ||||
| Garrett et al v. Regions Financial Corporation et al | TN Western | Mays | Securities/Commodities/Exchanges | Fed. Question |
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Plaintiff: John J. Garrett, Nan Garrett, Russell W. Stein, Elizabeth Stein, Mary S. Stein and others... Defendant: Regions Financial
Corporation, Regions Financial Corporation, MK Holdings, Inc., MK Holdings, Inc., Morgan Asset Management, Inc. and others...
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| August 20, 2009 | ||||
| Stewart Goddard Family Living Trust U/A, et al v. Morgen Keegan & Co., et al | TN Western | Mays | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Stewart Goddard Family Living Trust U/A, Goddard Foundation Defendant: Morgan Keegan &
Company, Inc., Morgan Asset Management, Inc, Regions Financial Corporation, RMK Advantage Income Fund, Inc., RMK Strategic Income Fund, Inc. and others...
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| August 13, 2009 | ||||
| Davies et al v. Morgan Asset Management, Inc. et al | TN Western | Mays | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Sandmann Davies, Sandmann Davies, Sandmann Davies, June Davies, June Davies and others... Defendant: Morgan Asset Management,
Inc., RMK Advantage Income Fund, Inc., RMK High Income Fund, Inc., RMK Strategic Income Fund, Inc., Regions Financial Corporation and others...
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| June 26, 2009 | ||||
| Kramer v. Regions Bank et al | TN Western | Mays | Securities/Commodities/Exchanges | - Petition for Removal: SEC Act |
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Plaintiff: Ernest Kramer, Ernest Kramer, Ernest Kramer Defendant: Regions Bank, Regions Bank, Regions
Bank, Morgan Asset Management Inc, Morgan Asset Management Inc and others...
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| Morabito et al v. Mathis et al | TN Middle | Haynes | Securities/Commodities/Exchanges | - Petition for Removal: Securities Fraud |
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Plaintiff: Timothy Morabito, Peggy Morabito, Tim O'Neil, Andrew Snyder, Anna Ruth Heltsley Defendant:
Barron A. Mathis, Barron A. Mathis, Stephen L. Westbrook, Stephen L. Westbrook, Jeremy L. Hopwood and others...
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| May 15, 2009 | ||||
| Cumberland and Ohio Co. of Texas v. Goff | TN Middle | Nixon | Securities/Commodities/Exchanges | Cause Code Unknown |
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Plaintiff: Cumberland and Ohio Co. of Texas, Cumberland and Ohio Co. of Texas, Cumberland and Ohio Co. of Texas, Cumberland and Ohio Co. of
Texas Defendant: Clinton C. Goff
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| May 8, 2009 | ||||
| Heim v. Morgan Keegan, Inc. et al | TN Western | Mays | Securities/Commodities/Exchanges | Petition for Removal |
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Plaintiff: Greg E Heim, Greg E Heim Defendant: Morgan Keegan, Inc., Morgan Keegan, Inc., Morgan Asset
Management, Inc, Morgan Asset, Regions Financial Corporation Inc. and others...
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| May 6, 2009 | ||||
| Woods et al v. Morgan Asset Management, Inc. et al | TN Western | Mays | Securities/Commodities/Exchanges | - Petition for Removal: SEC Act |
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Plaintiff: Larry Hough, Larry Hough, Ronda L. Hardwick, Ronda L. Hardwick, Charles B. Reasor, Jr. and others... Defendant: Morgan Asset Management,
Inc., Morgan Asset Management, Inc., Morgan Asset Management, Inc., Morgan Keegan & Company, Inc., Morgan Keegan & Company, Inc. and others...
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| March 10, 2009 | ||||
| Taylor v. UnumProvident et al, et al | TN Western | Bryant | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Carol J Taylor, Plaintiffs, In re: UnumProvident Corp. ERISA Benefits Denial Actions; Defendant: UnumProvident Corp, Provident Companies, Inc., First Unum Life Insurance Co.Claimant: Jimmy - Moore,
Intervenor: Shirley Hoiland, Carol Jewel, Robert E. Olman, Mary Patrick
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| Taylor v. UnumProvident et al, et al | TN Western | Mays | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Carol J Taylor, Plaintiffs, In re: UnumProvident Corp. ERISA Benefits Denial Actions; Defendant: UnumProvident Corp, Provident Companies, Inc., First Unum Life Insurance Co.Claimant: Jimmy - Moore,
Intervenor: Shirley Hoiland, Carol Jewel, Robert E. Olman, Mary Patrick
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| March 3, 2009 | ||||
| Commodity Futures Trading Commission v. Bolze et al | TN Eastern | Varlan | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
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Plaintiff: Commodity Futures Trading Commission; Defendant: Dennis R Bolze, Centurion Asset Management
Inc, Advanced Trading Services Inc
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| February 17, 2009 | ||||
| IN RE: Regions Morgan Keegan Securities, Derivative and Employee Retirement Income Security Act (ERISA) Litigation - - MDL 2009 | TN Western | Mays | Securities/Commodities/Exchanges | Federal Question |
| January 28, 2009 | ||||
| Securities and Exchange Commission v. Grigg et al | TN Middle | Haynes | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
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Plaintiff: Securities and Exchange Commission; Defendant: Gordon B. Grigg, ProTrust Management, Inc.
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| November 18, 2008 | ||||
| Securities and Exchange Commission et al v. J.C. Reed & Company, Inc. et al | TN Middle | Haynes | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
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Plaintiff: Securities and Exchange Commission; Defendant: J.C. Reed & Company, Inc., J.C. Reed
Advisory Group, LLC, Barron A. Mathis, Lana L. Reed
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| October 31, 2008 | ||||
| Freeman et al v. Regions Bank et al | TN Middle | Trauger | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: J. Richard Freeman, Mary C. Freeman; Defendant: Regions Bank, Morgan Asset Management, Inc.,
Morgan Keegan & Co., Inc., James C. Kelsoe, Jr., David H. Tannehill and
others...
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| Karrels v. Morgan Asset Management, Inc. et al | TN Middle | Trauger | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Edward W. Karrels; Defendant: Morgan Asset Management, Inc., James C. Kelsoe, Jr., David H.
Tannehill, Carter E. Anthony, Allen B. Morgan, Jr. and others...
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| October 14, 2008 | ||||
| Atkinson, M.D. v. Morgan Asset Management, Inc. | TN Western | Mays | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Richard A. Atkinson, M.D.; Defendant: Morgan Asset Management, Inc.
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| September 30, 2008 | ||||
| SEC v. Park | TN Middle | Nixon | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
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Plaintiff: Securities and Exchange Commission; Defendant: Michael Jinyong Park
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| September 26, 2008 | ||||
| Stein et al v. PricewaterhouseCoopers LLP | TN Western | Pham | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Andrew M. Stein, Stein Holdings, Inc., Stein Investments, LLC; Defendant:
PricewaterhouseCoopers LLP, Allen B. Morgan, Jr., Joseph C. Weller, James C. Kelsoe, Jr., Robert A. Baird and others...
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| August 26, 2008 | ||||
| Ryan v. Ford et al | TN Western | McCalla | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Gil M. Ryan; Defendant: Price D. Ford, Sr., Cypress Realty Holdings Company - Southaven I, LLC
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| August 25, 2008 | ||||
| Woods et al v. Morgan Asset Management, Inc. et al | TN Middle | Haynes | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Mariam E. Woods, Larry Hough, Donna Freeman Kelly, David Talley, Ronda L. Hardwick and others...; Defendant: Morgan Asset Management,
Inc., Morgan Keegan & Company, Inc., James C. Kelsoe, Jr., David H. Tannehill, Carter E. Anthony and others...
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| August 22, 2008 | ||||
| Grant et al v. LaFarge North America, Inc et al | TN Eastern | Phillips | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Christopher G Grant, John B Humphries, Steven P Degan; Defendant: LaFarge North America, Inc,
Donald Mark Nathan
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| August 19, 2008 | ||||
| Siriyutwatana et al v. 1st Discount Brokerage, Inc. et al. | TN Middle | Echols | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Saravoot Siriyutwatana, Nenita Siriyutwatana, Michael Siriyutwatana, Gary L. Bienvenu, Jr., Behdad Ahmadi; Defendant: 1st Discount Brokerage, Inc., Donna L. Jones
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| July 11, 2008 | ||||
| Daniels v. Morgan Asset Management, Inc. et al | TN Western | Mays | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: C. Fred Daniels; Defendant: Morgan Asset Management, Inc., Morgan Keegan & Company, Inc.,
MK Holding, Inc., Regions Financial Corporation, Allen B. Morgan, Jr. and
others...
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| Daniels v. Morgan Keegan & Co., Inc. et al | TN Western | Mays | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: C. Fred Daniels; Defendant: Morgan Keegan & Co., Inc., Morgan Asset Management, Inc.,
Regions Financial Corporation, MK Holding, Inc., Carter E. Anthony and others...
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| Daniels v. Morgan Keegan & Co., Inc. et al | TN Western | Mays | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: C. Fred Daniels; Defendant: Morgan Keegan & Co., Inc., Morgan Asset Management, Inc.,
Regions Financial Corporation, MK Holding, Inc., Carter E. Anthony and others...
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| Daniels v. Morgan Keegan & Co., Inc. et al | TN Western | Mays | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: C. Fred Daniels; Defendant: Morgan Keegan & Co., Inc., Morgan Asset Management, Inc.,
Regions Financial Corporation, MK Holding, Inc., Carter E. Anthony and others...
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| Daniels v. Morgan Keegan & Co., Inc., et al | TN Western | Mays | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: C. Fred Daniels; Defendant: Morgan Keegan & Co., Inc., Morgan Asset Management, Inc.,
Regions Financial Corporation, MK Holding, Inc., Carter E. Anthony and others...
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| July 8, 2008 | ||||
| Lloyd v. Healthways Inc. et al | TN Middle | Campbell | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Donald Lloyd; Defendant: Healthways Inc., Thomas G. Cigarran, Ben R. Leedle, Jr., Mary A.
Chaput
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| June 23, 2008 | ||||
| Securities and Exchange Commission v. Salyer et al | TN Eastern | Greer | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
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Plaintiff: Securities and Exchange Commission; Defendant: Mark E Salyer, Salmar Investors Group, LLC.,
Horizon Holdings, Inc.
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| June 5, 2008 | ||||
| Beach v. Healthways, Inc. et al | TN Middle | Campbell | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: John Richard Beach; Defendant: Healthways, Inc., Thomas G. Cigarran, Ben R. Leedle, Jr., Mary
A. Chaput
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| May 30, 2008 | ||||
| Smith et al v. MPIRE Holdings, LLC et al | TN Middle | Trauger | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Jerry Smith, Deborah Smith; Defendant: MPIRE Holdings, LLC, Momentum Group, The, Mark Manuel,
Greg Manuel, Mike Manuel and others...
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| May 22, 2008 | ||||
| Securities and Exchange Commission v. Landoak Securities, LLC et al | TN Eastern | Phillips | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
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Plaintiff: Securities and Exchange Commission; Defendant: Landoak Securities, LLC, Patrick L. Martin,
Michael A Atkins
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| May 19, 2008 | ||||
| Clayton et al v. Heartland Resources, Inc. et al | TN Middle | Trauger | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Frederick P. Clayton, Kent B. Monypeny, Beverly Ackert, K. E. Allen, Margaret Allen and others...; Defendant: Heartland Resources, Inc.,
Heartland Holding Company, Inc., Heartland Drilling, Inc., Heartland Operating Company, Inc., Heartland Excavating, Inc. and others...
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| April 29, 2008 | ||||
| Landers et al v. Morgan Asset Management, Inc. et al | TN Western | Donald | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: H. Austin Landers, Jennifer H. Landers, Charles M. Crump, James H. Frazuer, Lloyd R. Thomas, Jr. and others...; Defendant: Morgan Asset Management,
Inc., Morgan Keegan & Company, Inc., Regions Financial Corporation, MK Holding, Inc., Allen B. Morgan, Jr. and others...
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| April 4, 2008 | ||||
| DeJoseph v. Morgan Keegan & Company, Inc. et al | TN Western | Mays | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: William J. DeJoseph; Defendant: Morgan Keegan & Company, Inc., Morgan Asset Management,
Inc., Regions Financial Corporation, RMK Advantage Income Fund, Inc., RMK Strategic Income Fund, Inc. and others...
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| February 26, 2008 | ||||
| Massey v. Morgan Keegan & Company, Inc., et al | TN Western | Mays | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Edmund Massey; Defendant: Morgan Keegan & Co., Inc., Morgan Asset Management, Inc.,
Regions Financial Corporation, MK Holding, Inc., Carter E. Anthony and others...
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| February 5, 2008 | ||||
| Hartman et al v. Morgan Keegan & Company, Inc. et al | TN Western | Mays | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Larry F. Hartman, Charlotte C. Hartman; Defendant: Morgan Keegan & Company, Inc., Morgan
Asset Management, Inc., Regions Financial Corporation, Morgan Keegan Select Fund, Inc., RMK Multi-Sector High Income Fund, Inc. and others...
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| December 21, 2007 | ||||
| Willis et al v. Morgan Keegan & Company, Inc. et al | TN Western | Mays | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Elizabeth P. Willis, Sam H. Pearson; Defendant: Morgan Keegan & Company, Inc., Morgan
Asset Management, Inc., Regions Financial Corporation, Morgan Keegan Select Fund, Inc., RMK Multi-Sector High Income Fund, Inc. and others...
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| December 13, 2007 | ||||
| Koshti v. Genesco, Inc. et al | TN Middle | Echols | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Sanjay Koshti; Defendant: Genesco, Inc., Hal N. Pennington, Robert J. Dennis, James S. Gulmi
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| December 6, 2007 | ||||
| Atkinson, M.D. et al v. Morgan Asset Management, Inc. et al | TN Western | Vescovo | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Richard A. Atkinson, M.D., Patricia B. Atkinson; Defendant: Morgan Asset Management, Inc.,
Morgan Keegan & Company, Inc., Regions Financial Corporation, MK Holding, Inc., Allen B. Morgan, Jr. and others...
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| December 5, 2007 | ||||
| Roeglin v. Genesco Inc. et al | TN Middle | Haynes | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Rick Roeglin; Defendant: Genesco Inc., Hal N. Pennington, Robert J. Dennis, James S. Gulmi,
Jonathan D. Caplan
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| November 16, 2007 | ||||
| Abcow Staffing 401(k) Retirement Plan et al v. AIG Financial Advisors, Inc. et al | TN Middle | Haynes | Securities/Commodities/Exchanges | - Diversity: Securities Fraud |
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Plaintiff: Abcow Staffing 401(k) Retirement Plan, Abcow Services, Inc., J. Michaels Clothiers, Inc. Retirement Plan, J. Michaels Clothiers,
Inc., Bay Institute of San Francisco Retirement Plan, The and others...;
Defendant: AIG Financial Advisors, Inc., Spelman & Co., Inc.
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| November 14, 2007 | ||||
| Colbert & Winstead, PC 401 (k) Plan et al v. AIG Financial Advisors, Inc. et al | TN Middle | Trauger | Securities/Commodities/Exchanges | - Diversity: Securities & Exchange Commission Act |
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Plaintiff: Colbert & Winstead, PC 401 (k) Plan, Richard L. Colbert, Kurtis J. Winstead; Defendant:
AIG Financial Advisors, Inc., Spelman & Co., Inc.
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| August 29, 2007 | ||||
| Anthony et al v. Mid-America Energy, Inc. et al | TN Middle | Echols | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Guy M. Anthony, CG Investments, LLC, Doug Lamb, Larricq Properties, LLC, Richard Pauwels and others...; Defendant: Mid-America Energy, Inc.,
Mid-America Oil & Gas, LLC, Gary Milby, Eagle Oil #5, LLP, Eagle Oil #6, LLP and
others...
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