Other Statutes - Securities/Commodities/Exchanges Cases filed in Tennessee
Justia Lawyer, Legal Aid & Services Directory: Tennessee Broker Fraud Lawyers
Other Statutes - Securities/Commodities/Exchanges Cases filed in Tennessee
Results 1 - 50 of 99
| Parties | District Court | Judge | Type of Lawsuit | Cause of Action |
|---|---|---|---|---|
| September 21, 2009 | ||||
| Garden City Employees' Retirement System v. Psychiatric Solutions, Inc. et al | TN Middle | Nixon | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Garden City Employees' Retirement System, Garden City Employees' Retirement System, Garden City Employees' Retirement System,
Garden City Employees' Retirement System, Garden City Employees' Retirement System and others... Defendant: Psychiatric Solutions,
Inc., Joey A. Jacobs, Brent Turner, Jack E. Polson
|
||||
| September 4, 2009 | ||||
| Southeast Financial Credit Union v. CUNA Mutual Insurance Society et al | TN Middle | Haynes | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Southeast Financial Credit Union, Southeast Financial Credit Union, Southeast Financial Credit Union Defendant: CUNA Mutual Insurance Society, CUNA Brokerage Services, Inc., Daniel J. Balogh
|
||||
| August 31, 2009 | ||||
| Securities and Exchange Commission v. Gangavarapu | TN Eastern | Collier | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Securities and Exchange Commission Defendant: Sarath B Gangavarapu
|
||||
| August 28, 2009 | ||||
| Garrett et al v. Regions Financial Corporation et al | TN Western | Mays | Securities/Commodities/Exchanges | Fed. Question |
|
Plaintiff: John J. Garrett, Nan Garrett, Russell W. Stein, Elizabeth Stein, Mary S. Stein and others... Defendant: Regions Financial
Corporation, Regions Financial Corporation, MK Holdings, Inc., MK Holdings, Inc., Morgan Asset Management, Inc. and others...
|
||||
| August 20, 2009 | ||||
| Stewart Goddard Family Living Trust U/A, et al v. Morgen Keegan & Co., et al | TN Western | Mays | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Stewart Goddard Family Living Trust U/A, Goddard Foundation Defendant: Morgan Keegan &
Company, Inc., Morgan Asset Management, Inc, Regions Financial Corporation, RMK Advantage Income Fund, Inc., RMK Strategic Income Fund, Inc. and others...
|
||||
| August 13, 2009 | ||||
| Davies et al v. Morgan Asset Management, Inc. et al | TN Western | Mays | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Sandmann Davies, Sandmann Davies, Sandmann Davies, June Davies, June Davies and others... Defendant: Morgan Asset Management,
Inc., RMK Advantage Income Fund, Inc., RMK High Income Fund, Inc., RMK Strategic Income Fund, Inc., Regions Financial Corporation and others...
|
||||
| June 26, 2009 | ||||
| Kramer v. Regions Bank et al | TN Western | Mays | Securities/Commodities/Exchanges | - Petition for Removal: SEC Act |
|
Plaintiff: Ernest Kramer, Ernest Kramer, Ernest Kramer Defendant: Regions Bank, Regions Bank, Regions
Bank, Morgan Asset Management Inc, Morgan Asset Management Inc and others...
|
||||
| Morabito et al v. Mathis et al | TN Middle | Haynes | Securities/Commodities/Exchanges | - Petition for Removal: Securities Fraud |
|
Plaintiff: Timothy Morabito, Peggy Morabito, Tim O'Neil, Andrew Snyder, Anna Ruth Heltsley Defendant:
Barron A. Mathis, Barron A. Mathis, Stephen L. Westbrook, Stephen L. Westbrook, Jeremy L. Hopwood and others...
|
||||
| May 15, 2009 | ||||
| Cumberland and Ohio Co. of Texas v. Goff | TN Middle | Nixon | Securities/Commodities/Exchanges | Cause Code Unknown |
|
Plaintiff: Cumberland and Ohio Co. of Texas, Cumberland and Ohio Co. of Texas, Cumberland and Ohio Co. of Texas, Cumberland and Ohio Co. of
Texas Defendant: Clinton C. Goff
|
||||
| May 8, 2009 | ||||
| Heim v. Morgan Keegan, Inc. et al | TN Western | Mays | Securities/Commodities/Exchanges | Petition for Removal |
|
Plaintiff: Greg E Heim, Greg E Heim Defendant: Morgan Keegan, Inc., Morgan Keegan, Inc., Morgan Asset
Management, Inc, Morgan Asset, Regions Financial Corporation Inc. and others...
|
||||
| May 6, 2009 | ||||
| Woods et al v. Morgan Asset Management, Inc. et al | TN Western | Mays | Securities/Commodities/Exchanges | - Petition for Removal: SEC Act |
|
Plaintiff: Larry Hough, Larry Hough, Ronda L. Hardwick, Ronda L. Hardwick, Charles B. Reasor, Jr. and others... Defendant: Morgan Asset Management,
Inc., Morgan Asset Management, Inc., Morgan Asset Management, Inc., Morgan Keegan & Company, Inc., Morgan Keegan & Company, Inc. and others...
|
||||
| March 10, 2009 | ||||
| Taylor v. UnumProvident et al, et al | TN Western | Mays | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Carol J Taylor, Plaintiffs, In re: UnumProvident Corp. ERISA Benefits Denial Actions; Defendant: UnumProvident Corp, Provident Companies, Inc., First Unum Life Insurance Co.Claimant: Jimmy - Moore,
Intervenor: Shirley Hoiland, Carol Jewel, Robert E. Olman, Mary Patrick
|
||||
| Taylor v. UnumProvident et al, et al | TN Western | Bryant | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Carol J Taylor, Plaintiffs, In re: UnumProvident Corp. ERISA Benefits Denial Actions; Defendant: UnumProvident Corp, Provident Companies, Inc., First Unum Life Insurance Co.Claimant: Jimmy - Moore,
Intervenor: Shirley Hoiland, Carol Jewel, Robert E. Olman, Mary Patrick
|
||||
| March 3, 2009 | ||||
| Commodity Futures Trading Commission v. Bolze et al | TN Eastern | Varlan | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
|
Plaintiff: Commodity Futures Trading Commission; Defendant: Dennis R Bolze, Centurion Asset Management
Inc, Advanced Trading Services Inc
|
||||
| February 17, 2009 | ||||
| IN RE: Regions Morgan Keegan Securities, Derivative and Employee Retirement Income Security Act (ERISA) Litigation - - MDL 2009 | TN Western | Mays | Securities/Commodities/Exchanges | Federal Question |
| January 28, 2009 | ||||
| Securities and Exchange Commission v. Grigg et al | TN Middle | Haynes | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
|
Plaintiff: Securities and Exchange Commission; Defendant: Gordon B. Grigg, ProTrust Management, Inc.
|
||||
| November 18, 2008 | ||||
| Securities and Exchange Commission et al v. J.C. Reed & Company, Inc. et al | TN Middle | Haynes | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
|
Plaintiff: Securities and Exchange Commission; Defendant: J.C. Reed & Company, Inc., J.C. Reed
Advisory Group, LLC, Barron A. Mathis, Lana L. Reed
|
||||
| October 31, 2008 | ||||
| Freeman et al v. Regions Bank et al | TN Middle | Trauger | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: J. Richard Freeman, Mary C. Freeman; Defendant: Regions Bank, Morgan Asset Management, Inc.,
Morgan Keegan & Co., Inc., James C. Kelsoe, Jr., David H. Tannehill and
others...
|
||||
| Karrels v. Morgan Asset Management, Inc. et al | TN Middle | Trauger | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Edward W. Karrels; Defendant: Morgan Asset Management, Inc., James C. Kelsoe, Jr., David H.
Tannehill, Carter E. Anthony, Allen B. Morgan, Jr. and others...
|
||||
| October 14, 2008 | ||||
| Atkinson, M.D. v. Morgan Asset Management, Inc. | TN Western | Mays | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Richard A. Atkinson, M.D.; Defendant: Morgan Asset Management, Inc.
|
||||
| September 30, 2008 | ||||
| SEC v. Park | TN Middle | Nixon | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
|
Plaintiff: Securities and Exchange Commission; Defendant: Michael Jinyong Park
|
||||
| September 26, 2008 | ||||
| Stein et al v. PricewaterhouseCoopers LLP | TN Western | Pham | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Andrew M. Stein, Stein Holdings, Inc., Stein Investments, LLC; Defendant:
PricewaterhouseCoopers LLP, Allen B. Morgan, Jr., Joseph C. Weller, James C. Kelsoe, Jr., Robert A. Baird and others...
|
||||
| August 26, 2008 | ||||
| Ryan v. Ford et al | TN Western | McCalla | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Gil M. Ryan; Defendant: Price D. Ford, Sr., Cypress Realty Holdings Company - Southaven I, LLC
|
||||
| August 25, 2008 | ||||
| Woods et al v. Morgan Asset Management, Inc. et al | TN Middle | Haynes | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Mariam E. Woods, Larry Hough, Donna Freeman Kelly, David Talley, Ronda L. Hardwick and others...; Defendant: Morgan Asset Management,
Inc., Morgan Keegan & Company, Inc., James C. Kelsoe, Jr., David H. Tannehill, Carter E. Anthony and others...
|
||||
| August 22, 2008 | ||||
| Grant et al v. LaFarge North America, Inc et al | TN Eastern | Phillips | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Christopher G Grant, John B Humphries, Steven P Degan; Defendant: LaFarge North America, Inc,
Donald Mark Nathan
|
||||
| August 19, 2008 | ||||
| Siriyutwatana et al v. 1st Discount Brokerage, Inc. et al. | TN Middle | Echols | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Saravoot Siriyutwatana, Nenita Siriyutwatana, Michael Siriyutwatana, Gary L. Bienvenu, Jr., Behdad Ahmadi; Defendant: 1st Discount Brokerage, Inc., Donna L. Jones
|
||||
| July 11, 2008 | ||||
| Daniels v. Morgan Asset Management, Inc. et al | TN Western | Mays | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: C. Fred Daniels; Defendant: Morgan Asset Management, Inc., Morgan Keegan & Company, Inc.,
MK Holding, Inc., Regions Financial Corporation, Allen B. Morgan, Jr. and
others...
|
||||
| Daniels v. Morgan Keegan & Co., Inc. et al | TN Western | Mays | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: C. Fred Daniels; Defendant: Morgan Keegan & Co., Inc., Morgan Asset Management, Inc.,
Regions Financial Corporation, MK Holding, Inc., Carter E. Anthony and others...
|
||||
| Daniels v. Morgan Keegan & Co., Inc. et al | TN Western | Mays | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: C. Fred Daniels; Defendant: Morgan Keegan & Co., Inc., Morgan Asset Management, Inc.,
Regions Financial Corporation, MK Holding, Inc., Carter E. Anthony and others...
|
||||
| Daniels v. Morgan Keegan & Co., Inc. et al | TN Western | Mays | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: C. Fred Daniels; Defendant: Morgan Keegan & Co., Inc., Morgan Asset Management, Inc.,
Regions Financial Corporation, MK Holding, Inc., Carter E. Anthony and others...
|
||||
| Daniels v. Morgan Keegan & Co., Inc., et al | TN Western | Mays | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: C. Fred Daniels; Defendant: Morgan Keegan & Co., Inc., Morgan Asset Management, Inc.,
Regions Financial Corporation, MK Holding, Inc., Carter E. Anthony and others...
|
||||
| July 8, 2008 | ||||
| Lloyd v. Healthways Inc. et al | TN Middle | Campbell | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Donald Lloyd; Defendant: Healthways Inc., Thomas G. Cigarran, Ben R. Leedle, Jr., Mary A.
Chaput
|
||||
| June 23, 2008 | ||||
| Securities and Exchange Commission v. Salyer et al | TN Eastern | Greer | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
|
Plaintiff: Securities and Exchange Commission; Defendant: Mark E Salyer, Salmar Investors Group, LLC.,
Horizon Holdings, Inc.
|
||||
| June 5, 2008 | ||||
| Beach v. Healthways, Inc. et al | TN Middle | Campbell | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: John Richard Beach; Defendant: Healthways, Inc., Thomas G. Cigarran, Ben R. Leedle, Jr., Mary
A. Chaput
|
||||
| May 30, 2008 | ||||
| Smith et al v. MPIRE Holdings, LLC et al | TN Middle | Trauger | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Jerry Smith, Deborah Smith; Defendant: MPIRE Holdings, LLC, Momentum Group, The, Mark Manuel,
Greg Manuel, Mike Manuel and others...
|
||||
| May 22, 2008 | ||||
| Securities and Exchange Commission v. Landoak Securities, LLC et al | TN Eastern | Phillips | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
|
Plaintiff: Securities and Exchange Commission; Defendant: Landoak Securities, LLC, Patrick L. Martin,
Michael A Atkins
|
||||
| May 19, 2008 | ||||
| Clayton et al v. Heartland Resources, Inc. et al | TN Middle | Trauger | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Frederick P. Clayton, Kent B. Monypeny, Beverly Ackert, K. E. Allen, Margaret Allen and others...; Defendant: Heartland Resources, Inc.,
Heartland Holding Company, Inc., Heartland Drilling, Inc., Heartland Operating Company, Inc., Heartland Excavating, Inc. and others...
|
||||
| April 29, 2008 | ||||
| Landers et al v. Morgan Asset Management, Inc. et al | TN Western | Donald | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: H. Austin Landers, Jennifer H. Landers, Charles M. Crump, James H. Frazuer, Lloyd R. Thomas, Jr. and others...; Defendant: Morgan Asset Management,
Inc., Morgan Keegan & Company, Inc., Regions Financial Corporation, MK Holding, Inc., Allen B. Morgan, Jr. and others...
|
||||
| April 4, 2008 | ||||
| DeJoseph v. Morgan Keegan & Company, Inc. et al | TN Western | Mays | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: William J. DeJoseph; Defendant: Morgan Keegan & Company, Inc., Morgan Asset Management,
Inc., Regions Financial Corporation, RMK Advantage Income Fund, Inc., RMK Strategic Income Fund, Inc. and others...
|
||||
| February 26, 2008 | ||||
| Massey v. Morgan Keegan & Company, Inc., et al | TN Western | Mays | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Edmund Massey; Defendant: Morgan Keegan & Co., Inc., Morgan Asset Management, Inc.,
Regions Financial Corporation, MK Holding, Inc., Carter E. Anthony and others...
|
||||
| February 5, 2008 | ||||
| Hartman et al v. Morgan Keegan & Company, Inc. et al | TN Western | Mays | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Larry F. Hartman, Charlotte C. Hartman; Defendant: Morgan Keegan & Company, Inc., Morgan
Asset Management, Inc., Regions Financial Corporation, Morgan Keegan Select Fund, Inc., RMK Multi-Sector High Income Fund, Inc. and others...
|
||||
| December 21, 2007 | ||||
| Willis et al v. Morgan Keegan & Company, Inc. et al | TN Western | Mays | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Elizabeth P. Willis, Sam H. Pearson; Defendant: Morgan Keegan & Company, Inc., Morgan
Asset Management, Inc., Regions Financial Corporation, Morgan Keegan Select Fund, Inc., RMK Multi-Sector High Income Fund, Inc. and others...
|
||||
| December 13, 2007 | ||||
| Koshti v. Genesco, Inc. et al | TN Middle | Echols | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Sanjay Koshti; Defendant: Genesco, Inc., Hal N. Pennington, Robert J. Dennis, James S. Gulmi
|
||||
| December 6, 2007 | ||||
| Atkinson, M.D. et al v. Morgan Asset Management, Inc. et al | TN Western | Vescovo | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Richard A. Atkinson, M.D., Patricia B. Atkinson; Defendant: Morgan Asset Management, Inc.,
Morgan Keegan & Company, Inc., Regions Financial Corporation, MK Holding, Inc., Allen B. Morgan, Jr. and others...
|
||||
| December 5, 2007 | ||||
| Roeglin v. Genesco Inc. et al | TN Middle | Haynes | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Rick Roeglin; Defendant: Genesco Inc., Hal N. Pennington, Robert J. Dennis, James S. Gulmi,
Jonathan D. Caplan
|
||||
| November 16, 2007 | ||||
| Abcow Staffing 401(k) Retirement Plan et al v. AIG Financial Advisors, Inc. et al | TN Middle | Haynes | Securities/Commodities/Exchanges | - Diversity: Securities Fraud |
|
Plaintiff: Abcow Staffing 401(k) Retirement Plan, Abcow Services, Inc., J. Michaels Clothiers, Inc. Retirement Plan, J. Michaels Clothiers,
Inc., Bay Institute of San Francisco Retirement Plan, The and others...;
Defendant: AIG Financial Advisors, Inc., Spelman & Co., Inc.
|
||||
| November 14, 2007 | ||||
| Colbert & Winstead, PC 401 (k) Plan et al v. AIG Financial Advisors, Inc. et al | TN Middle | Trauger | Securities/Commodities/Exchanges | - Diversity: Securities & Exchange Commission Act |
|
Plaintiff: Colbert & Winstead, PC 401 (k) Plan, Richard L. Colbert, Kurtis J. Winstead; Defendant:
AIG Financial Advisors, Inc., Spelman & Co., Inc.
|
||||
| August 29, 2007 | ||||
| Anthony et al v. Mid-America Energy, Inc. et al | TN Middle | Echols | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Guy M. Anthony, CG Investments, LLC, Doug Lamb, Larricq Properties, LLC, Richard Pauwels and others...; Defendant: Mid-America Energy, Inc.,
Mid-America Oil & Gas, LLC, Gary Milby, Eagle Oil #5, LLP, Eagle Oil #6, LLP and
others...
|
||||
| August 16, 2007 | ||||
| Heritage Equity Group 401(k) Savings Plan et al v. Mid-Atlantic Capital Corporation | TN Middle | Haynes | Securities/Commodities/Exchanges | - Diversity: Securities Fraud |
|
Plaintiff: Heritage Equity Group 401(k) Savings Plan, Max Dull, EFS, Inc., EFS, Inc. 401 (k) Plan, Michael Egan and others...; Defendant: Mid-Atlantic Capital
Corporation
|
||||
| July 9, 2007 | ||||
| EFS, Inc. et al v. AIG Financial Advisors, Inc. et al | TN Middle | Haynes | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: EFS, Inc., EFS, Inc. 401 (k) Plan, Michael Egan, Grassworx SE, LLC, Grassworx SE, LLC 401 (k) Plan and others...; Defendant: AIG Financial Advisors,
Inc., Spelman & Co., Inc.
|
||||
The Justia Federal District Court Filings & Dockets site republishes public litigation records retrieved from the US Federal District Courts. These filings and docket sheets should
not be considered findings of fact or liability, and do not necessarily reflect the view of Justia.
Copyright © Justia :: Company :: Terms of Service :: Privacy Policy :: Contact Us :: Have a Happy Day!










