Justia Lawyer, Legal Aid & Services Directory: Texas Broker Fraud Lawyers
Other Statutes - Securities/Commodities/Exchanges Cases filed in the Texas Northern District Court [ Court Info ]
Results 1 - 50 of 240
| Parties | District Court | Judge | Type of Lawsuit | Cause of Action |
|---|---|---|---|---|
| November 6, 2009 | ||||
| ExpressJet Airlines, Inc. v. Bank of America Corporation et al | TX Northern | Kinkeade | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
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Plaintiff: ExpressJet Airlines, Inc. Defendant: Bank of America Corporation, Bank of America Corporation,
Bank of America N A, Bank of America N A, Banc of America Securities LLC and
others...
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| November 5, 2009 | ||||
| ExpressJet v. Bank of America Corporation | TX Northern | Securities/Commodities/Exchanges | Fed. Question: Securities Violation | |
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Plaintiff: ExpressJet Defendant: Bank of America Corporation
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| ExpressJet v. Bank of America Corporation | TX Northern | Securities/Commodities/Exchanges | Fed. Question: Securities Violation | |
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Plaintiff: ExpressJet Defendant: Bank of America Corporation
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| October 28, 2009 | ||||
| Allen v. Stanford Group Company et al | TX Northern | Godbey | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Sandra C. Allen, Sandra C. Allen, Sandra C. Allen, Sandra C. Allen Defendant: Stanford Group
Company, Stanford Financial Group, Stanford International Bank, LTD, Stanford Holdings, Inc., Stanford Capital Management, LLC and others...
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| Ranni v. Willis of Colorado Inc et al | TX Northern | Godbey | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
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Petitioner: Reinaldo Ranni, Reinaldo Ranni Respondent: Willis of Colorado Inc, Willis Group Holdings Ltd.
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| October 14, 2009 | ||||
| Janvey v. Aitken et al | TX Northern | Lynn | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Ralph S. Janvey Defendant: Christopher Aitken, Stephen Thacker
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| October 8, 2009 | ||||
| Penson Financial Services Inc v. Solaris Opportunity Fund LP | TX Northern | O'Connor | Securities/Commodities/Exchanges | - Diversity: Securities & Exchange Commiss |
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Plaintiff: Penson Financial Services Inc, Penson Financial Services Inc Defendant: Solaris Opportunity
Fund LP
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| October 6, 2009 | ||||
| In RE: Stanford Entities Securities Litigation | TX Northern | Godbey | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Stanford Entities Securities Litigation
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| September 29, 2009 | ||||
| US Commodity Futures Trading Commission v. M25 Investments Inc et al | TX Northern | Lynn | Securities/Commodities/Exchanges | Federal Commodity Exchange Regulation |
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Plaintiff: US Commodity Futures Trading Commission, US Commodity Futures Trading Commission, US Commodity Futures Trading Commission
Defendant: M25 Investments Inc, M37 Investments LLC, Scott P Kear, Jeffrey L Lyon, David G Seaman
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| September 28, 2009 | ||||
| v. Harris et al | TX Northern | Lynn | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Securities and Exchange Commission Defendant: George Wesley Harris, Giant Operating, LLC,
Stephen Christopher Plunkett, Giant Petroleum Inc., DSSC Operating LLC
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| September 24, 2009 | ||||
| Jones v. Jones et al | TX Northern | Kinkeade | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Wade L Jones Defendant: Samuel D Jones, Scott W Klein Movant: the Buettgen Group
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| September 23, 2009 | ||||
| Securities and Exchange Commission v. Saleh et al | TX Northern | Lynn | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission Defendant: Reza Saleh,
Amir Saleh
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| September 18, 2009 | ||||
| United States Securities and Exchange Commission v. ConnectAJet.com, Inc. et al | TX Northern | Boyle | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: United States Securities and Exchange Commission, United States Securities and Exchange Commission, United States Securities and
Exchange Commission Defendant: ConnectAJet.com, Inc., Martin T Cantu, Martin M Cantu, Firenze Funds, LLC, Verona Funds LLC and others...
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| September 16, 2009 | ||||
| Crawford v. Conoley et al | TX Northern | Solis | Securities/Commodities/Exchanges | Receiver of Property in Different Districts |
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Plaintiff: Kelly M Crawford Defendant: William Allen Gray, William S. Groebe, Bradley G. Hawthorne, Shawn
K. Jantzen, Sims Kemp and others...
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| September 15, 2009 | ||||
| Name not on record | TX Northern | Securities/Commodities/Exchanges | Receiver of Property in Different Districts | |
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Amicus: Kelly M Crawford
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| Name not on record | TX Northern | Securities/Commodities/Exchanges | Receiver of Property in Different Districts | |
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Amicus: Kelly M Crawford
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| September 8, 2009 | ||||
| Securities and Exchange Commission v. Soisson et al | TX Northern | Fitzwater | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Securities and Exchange Commission Defendant: Jeff L Soisson, Karen Kaye Walker
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| August 6, 2009 | ||||
| Canabal et al v. Willis of Colorado, Inc. et al | TX Northern | Godbey | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Manuel Canabal, Manuel Canabal, Manuel Canabal, Manuel Canabal, Manuel Canabal and others... Defendant: Willis of Colorado, Inc.,
Willis Group Holdings Ltd., Amy S Baranoucky, Robert S. Winter, Bowen, Miclette & Britt, Inc.
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| Securities and Exchange Commission v. Randall et al | TX Northern | O'Connor | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Securities and Exchange Commission Defendant: Brion Randall, 2Randall Consulting Group LLC
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| July 15, 2009 | ||||
| Janvey v. Letsos et al | TX Northern | Godbey | Securities/Commodities/Exchanges | No cause code entered |
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Plaintiff: Ralph S Janvey, Ralph S Janvey, Ralph S Janvey, Ralph S Janvey Defendant: Jim Letsos, Felipe
Gonzalez, Charlotte Hunton, Richard O. Hunton, Charles Hunton
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| July 2, 2009 | ||||
| Troice et al v. Willis of Colorado, Inc. et al | TX Northern | Godbey | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Samuel Troice, Martha Diaz, Paula Gilly-Flores, Punga Punga Financial, Ltd Defendant: Willis
of Colorado, Inc., Willis Group Holdings, Ltd, Amy S Baranoucky, Robert S Winter, Bowen, Miclette & Britt, Inc.
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| July 1, 2009 | ||||
| Securities and Exchange Commission v. Provident Royalties LLC et al | TX Northern | Lindsay | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission, Securities and Exchange Commission, Securities and
Exchange Commission Defendant: Provident Royalties LLC, Provident Asset Management LLC, Provident Energy 1 LP, Provident Resources 1 LP,
Provident Energy 2 LP and others... Receiver: Dennis Roossien
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| June 5, 2009 | ||||
| Goldberg v. Klein et al | TX Northern | Kinkeade | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Alan Goldberg, Alan Goldberg Defendant: Scott W Klein, Katherine J Harless, Samuel D Jones,
Andrew Coticchio, Frank P. Gatto
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| June 1, 2009 | ||||
| Truk International Fund LP v. Wehlmann et al | TX Northern | McBryde | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Truk International Fund LP Defendant: David W Wehlmann, Gerald W Haddock, Randall Boyd, Donald
W Niemiec, Robert L Gaudin and others... Movant: The Truk Funds
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| May 21, 2009 | ||||
| Heffner v. Harless et al | TX Northern | Kinkeade | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: John Heffner, John Heffner, John Heffner, John Heffner Defendant: Katherine J Harless, Andrew
Coticchio, Samuel D Jones, Frank P. Gatto, Scott W Klein
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| May 11, 2009 | ||||
| Securities and Exchange Commission v. Kiselak Capital Group LLC et al | TX Northern | McBryde | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission, Securities and Exchange Commission, Securities and
Exchange Commission Defendant: Kiselak Capital Group LLC, Gemstar Capital Group Inc, Michael J Kiselak, Jeffrey J Sykes
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| May 7, 2009 | ||||
| Securities and Exchange Commission v. Rose et al | TX Northern | Fish | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Securities and Exchange Commission Defendant: Hartmut Theodor Rose, James Patrick Reedy
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| May 1, 2009 | ||||
| Texas Instruments Incorporated v. Citigroup Global Markets Inc et al | TX Northern | Fish | Securities/Commodities/Exchanges | - Diversity: Securities & Exchange Commiss |
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Plaintiff: Texas Instruments Incorporated, Texas Instruments Incorporated Defendant: Citigroup Global
Markets Inc, Citigroup Global Markets Inc, BNY Capital Markets Inc, BNY Capital Markets Inc, BNY Capital Markets Inc and others...
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| April 30, 2009 | ||||
| Buettgen v. Harless et al | TX Northern | Kinkeade | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Jan Buettgen, Jan Buettgen Defendant: Katherine J. Harless, Andrew Coticchio, Samuel D. Jones,
Frank P. Gatto, Scott W. Klein
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| April 21, 2009 | ||||
| Securities and Exchange Commission v. Judah et al | TX Northern | Cummings | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Securities and Exchange Commission Defendant: Benny L Judah, Benny L Judah, Excel Lease Fund
Inc, Excel Lease Fund Inc Receiver: Fernando M Bustos
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| April 20, 2009 | ||||
| Janvey v. Alguire et al | TX Northern | Godbey | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Ralph S Janvey, Ralph S Janvey, Ralph S Janvey, Ralph S Janvey Defendant: James R. Alguire,
Victoria Anctil, Tiffany Angelle, Sylvia Aquino, Jonathan Barrack and others...
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| April 7, 2009 | ||||
| Apex Global Partners Inc v. Kaye/Bassman International Corp | TX Northern | Lynn | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Apex Global Partners, Inc.; Defendant: Kaye/Bassman International Corp
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| April 3, 2009 | ||||
| Securities and Exchange Commission v. Oversea Chinese Fund Limited Partnership et al | TX Northern | Boyle | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
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Plaintiff: Securities and Exchange Commission; Defendant: Oversea Chinese Fund Limited Partnership,
Weizhen Tang & Associates Inc, Weizhen Tang Corp, Winwin Capital Management LLC, Winwin Capital Limited Partnership and others...
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| March 31, 2009 | ||||
| Wallner et al v. Farish et al | TX Northern | Fish | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Edward Wallner, Edward R Wallner Roth IRA; Defendant: Jerry Farish, Michael Ziegler, TDHB Inc,
777 Development Group LLC
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| March 26, 2009 | ||||
| United States Securities and Exchange Commission v. Millennium Bank et al | TX Northern | O'Connor | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
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Plaintiff: United States Securities and Exchange Commission; Defendant: Millennium Bank, United Trust of
Switzerland S.A., UT of S, LLC, Millennium Financial Group, William J Wise and
others...
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| March 12, 2009 | ||||
| Regions Bank v. U.S. Securities and Exchange Commission | TX Northern | Fish | Securities/Commodities/Exchanges | U.S. Government Defendant |
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Plaintiff: Regions Bank; Defendant: U.S. Securities and Exchange Commission
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| March 4, 2009 | ||||
| Securities and Exchange Commission v. White et al | TX Northern | Kinkeade | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
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Plaintiff: Securities and Exchange Commission; Defendant: Ray M White, CRW Management LP, Christopher R
White, Hurricane Motorsports LLCReceiver: Timothy A Mack
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| US Commodity Futures Trading Commission v. CRW Management LP et al | TX Northern | Kinkeade | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
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Plaintiff: US Commodity Futures Trading Commission; Defendant: CRW Management LP, Ray M White,
Christopher R White, Hurricane Motorsports LLC
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| February 20, 2009 | ||||
| Adams et al v. Stanford Group Company et al | TX Northern | Godbey | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Jerry Adams, Jerry Edrington, Ben Gomez, Michael Hicks; Defendant: Stanford Group Company,
Stanford Financial Group, Stanford International Bank LTD., Stanford Holdings, Inc., Stanford Capital Management, LLC and others...
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| February 17, 2009 | ||||
Securities and Exchange Commission v. Stanford International Bank
Ltd et al
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TX Northern | Godbey | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
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Plaintiff: Securities and Exchange Commission; Defendant: Stanford International Bank Ltd, Stanford Group
Company, Stanford Capital Management LLC, R Allen Stanford, James M Davis and
others...Receiver: Ralph S Janvey
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| February 13, 2009 | ||||
| CLST Holdings Inc v. Red Oak Fund LP et al | TX Northern | Solis | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: CLST Holdings Inc; Defendant: Red Oak Fund LP, Red Oak Partners LLC, David Sandberg
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| February 10, 2009 | ||||
| Bachow v. Swank Energy Income Advisers LP et al | TX Northern | Kinkeade | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Terri Morse Bachow; Defendant: Swank Energy Income Advisers LP, Swank Capital LLC, Jerry V
Swank, Mark W Fordyce, Brian R Bruce and others...
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| January 26, 2009 | ||||
| Anderton et al v. BOSC Inc et al | TX Northern | Securities/Commodities/Exchanges | Fed. Question: Securities Violation | |
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Plaintiff: Cynthia Ruth Anderton, Jesse Richard anderton Defendant: BOSC Inc, Jackson National Life
Insurance Company
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| Anderton et al v. Rotthaus et al | TX Northern | Fitzwater | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Jesse Richard Anderton, Cynthia Ruth Anderton; Defendant: Ron Rotthaus, BOSC Inc
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| Anderton v. BOSC Inc et al | TX Northern | Securities/Commodities/Exchanges | Fed. Question: Securities Violation | |
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Plaintiff: Jesse Richard Anderton Defendant: BOSC Inc, Ron Rotthaus Amicus: Cynthia Ruth Anderton
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| January 20, 2009 | ||||
| Securities and Exchange Commission v. Stringer | TX Northern | Cummings | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
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Plaintiff: Securities and Exchange Commission; Defendant: Rod Cameron Stringer
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| January 14, 2009 | ||||
| TK Stanley Inc v. S Lavon Evans Jr Operating Co Inc et al | TX Northern | Solis | Securities/Commodities/Exchanges | Notice of Removal |
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Cross Claimant: Lucas Capital Cross Defendant: Heartland Energy Land Operating LP, Heartland Energy Land
Operating LP, Heartland Energy of Colorado LLC, Heartland Energy of Colorado LLC, HEI Resources Inc, HEI Resources Inc, Charles Reed Cagle, Charles Reed Cagle
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| January 13, 2009 | ||||
| Thompson v. Flintrock Feeders, LTD et al | TX Northern | Robinson | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Gary Thompson, Jacob Thompson; Defendant: Flintrock Feeders, LTD, Nexum Management, LLC, Lazy
V Ranch, LLC, Lindy "Bud" Bostic
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| January 12, 2009 | ||||
| Anderton v. Jackson National Life Insurance Company et al | TX Northern | Lynn | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Jesse Richard Anderton, Cynthia Ruth Anderton; Defendant: Jackson National Life Insurance
Company, Ron Rotthaus, BOSC Inc
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| December 22, 2008 | ||||
| Securities and Exchange Commission v. Star Exploration Inc et al | TX Northern | O'Connor | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
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Plaintiff: Securities and Exchange Commission; Defendant: Star Exploration Inc, James T Gurgainers, Star
Georgetown 1 Joint Venture, Star Mineral Royalty 1-A LP, Star Mineral Royalty 1-B LP and others...
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