Justia Lawyer, Legal Aid & Services Directory: Texas Broker Fraud Lawyers
Other Statutes - Securities/Commodities/Exchanges Cases filed in the Texas Southern District Court [ Court Info ]
Results 1 - 50 of 191
| Parties | District Court | Judge | Type of Lawsuit | Cause of Action |
|---|---|---|---|---|
| December 11, 2009 | ||||
| U.S. Securities and Exchange Commission v. Benton | TX Southern | Gilmore | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: U.S. Securities and Exchange Commission Defendant: Bobby Benton
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| November 13, 2009 | ||||
| Securities & Exchange Commission v. Kaleta et al | TX Southern | Atlas | Securities/Commodities/Exchanges | No cause code entered |
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Plaintiff: Securities & Exchange Commission Defendant: Albert Fase Kaleta, Kaleta Capital Management,
Inc.
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| October 27, 2009 | ||||
| Thompson v. Drews et al | TX Southern | Hoyt | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
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Plaintiff: Justin W Thompson Defendant: Mathew Drews, Charles Vollmer, James Lebaron
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| October 15, 2009 | ||||
| Town Street LTD. v. Trustmark National Bank et al | TX Southern | Werlein, Jr | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
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Plaintiff: Town Street LTD. Defendant: Trustmark National Bank, Trustmark Investment Advisors, Inc.,
James M. Outlaw, Jr., Cindy K. Brown, Jill C. Anslum
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| October 8, 2009 | ||||
| Material Yard Workers Local 1175 Benefit Funds v. Men's Wearhouse, Inc. et al | TX Southern | Hughes | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Material Yard Workers Local 1175 Benefit Funds Defendant: Men's Wearhouse, Inc., George
Zimmer, Neill P Davis
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| September 25, 2009 | ||||
| Simpson et al v. Repros Therapeutics, Inc et al | TX Southern | Gilmore | Securities/Commodities/Exchanges | No cause code entered |
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Plaintiff: Shane Simpson, Paul Frank, Clayton Scobie Defendant: Repros Therapeutics, Inc, Joseph
Podolski, Paul Lammers, Louis Ploth, Jr
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| August 24, 2009 | ||||
| Campbell v. Immunosyn Corporation et al | TX Southern | Hanen | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Denise Campbell, Denise Campbell Defendant: Immunosyn Corporation, Argyll Biotechnologies LLC,
James T. Miceli, Douglas A. Mcclain, Jr., Frank Morales and others...
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| August 14, 2009 | ||||
| Medina v. Repros Therapeutics, Inc et al | TX Southern | Gilmore | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Josephine Medina Defendant: Repros Therapeutics, Inc, Joseph Podolski, Paul Lammers, Louis
Ploth, Jr
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| August 7, 2009 | ||||
| Berry v. Berry | TX Southern | Judge Unassigned | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: R M Berry Defendant: R M Berry
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| Berry v. Repros Therapeutics, Inc. | TX Southern | Gilmore | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: R M Berry Defendant: Repros Therapeutics, Inc.
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| Stockman v. Flotek Industries Inc et al | TX Southern | Lake | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
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Plaintiff: David Earl Stockman Defendant: Flotek Industries Inc, Jerry D. Dumas, Sr., Lisa G. Meier
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| July 23, 2009 | ||||
| DECCAN VALUE ADVISORS FUND LP et al v. A/D VALUE FUND L.P. et al | TX Southern | Kazen | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: DECCAN VALUE ADVISORS FUND LP, DECCAN VALUE ADVISORS FUND LTD., A/D VALUE FUND L.P., Y/D VALUE FUND L.P., A/D VALUE FUND L.P.
Defendant: PANALPINA WORLD TRANSPORT (HOLDING) LTD., GERHARD FISCHER, BRUNO SIDLER, MONIKA RIBAR, THE ERNST GOHNER FOUNDATION
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| May 21, 2009 | ||||
| Party X SEALED v. Party X SEALED | TX Southern | Lake | Securities/Commodities/Exchanges | Federal Commodity Exchange Regulation |
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Plaintiff: Party X SEALED Defendant: Party X SEALED
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| Party X SEALED v. Party Y SEALED | TX Southern | Gilmore | Securities/Commodities/Exchanges | Federal Commodity Exchange Regulation |
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Plaintiff: Party X SEALED Defendant: Party Y SEALED
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| May 13, 2009 | ||||
| Comprehensive Investment Services, Inc. v. Mudd et al | TX Southern | Rosenthal | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
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Plaintiff: Comprehensive Investment Services, Inc. Defendant: Daniel H. Mudd, Robert J. Levin, Stephen M.
Swad, Stephen B. Ashley, Merrill Lynch, Pierce, Fenner & Smith, Inc. and
others...
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| May 4, 2009 | ||||
| Ford v. Fisher Asset Managment, LLC | TX Southern | Hittner | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Maurine Ford Defendant: Fisher Asset Managment, LLC
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| The Harold Roucher Trust U/A DTD 09/21/72 v. RBC Capital Markets Corporation et al | TX Southern | Harmon | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: The Harold Roucher Trust U/A DTD 09/21/72 Defendant: RBC Capital Markets Corporation, Anthony
J Nocella, Russell McCann, Lewis S. Ranieri, Lawrence Chimerine and others...
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| April 30, 2009 | ||||
| v. Golden State Equity Investors Inc. | TX Southern | Harmon | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: U.S. Securities and Exchange Commission Defendant: Golden State Equity Investors Inc.
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| April 22, 2009 | ||||
| Adams Family et al v. McDermott International, Inc. et al | TX Southern | Gilmore | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Adams Family, Stuart Sherman, Stuart Sherman, Stuart Sherman Defendant: McDermott
International, Inc., McDermott International, Inc., McDermott International, Inc., Bruce Wilkinson, Bruce Wilkinson and others... Consol Plaintiff: Chatanooga Fire and
Police Pension Fund Movant: Harry Hill, McDermott Institutional Investor Group, McDermott Institutional Investor Group, Adams Family and
Northumberland County Retirement System, Gehad Natour and others...
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| Imbesi v. McDermott International, Inc. et al | TX Southern | Gilmore | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Anita Imbesi, Anita Imbesi, Anita Imbesi, Anita Imbesi Defendant: McDermott International,
Inc., McDermott International, Inc., McDermott International, Inc., Bruce Wilkinson, Bruce Wilkinson and others... Movant: Harry Hill, Gehad Natour,
Adams Family and Northumberland County Retirement System
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| April 17, 2009 | ||||
| Garrett et al v. Regions Financial Corporation et al | TX Southern | Hittner | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: John J. Garrett, Nan Garrett, Russell W. Stein, Elizabeth Stein, Mary S. Stein and others...; Defendant: Regions Financial
Corporation, MK Holdings, Inc., Morgan Asset Management, Inc., James C. Kelsoe, Jr.
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| Garrett et al v. arispe et al | TX Southern | Judge Unassigned | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: John J. Garrett, Nan Garrett, Russell W Stein, Russell W. Stein, Elizabeth Stein and others...; Defendant: arispe, Regions Financial
Corporation, MK Holdings, Inc., Morgan Asset Management, Inc., James C. Kelsoe, Jr.
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| April 14, 2009 | ||||
| Chattanooga Fire and Police Pension Fund et al v. McDermott International, Inc. et al | TX Southern | Gilmore | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Chattanooga Fire and Police Pension Fund, Chattanooga Fire and Police Pension Fund, Chattanooga Fire and Police Pension Fund
Defendant: McDermott International, Inc., Bruce Wilkinson, Michael S. Taff Movant: Adams Family and
Northumberland County Retirement System
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| March 13, 2009 | ||||
| Securities & Exchange Commission v. Biello | TX Southern | Hoyt | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Securities & Exchange Commission; Defendant: Michael Biello
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| February 27, 2009 | ||||
| Borneo Energy Sendirian Berhad v. Sustainable Power Corp. et al | TX Southern | Rosenthal | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Borneo Energy Sendirian Berhad; Defendant: Sustainable Power Corp., John Rivera
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| February 20, 2009 | ||||
| Kyle v. Stanford International Bank Ltd. et al | TX Southern | Rosenthal | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: James O. Kyle; Defendant: Stanford International Bank Ltd., Stanford Group Company, Stanford
Capital Management, LLC, R. Allen Stanford, James M. Davis and others...
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| February 19, 2009 | ||||
| Cohron v. Stanford International Bank Ltd. et al | TX Southern | Ellison | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: John Cohron; Defendant: Stanford International Bank Ltd., Stanford Group Company, Stanford
Capital Management, LLC, R. Allen Sanford, James M. Davis and others...
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| February 17, 2009 | ||||
Adams et al. v. Stanford Group Company et al
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TX Southern | Gilmore | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Jerry Adams, Jerry Edrington, Michael Hicks, Ben Gomez; Defendant: Stanford Group Company,
Stanford Financial Group, Stanford International Bank, LTD, Stanford Holding, Inc., Stanford Capital Management, LLC and others...
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| February 11, 2009 | ||||
| Securities And Exchange Commission v. Halliburton Company et al | TX Southern | Atlas | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
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Plaintiff: Securities And Exchange Commission; Defendant: Halliburton Company, KBR, Inc.
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| February 5, 2009 | ||||
| American National Insurance Company et al v. Fuld et al DO NOT DOCKET. CASE HAS BEEN TRANSFERRED OUT. | TX Southern | Ellison | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: American National Insurance Company, American National Insurance Company, American National Insurance Company, American National
Insurance Company, American National Life Insurance Company Of Texas and
others... Defendant: Richard S. Fuld, Jr., Christopher M. O'Meara, Joseph M. Gregory, Erin Callan, Ian Lowitt and others...
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| January 23, 2009 | ||||
| Blankfeld et al v. Merrill Lynch & Co., Inc. et al | TX Southern | Kent | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Max Blankfeld, Johnny Edwards, Adam Finn, David Klein, Mark Mey and others...; Defendant: Merrill Lynch & Co.,
Inc., Merrill Lynch Pierce Fenner & Smith, Inc.
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| November 10, 2008 | ||||
| Takahashi v. Aspen Exploration Inc. et al | TX Southern | Rainey | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Frank Y. Takahashi; Defendant: Aspen Exploration Inc., Greg Rand, Bill Rand
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| November 5, 2008 | ||||
| Biswas v. WAMU Investments, Inc. et al | TX Southern | Harmon | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Dayal Biswas; Defendant: WAMU Investments, Inc., Edward Basham, A&O Life Funds, L.P.
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| September 3, 2008 | ||||
| Securities And Exchange Commission v. Stanley | TX Southern | Miller | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
| July 29, 2008 | ||||
| Securities and Exchange Commission v. Pai | TX Southern | Ellison | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
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Plaintiff: Securities and Exchange Commission; Defendant: Lou L Pai
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| United States Securities and Exchange Commission v. Sonfield et al | TX Southern | Hughes | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
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Plaintiff: United States Securities and Exchange Commission; Defendant: Robert L. Sonfield, Donald C.
Bradley, Jeffrey W. Bradley, Jason Landess, Marc Lane and others...
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| July 21, 2008 | ||||
| United States Securities and Exchange Commission v. HCC Insurance Holdings, Inc et al | TX Southern | Hittner | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
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Plaintiff: United States Securities and Exchange Commission; Defendant: HCC Insurance Holdings, Inc,
Stephen L Way, Christopher L Martin
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| July 11, 2008 | ||||
| Securities and Exchange Commission v. El Paso Corporation et al | TX Southern | Rosenthal | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Securities And Exchange Commission Defendant: Bryan T Simmons
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| June 18, 2008 | ||||
| DCE Construction Inc v JPMorgan Chase Bank | TX Southern | Kent | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: DCE Construction Inc; Defendant: JPMorgan Chase Bank N A, Chase Investment Services Corp
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| June 13, 2008 | ||||
| Buccieri v. Franklin Bank Corp. et al DO NOT DOCKET IN (4:08cv1891). CASE IS CONSOLIDATED UNDER (4:08cv1810) . | TX Southern | Kent | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Charles F. Buccieri, Charles F. Buccieri Defendant: Franklin Bank Corp., Anthony J Nocella,
Russell McCann
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| June 6, 2008 | ||||
| In Re: Franklin Bank Corp. Securities Litigation | TX Southern | Kent | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: The Harold Roucher Trust U/A DTD 09/21/72; Defendant: Franklin Bank Corp., Anthony J Nocella,
Russell McCannConsol Plaintiff: Pipefitters Local No. 636 Defined Benefit Plan, Charles F. Buccieri
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| May 14, 2008 | ||||
| Securities And Exchange Commission v. Willbros Group, Inc. et al | TX Southern | Ellison | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
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Plaintiff: Securities And Exchange Commission; Defendant: Willbros Group, Inc., Jason Edward Steph,
Gerald Jansen, Lloyd Biggers, Carlos Galvez
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| May 13, 2008 | ||||
| Stiebel v. Superior Offshore International, Inc et al DO NOT DOCKET IN. CASE CONSOLIDATED UNDER 4:08CV0687 | TX Southern | Atlas | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Cary Stiebel; Defendant: Superior Offshore International, Inc, Louis E Schaefer, Jr., James J.
Mermis, Roger D Burks, R Joshua Koch, Jr and others...
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| VAALCO Energy, Inc. v. Pilatus Energy SA | TX Southern | Werlein, Jr | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: VAALCO Energy, Inc.; Defendant: Nanes Delorme Partners I LP, Nanes Balkany Partners LLC, Nanes
Balkany Management LLC, Julien Balkany, Daryl Nanes and others...
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| April 30, 2008 | ||||
| Leim v. Tetra Technologies, Inc. et al DO NOT DOCKET IN (Member Case 08-CV-1318). CASE IS CONSOLIDATED UNDER (Lead Case 08-CV-965). | TX Southern | Lake | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Jon P Leim; Defendant: Tetra Technologies, Inc., Geoffrey M. Hertel, Joseph M Abell III
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| April 29, 2008 | ||||
| Brodsky v. Superior Offshore International, Inc et al | TX Southern | Atlas | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Ellen Brodsky; Defendant: Superior Offshore International, Inc, Louis E Schaefer, Jr., James
J. Mermis, Patrice Chemin, Roger D Burks and others...
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| April 24, 2008 | ||||
| Bechtel v. Superior Offshore International Inc. et al DO NOT DOCKET. CASE HAS BEEN CONSOLIDATED UNDER 4:08cv687. | TX Southern | Atlas | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Jennifer Ann Bechtel; Defendant: Superior Offshore International Inc., Merrill Lynch Pierce
Fenner & Smith Inc, JP Morgan Securities Inc, Louis E Schaefer, James J. Mermis and others...
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| April 8, 2008 | ||||
| Apache Corporation v. The New York City Employees' Retirement System et al | TX Southern | Miller | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Apache Corporation; Defendant: The New York City Employees' Retirement System, The New York
City Teachers' Retirement System, The New York City Police Pension Fund, The New York City Fire Department Pension Fund, The New York City Board of Education Retirement System
and others...
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| March 31, 2008 | ||||
| Lawrenz v. Superior Offshore International, Inc et al DO NOT DOCKET IN (08CV0987) CASE IS CONSOLIDATED UNDER (08cv687) | TX Southern | Atlas | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Jerome Lawrenz; Defendant: Superior Offshore International, Inc, Merrill Lynch Pierce Fenner
& Smith Incorporated, J.P. Morgan Securities, Inc., Louis E Schaefer, Jr., James J. Mermis and others...
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| March 27, 2008 | ||||
| City of Livonia Employees' Retirement System v Tetra Technologies Inc et al | TX Southern | Ellison | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: City of Livonia Employees' Retirement System; Defendant: TETRA Technologies Inc., Geoffrey M.
Hertel, Jospeh M. Abell, III
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