Other Statutes - Securities/Commodities/Exchanges Cases filed in Washington
Justia Lawyer, Legal Aid & Services Directory: Washington Broker Fraud Lawyers
Other Statutes - Securities/Commodities/Exchanges Cases filed in Washington
Results 1 - 50 of 203
| Parties | District Court | Judge | Type of Lawsuit | Cause of Action |
|---|---|---|---|---|
| November 20, 2009 | ||||
| Richard v. Northwest Pipe Company et al | WA Western | Leighton | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Jerry Richard Defendant: Northwest Pipe Company, Brian W Dunham, Stephanie J Welty
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| October 30, 2009 | ||||
| Doral Bank Puerto Rico v. Washington Mutual Asset Acceptance Corporation et al | WA Western | Robart | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Doral Bank Puerto Rico, Doral Bank Puerto Rico Defendant: Washington Mutual Asset Acceptance
Corporation, David Beck, Diane Novak, Thomas Lehmann, Stephen Fortunato and
others...
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| October 27, 2009 | ||||
| Burdick et al v. Villalba et al | WA Western | Jones | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Donald Burdick, Donald Burdick, Mary K Burdick, Mary K Burdick, Susan Byington and others... Defendant: Enrique F Villalba, Jr,
Michelle Villalba, Hybrid Money Market Management Ltd, Money Market Alternatives Inc, Money Market Alternative LP and others...
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| October 13, 2009 | ||||
| Wealth by Health Inc v. Ericson et al | WA Western | Robart | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Wealth by Health Inc Defendant: Jeffrey R Ericson, Jodi M Ericson, Ronald R Demiglio, Tina
Demiglio, Espresso Americano International LLC and others...
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| September 14, 2009 | ||||
| Securities and Exchange Commission v. Fuhlendorf | WA Western | Zilly | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission, Securities and Exchange Commission, Securities and
Exchange Commission Defendant: Stuart W Fuhlendorf
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| Securities and Exchange Commission v. Isilon Systems Inc | WA Western | Jones | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission, Securities and Exchange Commission, Securities and
Exchange Commission Defendant: Isilon Systems Inc
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| September 8, 2009 | ||||
| Securities and Exchange Commission v. CellCyte Genetics Corporation et al | WA Western | Tsuchida | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Securities and Exchange Commission Defendant: CellCyte Genetics Corporation, Ronald W
Berninger
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| Securities and Exchange Commission v. Reys | WA Western | Martinez | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission Defendant: Gary A Reys
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| July 15, 2009 | ||||
| Securities and Exchange Commission v. Hipp, Jr. | WA Western | Theiler | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Securities and Exchange Commission Defendant: Math J Hipp, Jr.
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| July 14, 2009 | ||||
| Plumbers Union Local No 12 Pension Fund v. Ambassadors Group Inc et al | WA Eastern | Quackenbush | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Plumbers Union Local No 12 Pension Fund Defendant: Ambassadors Group Inc, Jeffrey D Thomas,
Chadwick J Byrd, Margaret M Thomas
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| July 13, 2009 | ||||
| Securities and Exchange Commission v. Otto et al | WA Western | Jones | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission Defendant: David M
Otto, Todd Van Siclen, MitoPharm Corporation, Pak Peter Cheung, Wall Street PR Inc and others...
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| July 2, 2009 | ||||
| Crosby et al v. Petromed Inc et al | WA Eastern | Shea | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Howard Crosby, Howard Crosby, Howard Crosby, Omar Fattah, Omar Fattah and others... Defendant: Petromed Inc, Petromed Ltd,
Petromed PLC, Petromed Corporation, Hagai Amir and others...
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| June 12, 2009 | ||||
| City of San Buenaventura v. Killinger et al | WA Western | Pechman | Securities/Commodities/Exchanges | Fed. Question |
|
Plaintiff: City of San Buenaventura, City of San Buenaventura, City of San Buenaventura, City of San Buenaventura, City of San Buenaventura
and others... Defendant: Kerry Killinger,
Thomas Casey, Thomas Casey, Thomas Casey, Thomas Casey and others...
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| June 8, 2009 | ||||
| Washington State Investment Board v. Fuld et al | WA Western | Settle | Securities/Commodities/Exchanges | Bankruptcy Appeal |
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Plaintiff: Washington State Investment Board, Washington State Investment Board, Washington State Investment Board Defendant: Richard S. Fuld, Jr., Christopher M. O'Meara, Erin Callan, Michael L. Ainslie, John F. Akers and others...
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| June 3, 2009 | ||||
| Neale v. Suarez et al | WA Western | Coughenour | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: James A Neale Defendant: Francis G Suarez, One Eyed Jack's Business Development, LLC
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| May 21, 2009 | ||||
| Solton v. Killinger et al | WA Western | Pechman | Securities/Commodities/Exchanges | Bankruptcy Appeal |
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Plaintiff: Lou Solton, Lou Solton Defendant: Kerry Killinger, Thomas Casey, Thomas Casey, Thomas Casey,
Ronald Cathcart and others...
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| May 20, 2009 | ||||
| ShareBuilder Securities Corporation v. Company XYZ et al | WA Western | Zilly | Securities/Commodities/Exchanges | Diversity |
|
Plaintiff: ShareBuilder Securities Corporation Defendant: Company XYZ, John Does I to III
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| March 31, 2009 | ||||
| Mountanos et al v. Dendreon Corporation et al | WA Western | Jones | Securities/Commodities/Exchanges | Federal Question |
| Securities and Exchange Commission v. Min et al | WA Western | Coughenour | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
| February 9, 2009 | ||||
| Securities and Exchange Commission v. Jolly et al | WA Eastern | Shea | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
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Plaintiff: Securities and Exchange Commission; Defendant: Craig T Jolly, Quest Holding Inc
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| January 30, 2009 | ||||
| New Orleans Employees Retirement System et al v. First American Corporation et al | WA Western | Robart | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: New Orleans Employees Retirement System, Marta/ATU Local 732 Employees Retirement Plan; Defendant: First American Corporation, First American eAppraiseIT LLC
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| January 29, 2009 | ||||
| New Orleans Employees' Retirement System et al v. Federal Deposit Insurance Corporation et al | WA Western | Martinez | Securities/Commodities/Exchanges | U.S. Government Defendant |
|
Plaintiff: New Orleans Employees' Retirement System, Marta/ATU Local 732 Employees Retirement Plan; Defendant: Federal Deposit Insurance Corporation, WAMU Asset Acceptance Corporation, Washington Mutual Mortgage Securities Corporation, WaMu Capital
Corporation, Richard Careaga and others...
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| January 14, 2009 | ||||
| First Sound Bank v. Larasco Inc et al | WA Western | Robart | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: First Sound Bank; Defendant: Larasco Inc, Louis A Secord, Jr, Richard A Secord
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| January 12, 2009 | ||||
| Boilermakers National Annuity Trust Fund v. WaMu Mortgage Pass Through Certificates et al | WA Western | Pechman | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Boilermakers National Annuity Trust Fund; Defendant: WaMu Mortgage Pass Through Certificates,
Washington Mutual Bank, WaMu Assesst Acceptance Corporation, David Beck, Diane Novak and others...
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| September 29, 2008 | ||||
| Pirelli Armstrong Tire Corporation Retiree Medical Benefits Trust v. Sinegal et al | WA Western | Zilly | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Pirelli Armstrong Tire Corporation Retiree Medical Benefits Trust; Defendant: James D Sinegal,
Jeffrey H Brotman, Richard A Galanti, Richard D DiCerchio, Franz E Lazarus and
others...
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| August 20, 2008 | ||||
| Robinson et al v. Washington Mutual, Inc et al | WA Western | Pechman | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: June Robinson, Lynne Poliquin; Defendant: Washington Mutual, Inc, WM Trust I, WM Trust II, WM
Strategic Asset Management Portfolios, LLC, WM Financial Services, Inc and
others...
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| August 15, 2008 | ||||
| Mofidi v. Levy et al | WA Western | Martinez | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Mahbod Mofidi Defendant: Alan J Levy, Alan J Levy, Alan J Levy, John S Bowers, Jr, John S
Bowers, Jr and others...
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| August 13, 2008 | ||||
| Securities and Exchange Commission v. Abellan et al | WA Western | Burgess | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
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Plaintiff: Securities and Exchange Commission; Defendant: Francisco Abellan, Vega Star Capital SL, EU
Equity Holdings Inc, KLO Financial Services Inc, Gene Hew-Len and others...
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| August 7, 2008 | ||||
| Bass v. Morton et al | WA Eastern | Shea | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Christopher Bass; Defendant: Sean David Morton, Daryl Weber, Melissa Morton, 27 Investments
LLC, Magic Eight Ball Distribution Inc and others...
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| August 4, 2008 | ||||
| Brown et al v. Scripps Investments and Loans Inc et al | WA Western | Martinez | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: C. Jackson Brown, Laree Lynn Brown; Defendant: Scripps Investments and Loans Inc, Vineyard
South LLC, Scripps Vineyards South LLC, David Braga, Jane Doe Braga and
others...
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| June 23, 2008 | ||||
| Reese et al v. Malone et al | WA Western | Jones | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Claude A Reese, Institutional Investors Group; Defendant: Robert A Malone, John Browne, Walter
E MasseyConsol Defendant: BP PLC, BP America Inc, BP Exploration Alaska Inc, Maureen L Johnson, Steven Marshall and others...
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| June 16, 2008 | ||||
| Gotham Investors v. Reynolds et al | WA Western | Coughenour | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Gotham Investors; Defendant: Paula Rosput Reynolds, Joseph W Brown, Robert S Cline, Peter LS
Currie, Joshua Green, III and others...
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| May 13, 2008 | ||||
| Brockton Contributory Retirement System v. Washington Mutual Inc | WA Western | Pechman | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Brockton Contributory Retirement System; Defendant: Washington Mutual Inc
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| May 12, 2008 | ||||
| Orquiza v. Wanalista et al | WA Western | Jones | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Marie Orquiza; Defendant: Zoreinie Wanalista, Michael Wanalista, Royal Manchester Five Trading
Co
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| March 24, 2008 | ||||
| Abrams et al v. Washington Mutual Inc et al | WA Western | Pechman | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Joel Abrams, Brian Roffe; Defendant: Washington Mutual Inc, Kerry K Killinger, Stephen J
Rotella, Thomas W CaseyMovant: Massachusetts Pension Reserve Investment Mangement Board, New York City Police and Fire Pension Funds, WaMu
Institutional Investor Group
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| Koesterer vs. Washington Mutual, Inc | WA Western | Pechman | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Dennis Koesterer; Defendant: Washington Mutual Inc, Kerry K Killinger, David C Schneider,
Thomas W CaseyMovant: Burton Rosenfield, New York City Police and Fire Pension Funds, Massachusetts Pension Reserves Investment Management
Board, WaMu Institutional Investor Group, Helaba Invest Kapitalanlagegesellschaft and others...
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| March 19, 2008 | ||||
| Garber v. Washington Mutual Inc et al | WA Western | Pechman | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Robert L Garber; Defendant: Washington Mutual Inc, Kerry K Killinger, Stephen J Rotella,
Thomas W CaseyMovant: Massachusetts Pension Reserves Investment Management Board, New York City Police & Fire Pension Funds, WaMu
Institutional Investor Group
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| Procida v. Killinger et al | WA Western | Pechman | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Joseph Procida; Defendant: Kerry K Killinger, Stephen J Rotella, Thomas W Casey, James B
Corcoran, John F Woods and others...
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| March 10, 2008 | ||||
| Cooper v. Slamal et al | WA Western | Coughenour | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: John Cooper; Defendant: Jeffrey L Slamal, Vicky I Slamal
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| Cooper v. Slamal et al | WA Western | Robart | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: John Cooper; Defendant: Jeffrey L Slamal, Vicky I Slamal
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| March 3, 2008 | ||||
| Morris et al v. Equities First Holdings LLC et al | WA Western | Bryan | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Brenda Morris, Randy Morris; Defendant: Equities First Holdings LLC, Alexander C Christy, Jr
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| February 21, 2008 | ||||
| Washington Mutual Inc., Securities, Derivative & "ERISA" Litigation | WA Western | Pechman | Securities/Commodities/Exchanges | Securities Exchange Act |
| February 6, 2008 | ||||
| Securities and Exchange Commission v. Strategic Management & Opportunity Corporation et al | WA Western | Robart | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
|
Plaintiff: Securities and Exchange Commission; Defendant: Strategic Management & Opportunity
Corporation, Robert J Pratt, Jeffrey A Brommer
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| February 5, 2008 | ||||
| Washington Publishing Company v. eEmergence Inc et al | WA Western | Robart | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Washington Publishing Company; Defendant: eEmergence Inc, John Bock
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| February 1, 2008 | ||||
| Pruitt v. CellCyte Genetics Corporation et al | WA Western | Lasnik | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
|
Plaintiff: Joe M Pruitt; Defendant: CellCyte Genetics Corporation, Gary A Reys, Ronald W Berninger,
Robert H Harris, G Brent Pierce and others...
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| Tolerico v. CellCyte Genetics Corporation, et al | WA Western | Martinez | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Dominic J Tolerico; Defendant: CellCyte Genetics Corporation, Gary A Reys, Ronald W Berninger,
Ph.D., Robert Harris, Michael Eyre and others...
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| January 23, 2008 | ||||
| United States Securities and Exchange Commission v. Fleming et al | WA Eastern | Whaley | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
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Plaintiff: United States Securities and Exchange Commission; Defendant: Daryn P Fleming, Mathew C Bruce
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| United States Securities and Exchange Commission v. International Broadcasting Corporation | WA Eastern | Whaley | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
|
Plaintiff: United States Securities and Exchange Commission; Defendant: International Broadcasting
Corporation
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| January 18, 2008 | ||||
| Ryan, Jr v. Killinger et al | WA Western | Zilly | Securities/Commodities/Exchanges | Diversity-Breach of Fiduciary Duty |
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Plaintiff: Walter E Ryan, Jr; Defendant: Kerry K Killinger, Stephen E Frank, Charles M Lillis, Regina T
Montoya, Margaret Osmer-McQuade and others...
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| January 14, 2008 | ||||
| Armbruster v. CellCyte Genetics Corporation et al | WA Western | Lasnik | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Lance Armbruster; Defendant: CellCyte Genetics Corporation, Gary A Reys, Ronald W Berninger,
Robert H Harris, G Brent Pierce and others...
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