Haviland v. TD Ameritrade Incorporated
| Douglas A Haviland |
| TD Ameritrade Incorporated |
| TD Ameritrade Incorporated |
| Douglas A Haviland |
| 2:2015cv00611 |
| April 6, 2015 |
| US District Court for the District of Arizona |
| Phoenix Division Office |
| Maricopa |
| Neil V Wake |
| Arbitration |
| 9 U.S.C. ยง 9 |
| None |
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The following documents for this case are available for you to view or download:
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Filing
64
ORDER granting 46 Motion for Reconsideration and order and Judgment of August 19, 2015, are vacated (Doc. 44 , 45 ). IT IS FURTHER ORDERED that the Judgment of June 25, 2015, is reinstated (Doc. 30 ). IT IS FURTHER ORDERED that the Clerk enter judgment in favor of Plaintiff Douglas A. Haviland and against Defendant TD Ameritrade, Inc., confirming the Arbitration Award to the extent, and only to the extent, that TD Ameritrade must continue to make good faith efforts to transfer to Havilan d a certificate recognizing ownership in his name of the 75,000 Bancorp X106 shares currently held by the Depository Trust Company. The Clerk shall terminate this case. (See document for further details). Signed by Judge Neil V Wake on 2/12/16. (LAD)
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Filing
44
ORDER that Plaintiff Douglas A. Haviland's Motion for Reconsideration (Doc. 31 ) is granted. The Clerk is to enter judgment in favor of Haviland and against Defendant TD Ameritrade, Inc., confirming the arbitrator's Award of March 11, 2015, in its entirety. The court's June 25, 2015 Order (Doc. 29 ) and Judgment (Doc. 30 ) are vacated. Signed by Judge Neil V Wake on 8/10/15.(KGM)
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Filing
41
ORDER that TD Ameritrade file by 08/07/15, a brief of no more than five pages explaining why the court should not grant Haviland's Motion for Reconsideration (Doc. 31 ). See order for details. Signed by Judge Neil V. Wake on 7/31/15. (NKS)
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Filing
29
ORDER - Defendant TD Ameritrade Inc.'s Motion to Vacate the FINRA Arbitration Award (Doc. 14 ) is denied. Plaintiff Douglas A. Haviland's Motion to Confirm FINRA Arbitration Award (Doc. 1 ) is granted to the extent, and only to the exte nt, that TD Ameritrade must continue to make good faith efforts to transfer to Haviland a certificate recognizing ownership in his name of the 75,000 Bancorp X106 shares currently held by the Depository Trust Company. IT IS FURTHER ORDERED that the Clerk shall enter judgment in favor of Haviland and against TD Ameritrade, confirming the Award to the extent, and only to the extent, as stated above. The Clerk shall terminate this case. See document for further details. Signed by Judge Neil V Wake on 06/25/15. (ATD)
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