Securities and Exchange Commission v. Ferguson et al
Plaintiff: Securities and Exchange Commission
Defendant: Transactions Unlimited and Michael B Ferguson
Case Number: 3:2014cv04188
Filed: September 17, 2014
Court: US District Court for the Northern District of California
Office: Oakland Office
County: San Mateo
Presiding Judge: Phyllis J. Hamilton
Nature of Suit: Securities/Commodities/Exchanges
Cause of Action: 15 U.S.C. ยง 78
Jury Demanded By: Plaintiff

Available Case Documents

The following documents for this case are available for you to view or download:

Date Filed Document Text
October 6, 2014 Opinion or Order Filing 11 ORDER SETTING CASE MANAGEMENT CONFERENCE. Joint Case Management Statement due by 1/15/2015. Initial Case Management Conference set for 1/22/2015 02:00 PM. Signed by Judge Phyllis J. Hamilton on 10/6/14. (nah, COURT STAFF) (Filed on 10/6/2014)
October 2, 2014 Opinion or Order Filing 9 ORDER, Case reassigned to Hon. Phyllis J. Hamilton. Magistrate Judge Jacqueline Scott Corley no longer assigned to the case.. Signed by Executive Committee on 10/2/14. (ha, COURT STAFF) (Filed on 10/2/2014)
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Defendant: Transactions Unlimited
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Defendant: Michael B Ferguson
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Plaintiff: Securities and Exchange Commission
Represented By: Sheila Ellen O'Callaghan
Represented By: Robert J. Durham
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