In re: Facebook, Inc., IPO Sec
Plaintiff: Thomas E. Nelson, individually and behalf of all others similarly situated, Rock Southward, Derivatively on Behalf of Himself &All Others Similarly Situated, Avatar Securities, LLC, Meredith Bailey, on behalf of themselves and all others similarly situated, Dmitri Bougakov, on behalf of themselves and all others similarly situated, Ryan Cefalu, on behalf of themselves and all others similarly situated, Lorrain Chin, First New York Securities L.L.C., Atish Gandhi, on behalf of themselves and all others similarly situated, Phillip Goldberg, on behalf of themselves and all others similarly situated, Eric Hamrick, on behalf of themselves and all others similarly situated, Steve Jarvis, Joe Johnson, on behalf of themselves and all others similarly situated, Nuhket Kayahan, on behalf of themselves and all others similarly situated, David Kenton, on behalf of themselves and all others similarly situated, Dennis Kuhn, on behalf of themselves and all others similarly situated, Benjamin Levine, on behalf of themselves and all others similarly situated, Katerhine Loiacono, on behalf of themselves and all others similarly situated, Crystal McMahon, on behalf of themselves and all others similarly situated, George Michalitsianos, on behalf of themselves and all others similarly situated, Randy Teresa Mielke, on behalf of themselves and all others similarly situated, Jacinto Rivera, on behalf of themselves and all others similarly situated, Faisal Sami, on behalf of themselves and all others similarly situated, Sanjeev Sharma, on behalf of themselves and all others similarly situated, Colin Suzman, on behalf of themselves and all others similarly situated, T3 Trading Group, LLC, Vijay Akkaraju, Alexis Alexander, as custodian for Chloe Sophie Alexander, Brian Roffe Profit Sharing Plan, Individually and on behalf of all others similarly situated, Jose Galvan, Mary Galvan, Robert Herpst, Individually, on behalf of all others similarly situated, Sanjay Israni, on behalf of themselves and all others similarly situated, KBC Asset Management NV, and the Employees' Retirement System of the Government of the Virgin Islands (Collectively, the Institutional Investors), Douglas M. Lightman, Individually and on behalf of all others similarly situated, Dennis Palkon, Individually and on behalf of all others similarly situated, Rick Pond, Jacob Salzmann, Individually and on behalf of all others similarly situated, Michael Spatz, Maren Twining, Individually and on behalf of all others similarly situated, Goldrich Cousins P.C. 401(k) Profit Sharing Plan &Trust, Irving S. Braun, Individually, Edward Childs, Derivately on Behalf of Himself and All Others Similarly Situated, Kathy Reichenbaum, Individually and on behalf of all others similarly situated, Jun Yan, on behalf of herself and all others similarly situated, Elbita Alfonso, Vicky Jones, Phyllis Peterson, Jerry Rayborn, on behalf of themselves and all others similarly situated, Edward Vernoff, Justin F. Lazard, on behalf of himself and all others similarly situated, Sylvia Gregorcyzk, on behalf of herself and all others similarly situated, Peter Brinckerhoff, Garrett Garrison, David Goldber, individually and on behalf of all others similarly situated, Kevin Hyms, individually and on behalf of all others similarly situated, Richard P. Eannarino, Individually and on behalf of all others similarly situated, Peter Mamula, Individually and on behalf of all others similarly situated, Khodayar Amin, on behalf of himself and all others similarly situated, Elliot Leitner, individually and on behalf of all others similarly situated, Barbara Steinman, on behalf of herself and all others similarly situated, Howard Savitt, on behalf of himself and all others similarly situated, Chad Roderick, Eugene Stricker, individually and on behalf of all others similarly situated, Steve Sexton, Individually and on behalf of all others similarly situated, Keith Wise, Individually and on behalf of all others similarly situated, Jonathan R. Simon, James Chang, individually and on behalf of all others similarly situated, Sameer Ansari, individually and on behalf of all others similarly situated, Darryl Lazar, individually and on behalf of all others similarly situated, Michael Lieber, individually and on behalf of other members of the general public similarly situated, Thoma J. Ahrendtsen, Aaron M. Levine, Individually, and on behalf of all others similarly situated, Karen Cuker, individually and on behalf of all others similarly situated, Brian Gralnick, individually and on behalf of all others similarly situated, Jennifer Stokes, Individually and On Behalf of All Others Similarly Situated, Vernon R. DeMois, Jr., Individually and On Behalf of All Others Similarly Situated, Hal Hubuschman, Derivately on Behalf of Facebook, Inc.,, Edward Shierry, Individually and On Behalf of All Others Similary Situated, Janis Fleming, Lidia Levy, on behalf of herself and all others similarly situated, Robert Lowinger, Steve Griffis, Holly McConnaughey, Derivatively on Behalf of Facebook Inc. and Gaye Jones, Derivatively on Behalf of Facebook Inc.
Defendant: Barclays Capital Inc., Marc L. Andreessen, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Erskine B. Bowles, Morgan Stanley & Co, Inc., James W. Breyer, David Spillane, David A. Ebersman, Allen & Company LLC, BMO Capital Markets Corp., Goldman, Sachs & Co., Blaylock Robert Van LLC, Donald E. Graham, C.L. King &Associates, Inc., Reed Hastings, Cabrera Capital Markets, LLC, J.P. Morgan Securiries LLC., Castleoak Securities, L.P., Peter A. Thiel, CitiGroup Global Market, Inc., Mark E. Zuckerberg, Cowen and Company, LLC, Morgan Stanley & Co. LLC, Credit Suisse Securites (USA) LLC, Sheryl K. Sandberg, Deutsche Bank Securities Inc., Cipora Herman, E Trade Securities LLC, ITAU BBA USA Securities, Inc., Lazard Capital Markets LLC, Lebenthal & Co., LLC, Loop Capital Markets LLC, M.R. Beal & Company, Macquarie Capital (USA) Inc., Muriel Siebert & Co., Inc., Oppenheimer & CO. Inc., Pacific Crest Securities LLC, Piper Jaffray & Co., RBC Capital Markets, LLC, Raymond James & Associates, Inc., Samuel A. Ramirez & Company, Inc., Stifel, Nicolaus & Company, Inc., The Williams Capital Group, L.P., Wells Fargo Securities, LLC, William Blair &Company L.L.C., Goldman Sachs & Co., Nasdaqomx Group, Inc., Lawrence Corneck, Individually and on behalf of all others similarly situated, Jill D. Simon, Citigroup Global Markets Inc., Merrill Lynch, Pierce Fenner & Smith Incorporated, Allen & Facebook (sic) LLC, William Blair & Facebook (sic) LLC, M.R. Beal & Facebook (sic), Cowen and Facebook (sic) LLC, Stifel Nicholas & Facebook (sic) Incorporated, Samuel A. Ramirez & Facebook (sic) Inc, Kevin Hicks, individually and on behalf of all others similarly situated, Linh Luu, individually and on behalf of all others similarly situated, Harvey Lapin, Individually and On Behalf of All Others Similarly Situated, King & Associates, Inc., David E. (sic) Ebersman, Nick E. Tran, The Nasdaq Stock Market L.L.C., a Foreign Limited Liability Company, Nasdaq Stock Market, Inc., NASDAQ OMX Group, Inc., Uma M. Swaminathan, Robert Greifeld, Anna M. Ewing and J.P. Morgan Securities LLC
Plaintiff - Appellee: William Cole, Derivatively on Behalf of Facebook, Inc.
Defendant - Appellant: Facebook, Inc., a Delaware corporation
Case Number: 14-1788
Filed: May 22, 2014
Court: U.S. Court of Appeals, Second Circuit
Nature of Suit: TORTS INJURY-Other Personal
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Plaintiff: Michael Lieber, individually and on behalf of other members of the general public similarly situated
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Plaintiff: Thoma J. Ahrendtsen
Represented By:
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Plaintiff: Aaron M. Levine, Individually, and on behalf of all others similarly situated
Represented By:
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Plaintiff: Karen Cuker, individually and on behalf of all others similarly situated
Represented By:
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Plaintiff: Brian Gralnick, individually and on behalf of all others similarly situated
Represented By:
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Plaintiff: Jennifer Stokes, Individually and On Behalf of All Others Similarly Situated
Represented By:
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Plaintiff: Vernon R. DeMois, Jr., Individually and On Behalf of All Others Similarly Situated
Represented By:
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Plaintiff: Hal Hubuschman, Derivately on Behalf of Facebook, Inc.,
Represented By:
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Plaintiff: Edward Shierry, Individually and On Behalf of All Others Similary Situated
Represented By:
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Plaintiff: Janis Fleming
Represented By:
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Plaintiff: Lidia Levy, on behalf of herself and all others similarly situated
Represented By:
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Plaintiff: Robert Lowinger
Represented By:
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Plaintiff: Steve Griffis
Represented By:
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Plaintiff: Holly McConnaughey, Derivatively on Behalf of Facebook Inc.
Represented By:
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Plaintiff: Gaye Jones, Derivatively on Behalf of Facebook Inc.
Represented By:
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Plaintiff - appellee: William Cole, Derivatively on Behalf of Facebook, Inc.
Represented By: Shane P. Sanders
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Defendant: Barclays Capital Inc.
Represented By:
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Defendant: Marc L. Andreessen
Represented By:
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Defendant: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Represented By:
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Defendant: Erskine B. Bowles
Represented By:
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Defendant: Morgan Stanley & Co, Inc.
Represented By:
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Defendant: James W. Breyer
Represented By:
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Defendant: David Spillane
Represented By:
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Defendant: David A. Ebersman
Represented By:
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Defendant: Allen & Company LLC
Represented By:
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Defendant: BMO Capital Markets Corp.
Represented By:
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Defendant: Goldman, Sachs & Co.
Represented By:
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Defendant: Blaylock Robert Van LLC
Represented By:
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Defendant: Donald E. Graham
Represented By:
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Defendant: C.L. King &Associates, Inc.
Represented By:
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Defendant: Reed Hastings
Represented By:
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Defendant: Cabrera Capital Markets, LLC
Represented By:
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Defendant: J.P. Morgan Securiries LLC.
Represented By:
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Defendant: Castleoak Securities, L.P.
Represented By:
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Defendant: Peter A. Thiel
Represented By:
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Defendant: CitiGroup Global Market, Inc.
Represented By:
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Defendant: Mark E. Zuckerberg
Represented By:
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Defendant: Cowen and Company, LLC
Represented By:
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Defendant: Morgan Stanley & Co. LLC
Represented By:
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Defendant: Credit Suisse Securites (USA) LLC
Represented By:
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Defendant: Sheryl K. Sandberg
Represented By:
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Defendant: Deutsche Bank Securities Inc.
Represented By:
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Defendant: Cipora Herman
Represented By:
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Defendant: E Trade Securities LLC
Represented By:
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Defendant: ITAU BBA USA Securities, Inc.
Represented By:
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Defendant: Lazard Capital Markets LLC
Represented By:
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Defendant: Lebenthal & Co., LLC
Represented By:
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Defendant: Loop Capital Markets LLC
Represented By:
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Defendant: M.R. Beal & Company
Represented By:
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Defendant: Macquarie Capital (USA) Inc.
Represented By:
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Defendant: Muriel Siebert & Co., Inc.
Represented By:
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Defendant: Oppenheimer & CO. Inc.
Represented By:
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Defendant: Pacific Crest Securities LLC
Represented By:
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Defendant: Piper Jaffray & Co.
Represented By:
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Defendant: RBC Capital Markets, LLC
Represented By:
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Defendant: Raymond James & Associates, Inc.
Represented By:
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Defendant: Samuel A. Ramirez & Company, Inc.
Represented By:
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Defendant: Stifel, Nicolaus & Company, Inc.
Represented By:
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Defendant: The Williams Capital Group, L.P.
Represented By:
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Defendant: Wells Fargo Securities, LLC
Represented By:
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Defendant: William Blair &Company L.L.C.
Represented By:
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Defendant: Goldman Sachs & Co.
Represented By:
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Defendant: Nasdaqomx Group, Inc.
Represented By:
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Defendant: Lawrence Corneck, Individually and on behalf of all others similarly situated
Represented By:
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Defendant: Jill D. Simon
Represented By:
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Defendant: Citigroup Global Markets Inc.
Represented By:
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Defendant: Merrill Lynch
Represented By:
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Defendant: Pierce Fenner & Smith Incorporated
Represented By:
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Defendant: Allen & Facebook (sic) LLC
Represented By:
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Defendant: William Blair & Facebook (sic) LLC
Represented By:
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Defendant: M.R. Beal & Facebook (sic)
Represented By:
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Defendant: Cowen and Facebook (sic) LLC
Represented By:
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Defendant: Stifel Nicholas & Facebook (sic) Incorporated
Represented By:
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Defendant: Samuel A. Ramirez & Facebook (sic) Inc
Represented By:
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Defendant: Kevin Hicks, individually and on behalf of all others similarly situated
Represented By:
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Defendant: Linh Luu, individually and on behalf of all others similarly situated
Represented By:
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Defendant: Harvey Lapin, Individually and On Behalf of All Others Similarly Situated
Represented By:
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Defendant: King & Associates, Inc.
Represented By:
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Defendant: David E. (sic) Ebersman
Represented By:
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Defendant: Nick E. Tran
Represented By:
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Defendant: The Nasdaq Stock Market L.L.C., a Foreign Limited Liability Company
Represented By:
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Defendant: Nasdaq Stock Market, Inc.
Represented By:
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Defendant: NASDAQ OMX Group, Inc.
Represented By:
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Defendant: Uma M. Swaminathan
Represented By:
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Defendant: Robert Greifeld
Represented By:
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Defendant: Anna M. Ewing
Represented By:
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Defendant: J.P. Morgan Securities LLC
Represented By:
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Defendant - appellant: Facebook, Inc., a Delaware corporation
Represented By: Brant Bishop
Represented By: Andrew Brian Clubok
Represented By: Kellen Sean Dwyer
Represented By: Susan E. Engel
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