Zazzali v. Berthel Fisher & Company Financial Services Inc. et al
James R. Zazzali |
BFC Parent Corporation, JP Turner Company LLC, Turner Parent Corporation, Sam Smiths 1 through 10, Independent Financial Group LLC, Dean Costlow, Berthel Fisher & Company Financial Services Inc., Sharee Costlow, Repple Parent Corporation, Girard Parent Corporation, G.A. Repple & Co., DeWaay Parent Corporation, DeWaay Financial Network LLC, Girard Securities Inc. and IFG Parent Corporation |
Wayne Edgerton, Ronald Peterson, Betty Pearson, Edeltraut Edgerton and Judy Peterson |
1:2011cv00625 |
July 14, 2011 |
US District Court for the District of Delaware |
Wilmington Office |
XX US, Outside State |
Gregory M Sleet |
Securities/Commodities |
15 U.S.C. § 78 |
Plaintiff |
Docket Report
This docket was last retrieved on September 30, 2014. A more recent docket listing may be available from PACER.
Document Text |
---|
Remark : Case transferred from Delaware has been opened in District of Idaho (LIVE Database)Version 5.1.1 as case 1:14-cv-00418, filed 09/26/2014. (rwc) |
Case transferred electronically to District of Idaho. CASE CLOSED. (mdb) |
Filing 82 ORDER - re Memorandum Opinion: 1. The defendants' Motion for Withdrawal of Reference is GRANTED; 2. The defendants' Motions to Transfer Venue to the District of Idaho are GRANTED; 3. Civil Action Nos. 12-cv-1210 (GMS), 12-cv-1211 (GMS), 12-cv-1215 (GMS), 12-cv-1216 (GMS), 12-cv-1217 (GMS), 13-cv-976 (GMS), 11-cv-475 (GMS), 11-cv-625 (GMS), 11-cv-744 (GMS) and 12-cv-828 (GMS), are transferred to the District of ldaho. Signed by Judge Gregory M. Sleet on 9/25/2014. (mdb) |
Filing 81 MEMORANDUM OPINION. Signed by Judge Gregory M. Sleet on 9/25/2014. (mdb) |
Filing 80 Letter to The Honorable Gregory M. Sleet from Christopher Viceconte regarding Joint Status - re #79 Status Report Order. (Attachments: #1 Exhibit A)(Viceconte, Christopher) |
Filing 79 STATUS REPORT ORDER: Status Letter due by 9/29/2014. Signed by Judge Gregory M. Sleet on 9/8/2014. (asw) |
Filing 78 NOTICE of Withdrawal of Motion for Leave to File a First Amended Complaint by James R. Zazzali re #65 Opening Brief in Support, #63 MOTION to Amend/Correct Complaint, #64 Declaration (Viceconte, Christopher) |
Filing 77 STIPULATION of Dismissal with Prejudice of Defendant JP Turner Company LLC by James R. Zazzali. (Viceconte, Christopher) |
SO ORDERED, re #76 Stipulation of Dismissal filed by James R. Zazzali. Ordered by Chief Judge Gregory M. Sleet on 10/22/2013. (asw) |
Filing 76 STIPULATION of Dismissal with Prejudice of Defendant Berthel Fisher & Company Financial Services, Inc. by James R. Zazzali. (Attachments: #1 Text of Proposed Order)(Viceconte, Christopher) |
SO ORDERED, re #75 Stipulation of Dismissal filed by James R. Zazzali. Ordered by Chief Judge Gregory M. Sleet on 10/3/2013. (asw) |
Filing 75 STIPULATION of Dismissal with Prejudice of Defendant Girard Securities, Inc. by James R. Zazzali. (Attachments: #1 Text of Proposed Order)(Viceconte, Christopher) |
Filing 74 NOTICE requesting Clerk to remove Jennifer M. Becnel-Guzzo as co-counsel. Reason for request: leaving firm. (Taylor, James) |
CORRECTING ENTRY: The docket text in D.I. #73 RESPONSE TO OBJECTIONS, has been corrected to read, REPLY BRIEF. (asw) |
Filing 73 REPLY BRIEF by James R. Zazzali re #63 MOTION to Amend/Correct Complaint (Attachments: #1 Corrected First Amended Complaint, #2 Exhibit A - Corrected, #3 Corrected Redlined First Amended Complaint)(Viceconte, Christopher) |
Filing 72 JOINDER by Girard Securities Inc., joining in #70 Answering Brief in Opposition, #63 Motion to Amend/Correct, . (Grivner, Geoffrey) |
Filing 71 ANSWERING BRIEF in Opposition re #63 MOTION to Amend/Correct Complaint filed by JP Turner Company LLC.Reply Brief due date per Local Rules is 3/18/2013. (Guzzo, Jennifer) |
Filing 70 ANSWERING BRIEF in Opposition re #63 MOTION to Amend/Correct Complaint filed by Berthel Fisher & Company Financial Services Inc..Reply Brief due date per Local Rules is 3/18/2013. (Attachments: #1 Affidavit)(Grivner, Geoffrey) |
Pro Hac Vice Attorney Gabriel A. Mendel for JP Turner Company LLC added for electronic noticing. (dmp, ) |
Pro Hac Vice Attorney Steven L. Polk for JP Turner Company LLC added for electronic noticing. (dmp, ) |
Pro Hac Vice Attorney Avital Stadler for JP Turner Company LLC added for electronic noticing. (rbe) |
Filing 69 SO ORDERED, re #68 STIPULATION TO EXTEND TIME Briefing on Motion for Leave to Amend Complaint to March 8, 2013 filed by Girard Securities Inc., Independent Financial Group LLC, DeWaay Financial Network LLC, Berthel Fisher & Company Financial Services Inc., G.A. Repple & Co. Ordered by Chief Judge Gregory M. Sleet on 2/12/2013. (asw) |
Pro Hac Vice Attorney David A. Baugh for Girard Securities Inc. added for electronic noticing. (dmp, ) |
Reset Briefing Schedule: re #63 MOTION to Amend/Correct Complaint. Answering Brief due 3/8/2013. (asw) |
Reset Briefing Schedule: re #63 MOTION to Amend/Correct Complaint. Reply Brief due 3/29/2013. (asw) |
Filing 68 STIPULATION TO EXTEND TIME Briefing on Motion for Leave to Amend Complaint to March 8, 2013 - filed by Berthel Fisher & Company Financial Services Inc., DeWaay Financial Network LLC, G.A. Repple & Co., Girard Securities Inc., Independent Financial Group LLC. (Grivner, Geoffrey) |
Pro Hac Vice Attorney Erin M. Korrison for Girard Securities Inc. added for electronic noticing. (dmp, ) |
Filing 67 MOTION for Pro Hac Vice Appearance of Attorney Erin M. Korrison - filed by Girard Securities Inc.. (Attachments: #1 Text of Proposed Order, #2 Certificate of Compliance)(Grivner, Geoffrey) |
Filing 66 MOTION for Pro Hac Vice Appearance of Attorney David A. Baugh - filed by Girard Securities Inc.. (Attachments: #1 Text of Proposed Order, #2 Certificate of Compliance)(Grivner, Geoffrey) |
SO ORDERED, re #67 MOTION for Pro Hac Vice Appearance of Attorney Erin M. Korrison filed by Girard Securities Inc., #66 MOTION for Pro Hac Vice Appearance of Attorney David A. Baugh filed by Girard Securities Inc. Ordered by Chief Judge Gregory M. Sleet on 2/1/2013. (asw) |
Filing 65 OPENING BRIEF in Support re #63 MOTION to Amend/Correct Complaint filed by James R. Zazzali.Answering Brief/Response due date per Local Rules is 2/11/2013. (Viceconte, Christopher) |
Filing 64 DECLARATION re #63 MOTION to Amend/Correct Complaint by James R. Zazzali. (Viceconte, Christopher) |
Filing 63 MOTION to Amend/Correct Complaint - filed by James R. Zazzali. (Attachments: #1 Statement Pursuant to D. Del. LR 7.1.1, #2 Text of Proposed Order, #3 Exhibit A- Proposed Amended Complaint - part 1, #4 Exhibit A- Proposed Amended Complaint - part 2, #5 Exhibit A- Proposed Amended Complaint - part 3, #6 Exhibit A- Proposed Amended Complaint - part 4, #7 Exhibit B - Part 1, #8 Exhibit B - Part 2, #9 Exhibit B - Part 3)(Viceconte, Christopher) |
Filing 62 NOTICE of Withdrawal as Counsel of Rodger L. Eckelberry and Farrell A. Hochmuth by Berthel Fisher & Company Financial Services Inc. (Grivner, Geoffrey) |
ORAL ORDER finding as moot #29 Motion for TRO in light of D.I. #59 ; and finding as moot #31 Motion for TRO in light of D.I. #55 . Ordered by Chief Judge Gregory M. Sleet on 7/31/2012. (asw) |
Filing 61 NOTICE of Withdraw of Counsel by DeWaay Financial Network LLC DeWaay Financial Network, LLC's Notice of Withdraw of Rodger L. Eckelberry and Farrell A. Hochmuth as of Counsel (Grivner, Geoffrey) |
Filing 60 REPLY BRIEF re #27 MOTION to Dismiss for Failure to State a Claim filed by JP Turner Company LLC. (Taylor, James) |
Filing 59 NOTICE of Defendant DeWaay Financial Network, LLC's Withdraw of Motion to Certify Class by DeWaay Financial Network LLC re #24 MEMORANDUM in Support, #23 MOTION to Certify Class (Grivner, Geoffrey) |
Filing 58 STIPULATION TO EXTEND TIME to file Reply Brief in Support of Motion to Dismiss to February 22, 2012 - filed by JP Turner Company LLC. (Taylor, James) |
SO ORDERED, re #58 STIPULATION TO EXTEND TIME to file Reply Brief in Support of Motion to Dismiss to February 22, 2012 filed by JP Turner Company LLC, Reset Briefing Schedule: re #27 MOTION to Dismiss for Failure to State a Claim. (Reply Brief due 2/22/2012.). Ordered by Chief Judge Gregory M. Sleet on 1/23/2012. (asw) |
SO ORDERED re #56 Stipulation to Extend Time. Reset Briefing Schedule: re #23 MOTION to Certify Class. (Answering Brief due 2/3/2012., Reply Brief due 2/23/2012.). Ordered by Chief Judge Gregory M. Sleet on 1/11/2012. (asw) |
Filing 57 NOTICE of by Edeltraut Edgerton, Wayne Edgerton re #48 MOTION to Compel Arbitration Under Section 4 of the Federal Arbitration Act, #47 MOTION to Compel Arbitration Under Section 4 of the Federal Arbitration Act That D.I. Nos 47 & 48 Are Withdrawn Without Prejudice (Adkins, Scott) |
Filing 56 STIPULATION TO EXTEND TIME and Proposed Order Further Extending Plaintiff's Time to Respond to Defendant Dewaay Financial Network, LLC's Motion for Class Certification [D.I. 23-24] to 02/03/2012 - filed by James R. Zazzali. (Viceconte, Christopher) |
Filing 55 SO ORDERED, re #54 Stipulation of Dismissal as to the Defendant G.A. Repple & Company filed by James R. Zazzali. Signed by Chief Judge Gregory M. Sleet on 1/5/12. (mmm) |
Filing 54 STIPULATION of Dismissal With Prejudice by James R. Zazzali. (Attachments: #1 Proposed Agreed Order of Dismissal With Prejudice)(Viceconte, Christopher) |
Filing 53 SO ORDERED, re #52 Stipulation of Dismissal as to Defendant Independent Financial Group, LLC filed by James R. Zazzali. Signed by Chief Judge Gregory M. Sleet on 1/3/12. (mmm) |
Filing 52 STIPULATION of Dismissal With Prejudice by James R. Zazzali. (Attachments: #1 Proposed Agreed Order of Dismissal With Prejudice, #2 Certificate of Service)(Viceconte, Christopher) |
SO ORDERED, re #50 STIPULATION TO EXTEND TIME and Proposed Order Plaintiff's Time to Respond to Defendant Dewaay Financial Network, LLC's Motion for Class Certification to 01/06/2012 filed by James R. Zazzali. Ordered by Chief Judge Gregory M. Sleet on 12/29/11. (mmm) |
Filing 51 ANSWERING BRIEF in Opposition re #27 MOTION to Dismiss for Failure to State a Claim filed by James R. Zazzali.Reply Brief due date per Local Rules is 1/3/2012. (Viceconte, Christopher) |
Filing 50 STIPULATION TO EXTEND TIME and Proposed Order Plaintiff's Time to Respond to Defendant Dewaay Financial Network, LLC's Motion for Class Certification to 01/06/2012 - filed by James R. Zazzali. (Viceconte, Christopher) |
SO ORDERED, re #49 STIPULATION TO EXTEND TIME and Proposed Order Further Extending Plaintiff's Time to Respond to Defendant Dewaay Financial Network. Ordered by Chief Judge Gregory M. Sleet on 12/21/2011. (asw) |
Filing 49 STIPULATION TO EXTEND TIME and Proposed Order Further Extending Plaintiff's Time to Respond to Defendant Dewaay Financial Network, LLC's Motion for Class Certification [D.I. 23-24] to 12/23/2011 - filed by James R. Zazzali. (Viceconte, Christopher) |
Filing 48 MOTION to Compel Arbitration Under Section 4 of the Federal Arbitration Act - filed by Edeltraut Edgerton, Wayne Edgerton. (Attachments: #1 Exhibit Unpublised decision in Comverse v. American Telecom, #2 Exhibit FINRA Code Arb't Procedure Rule 12209, #3 Exhibit Unpublished decision in Cooper v. Miller Johnson et al)(Adkins, Scott) |
Filing 47 MOTION to Compel Arbitration Under Section 4 of the Federal Arbitration Act - filed by Dean Costlow, Sharee Costlow. (Adkins, Scott) |
Filing 46 NOTICE of Appearance by Scott L. Adkins on behalf of Dean Costlow, Sharee Costlow, Ronald Peterson, Wayne Edgerton, Judy Peterson, Edeltraut Edgerton (Adkins, Scott) |
Filing 45 NOTICE of Settlement and Withdrawal of Objection and Motion To Compel Arbitation by Betty Pearson (Adkins, Scott) |
SO ORDERED, re #43 STIPULATION TO EXTEND TIME Response to Defendant DeWaay Financial Network, LLC's Motion to Certify Class to December 16, 2011 filed by DeWaay Financial Network LLC, Reset Briefing Schedule: re #23 MOTION to Certify Class. (Answering Brief due 12/16/2011.). Ordered by Chief Judge Gregory M. Sleet on 12/2/2011. (asw) |
SO ORDERED, re #44 STIPULATION TO EXTEND TIME Plaintiff's Response to Defendant G.A. Repple & Co.'s Motions to Certify Class and For a Temporary Restraining Order to February 1, 2012 and February 6, 2012, respectively filed by G.A. Repple & Co., Reset Briefing Schedule: re #25 MOTION to Certify Class, (Answering Brief due 2/1/2012., Reply Brief due 2/13/2012.) Reset Briefing Schedule: re #31 MOTION for Temporary Restraining Order Under the All-Writs Act. (Answering Brief due by 2/6/2012., Reply Brief due by 2/20/2012). Ordered by Chief Judge Gregory M. Sleet on 12/2/2011. (asw) |
Filing 44 STIPULATION TO EXTEND TIME Plaintiff's Response to Defendant G.A. Repple & Co.'s Motions to Certify Class and For a Temporary Restraining Order to February 1, 2012 and February 6, 2012, respectively - filed by G.A. Repple & Co.. (Grivner, Geoffrey) |
Filing 43 STIPULATION TO EXTEND TIME Response to Defendant DeWaay Financial Network, LLC's Motion to Certify Class to December 16, 2011 - filed by DeWaay Financial Network LLC. (Grivner, Geoffrey) |
SO ORDERED, re #42 STIPULATION TO EXTEND TIME Reply to Objection to Motion for Temporary Restraining Order and Opposition to Motion to Compel Arbitration to December 5, 2011 filed by DeWaay Financial Network LLC. Ordered by Chief Judge Gregory M. Sleet on 11/30/11. (mmm) |
Filing 42 STIPULATION TO EXTEND TIME Reply to Objection to Motion for Temporary Restraining Order and Opposition to Motion to Compel Arbitration to December 5, 2011 - filed by DeWaay Financial Network LLC. (Grivner, Geoffrey) |
SO ORDERED, re #39 MOTION for Extension of Time to Respond To D.I. 23, D.I. 29 filed by Betty Pearson, Reset Briefing Schedule: re #29 MOTION for Temporary Restraining Order Under the All-Writs Act, #23 MOTION to Certify Class. (Answering Brief due 11/14/2011., Reply Brief due 12/7/2011.). Ordered by Chief Judge Gregory M. Sleet on 11/16/2011. (asw) |
Filing 41 MOTION to Compel Arbitration Under FAA Section 4 - filed by Betty Pearson. (Attachments: #1 Exhibit Proposed Order)(Adkins, Scott) |
Filing 40 ANSWERING BRIEF in Opposition re #29 MOTION for Temporary Restraining Order Under the All-Writs Act filed by Betty Pearson.Reply Brief due date per Local Rules is 11/28/2011. (Attachments: #1 Exhibit, #2 Exhibit, #3 Exhibit, #4 Exhibit Billitteri Brief)(Adkins, Scott) |
SO ORDERED, re #35 STIPULATION TO EXTEND TIME Plaintiff and non-parties' time to respond to Defendant G.A. Repple & Co.'s Motion for a Temporary Restraining Order to December 7, 2011 filed by G.A. Repple & Co., Reset Briefing Schedule: re #31 MOTION for Temporary Restraining Order Under the All-Writs Act. (Answering Brief due 12/7/2011.). Ordered by Chief Judge Gregory M. Sleet on 11/14/2011. (asw) |
Filing 39 MOTION for Extension of Time to Respond To D.I. 23, D.I. 29 - filed by Betty Pearson. (Attachments: #1 Exhibit Counsels' Agreement, #2 Exhibit PROPOSED ORDER)(Adkins, Scott) |
Filing 38 DECLARATION re #37 Response to Motion of James M. Lee by James R. Zazzali. (Attachments: #1 Exhibit A, #2 Exhibit B)(Viceconte, Christopher) |
Filing 37 RESPONSE to Motion re #29 MOTION for Temporary Restraining Order Under the All-Writs Act filed by James R. Zazzali. (Viceconte, Christopher) |
Filing 36 NOTICE of Appearance by Scott L. Adkins on behalf of Betty Pearson (Adkins, Scott) |
Filing 35 STIPULATION TO EXTEND TIME Plaintiff and non-parties' time to respond to Defendant G.A. Repple & Co.'s Motion for a Temporary Restraining Order to December 7, 2011 - filed by G.A. Repple & Co.. (Grivner, Geoffrey) |
SO ORDERED, re #33 STIPULATION TO EXTEND TIME and Proposed Order for Plaintiff's Time to Respond to Defendant J.P. Turner & Company's Motion to Dismiss All Claims [D.I. 27, 28] to 12/23/2011 filed by James R. Zazzali, Reset Briefing Schedule: re #27 MOTION to Dismiss for Failure to State a Claim. (Answering Brief due 12/23/2011., Reply Brief due 1/23/2012.). Ordered by Chief Judge Gregory M. Sleet on 10/31/2011. (asw) |
SO ORDERED, #34 Stipulation to Extend Time, Reset Briefing Schedule: re #25 MOTION to Certify Class, #23 MOTION to Certify Class. (Answering Brief due 12/12/2011.). Ordered by Chief Judge Gregory M. Sleet on 10/31/2011. (asw) |
Filing 34 STIPULATION TO EXTEND TIME and Proposed Order for Plaintiff to Respond to Defendants' Motion for Class Certification [D.I. 23-26] to 12/12/2011 - filed by James R. Zazzali. (Viceconte, Christopher) |
Filing 33 STIPULATION TO EXTEND TIME and Proposed Order for Plaintiff's Time to Respond to Defendant J.P. Turner & Company's Motion to Dismiss All Claims [D.I. 27, 28] to 12/23/2011 - filed by James R. Zazzali. (Viceconte, Christopher) |
Filing 32 MEMORANDUM in Support re #31 MOTION for Temporary Restraining Order Under the All-Writs Act filed by G.A. Repple & Co..Answering Brief/Response due date per Local Rules is 11/7/2011. (Attachments: #1 Exhibit Exhibit A, #2 Exhibit Exhibit B, #3 Exhibit Exhibit C, #4 Certificate of Compliance Certificate of Service)(Grivner, Geoffrey) |
Filing 31 MOTION for Temporary Restraining Order Under the All-Writs Act - filed by G.A. Repple & Co.. (Attachments: #1 Text of Proposed Order Proposed Order Granting Motion for Temporary Restraining Order, #2 Certificate of Compliance Certificate of Service)(Grivner, Geoffrey) |
Filing 30 MEMORANDUM in Support re #29 MOTION for Temporary Restraining Order Under the All-Writs Act filed by DeWaay Financial Network LLC.Answering Brief/Response due date per Local Rules is 11/7/2011. (Attachments: #1 Exhibit Exhibit A, #2 Exhibit Exhibit B, #3 Exhibit Exhibit C, #4 Certificate of Compliance Certificate of Service)(Grivner, Geoffrey) |
Filing 29 MOTION for Temporary Restraining Order Under the All-Writs Act - filed by DeWaay Financial Network LLC. (Attachments: #1 Text of Proposed Order Proposed Order Granting Motion for Temporary Restraining Order, #2 Certificate of Compliance Certificate of Service)(Grivner, Geoffrey) |
Filing 28 OPENING BRIEF in Support re #27 MOTION to Dismiss for Failure to State a Claim filed by JP Turner Company LLC.Answering Brief/Response due date per Local Rules is 11/7/2011. (Guzzo, Jennifer) |
Filing 27 MOTION to Dismiss for Failure to State a Claim - filed by JP Turner Company LLC. (Guzzo, Jennifer) |
Filing 26 MEMORANDUM in Support re #25 MOTION to Certify Class filed by Berthel Fisher & Company Financial Services Inc., DeWaay Financial Network LLC, G.A. Repple & Co., Girard Securities Inc., Independent Financial Group LLC.Answering Brief/Response due date per Local Rules is 10/31/2011. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Certificate of Service)(Grivner, Geoffrey) |
Filing 25 MOTION to Certify Class - filed by G.A. Repple & Co.. (Attachments: #1 Text of Proposed Order Proposed Order Granting Motion of Defendant G.A. Repple & Co. for Class Certification, #2 Certificate of Compliance Certificate of Service)(Grivner, Geoffrey) |
Filing 24 MEMORANDUM in Support re #23 MOTION to Certify Class filed by DeWaay Financial Network LLC.Answering Brief/Response due date per Local Rules is 10/31/2011. (Attachments: #1 Exhibit Exhibit A, #2 Exhibit Exhibit B, #3 Exhibit Exhibit C, #4 Exhibit Exhibit D, #5 Exhibit Exhibit E, #6 Exhibit Exhibit F, #7 Exhibit Exhibit G, #8 Exhibit Exhibit H, #9 Certificate of Compliance Certificate of Service)(Grivner, Geoffrey) |
Filing 23 MOTION to Certify Class - filed by DeWaay Financial Network LLC. (Attachments: #1 Text of Proposed Order Proposed Order Graning Motion of Defendant DeWaay FInancial Network, LLC For Class Certification, #2 Certificate of Compliance Certificate of Service)(Grivner, Geoffrey) |
Pro Hac Vice Attorney Debra A. Clifford for James R. Zazzali added for electronic noticing. (dmp, ) |
Pro Hac Vice Attorney Steven E. Bizar for Berthel Fisher & Company Financial Services Inc. added for electronic noticing. (dmp, ) |
SO ORDERED, re #22 MOTION for Pro Hac Vice Appearance of Attorney Fruqan Mouzon filed by James R. Zazzali. Ordered by Chief Judge Gregory M. Sleet on 9/29/2011. (asw) |
Filing 22 MOTION for Pro Hac Vice Appearance of Attorney Fruqan Mouzon - filed by James R. Zazzali. (Attachments: #1 Text of Proposed Order, #2 Certification, #3 Certificate of Service)(Viceconte, Christopher) |
Filing 21 ANSWER to #1 Complaint,, by DeWaay Financial Network LLC. (Attachments: #1 Defendant Dewaay Financial Network, LLC's Corporate Disclosure Statement, #2 Certificate of Compliance Certificate of Service)(Grivner, Geoffrey) |
Filing 20 ANSWER to #1 Complaint,, by G.A. Repple & Co.. (Attachments: #1 Defendant G.A. Repple and Company's Corporate Disclosure Statement, #2 Certificate of Service)(Grivner, Geoffrey) |
Filing 19 ANSWER to #1 Complaint,, by Berthel Fisher & Company Financial Services Inc.. (Attachments: #1 Defendant Berthel Fisher & Company Financial Services, Inc.'s Corporate Disclosure Statement, #2 Certificate of Service)(Grivner, Geoffrey) |
Filing 18 ANSWER to #1 Complaint,, by Independent Financial Group LLC. (Attachments: #1 Defendant Independent Financial Group, LLC's Corporate Disclosure Statement, #2 Certificate of Service)(Grivner, Geoffrey) |
Filing 17 ANSWER to #1 Complaint,, by Girard Securities Inc.. (Attachments: #1 Corporate Disclosure Statement, #2 Certificate of Service)(Grivner, Geoffrey) |
Filing 16 MOTION for Pro Hac Vice Appearance of Attorney Debra A. Clifford - filed by James R. Zazzali. (Attachments: #1 Text of Proposed Order, #2 Certification, #3 Certificate of Service)(Viceconte, Christopher) |
Filing 15 MOTION for Pro Hac Vice Appearance of Attorney Brian J. McMahon - filed by James R. Zazzali. (Attachments: #1 Text of Proposed Order, #2 Certification, #3 Certificate of Service)(Viceconte, Christopher) |
SO ORDERED, re #16 MOTION for Pro Hac Vice Appearance of Attorney Debra A. Clifford filed by James R. Zazzali, #15 MOTION for Pro Hac Vice Appearance of Attorney Brian J. McMahon filed by James R. Zazzali. Ordered by Chief Judge Gregory M. Sleet on 9/20/2011. (asw) |
Pro Hac Vice Attorney Cory D. Olson,Vincent D. Louwagie,Rodger L. Eckelberry for Berthel Fisher & Company Financial Services Inc. added for electronic noticing. (dmp, ) |
Filing 14 MOTION for Pro Hac Vice Appearance of Attorney Avital Stadler, Esq. - filed by JP Turner Company LLC. (Attachments: #1 Certification of Avital Stadler, #2 Proposed Order)(Taylor, James) |
Filing 13 MOTION for Pro Hac Vice Appearance of Attorney Garbriel A. Mendel, Esq. - filed by JP Turner Company LLC. (Attachments: #1 Certification of Gabriel A. Mendel, #2 Proposed Order)(Taylor, James) |
Filing 12 MOTION for Pro Hac Vice Appearance of Attorney S. Lawrence Polk, Esq. - filed by JP Turner Company LLC. (Attachments: #1 Certification of S. Lawrence Polk, #2 Proposed Order)(Taylor, James) |
Filing 11 Joint STIPULATION TO EXTEND TIME for Defendant to Respond to the Complaint to October 19, 2011 - filed by JP Turner Company LLC. (Taylor, James) |
Filing 10 NOTICE of Appearance by James Darlington Taylor, Jr on behalf of JP Turner Company LLC (Taylor, James) |
SO ORDERED, re #11 Joint STIPULATION TO EXTEND TIME for Defendant to Respond to the Complaint to October 19, 2011 filed by JP Turner Company LLC, Set/Reset Answer Deadlines: JP Turner Company LLC answer due 10/19/2011. Ordered by Chief Judge Gregory M. Sleet on 9/16/2011. (asw) |
Pro Hac Vice Attorney Farrell A. Hochmuth for Berthel Fisher & Company Financial Services Inc. added for electronic noticing. (dmp, ) |
SO ORDERED, re #12 MOTION for Pro Hac Vice Appearance of Attorney S. Lawrence Polk, Esq. filed by JP Turner Company LLC, #14 MOTION for Pro Hac Vice Appearance of Attorney Avital Stadler, Esq. filed by JP Turner Company LLC, #13 MOTION for Pro Hac Vice Appearance of Attorney Garbriel A. Mendel, Esq. filed by JP Turner Company LLC. Ordered by Chief Judge Gregory M. Sleet on 9/16/2011. (asw) |
SO ORDERED, re #9 MOTION for Pro Hac Vice Appearance of Attorney Cory D. Olson filed by Girard Securities Inc., Independent Financial Group LLC, DeWaay Financial Network LLC, Berthel Fisher & Company Financial Services Inc., G.A. Repple & Co. Ordered by Chief Judge Gregory M. Sleet on 9/15/2011. (asw) |
Filing 9 MOTION for Pro Hac Vice Appearance of Attorney Cory D. Olson - filed by Berthel Fisher & Company Financial Services Inc., DeWaay Financial Network LLC, G.A. Repple & Co., Girard Securities Inc., Independent Financial Group LLC. (Attachments: #1 Certificate of Compliance Certificate by Counsel, #2 Text of Proposed Order Granting Motion, #3 Certificate of Compliance Certificate of Service)(Grivner, Geoffrey) |
Filing 8 MOTION for Pro Hac Vice Appearance of Attorney Vincent D. Louwagie - filed by Berthel Fisher & Company Financial Services Inc., DeWaay Financial Network LLC, G.A. Repple & Co., Girard Securities Inc., Independent Financial Group LLC. (Attachments: #1 Certificate of Compliance Certification by Counsel to be Admitted Pro Hac Vice, #2 Text of Proposed Order Granting Motion, #3 Certificate of Compliance Cerificate of Service)(Grivner, Geoffrey) |
SO ORDERED, re #8 MOTION for Pro Hac Vice Appearance of Attorney Vincent D. Louwagie filed by Girard Securities Inc., Independent Financial Group LLC, DeWaay Financial Network LLC, Berthel Fisher & Company Financial Services Inc., G.A. Repple & Co. Ordered by Chief Judge Gregory M. Sleet on 9/14/2011. (asw) |
SO ORDERED, re #7 MOTION for Pro Hac Vice Appearance of Attorney Rodger L. Eckelberry filed by Girard Securities Inc., Independent Financial Group LLC, DeWaay Financial Network LLC, Berthel Fisher & Company Financial Services Inc., G.A. Repple & Co., #6 MOTION for Pro Hac Vice Appearance of Attorney Farrell A. Hochmuth filed by Girard Securities Inc., Independent Financial Group LLC, DeWaay Financial Network LLC, Berthel Fisher & Company Financial Services Inc., G.A. Repple & Co., #5 MOTION for Pro Hac Vice Appearance of Attorney Steven E. Bizar filed by Girard Securities Inc., Independent Financial Group LLC, DeWaay Financial Network LLC, Berthel Fisher & Company Financial Services Inc., G.A. Repple & Co. Ordered by Chief Judge Gregory M. Sleet on 9/13/2011. (asw) |
Filing 7 MOTION for Pro Hac Vice Appearance of Attorney Rodger L. Eckelberry - filed by Berthel Fisher & Company Financial Services Inc., DeWaay Financial Network LLC, G.A. Repple & Co., Girard Securities Inc., Independent Financial Group LLC. (Attachments: #1 Certificate of Compliance Certification by Counsel to be Admitted Pro Hac Vice, #2 Text of Proposed Order Granting Motion, #3 Certificate of Compliance Certificate of Service)(Grivner, Geoffrey) |
Filing 6 MOTION for Pro Hac Vice Appearance of Attorney Farrell A. Hochmuth - filed by Berthel Fisher & Company Financial Services Inc., DeWaay Financial Network LLC, G.A. Repple & Co., Girard Securities Inc., Independent Financial Group LLC. (Attachments: #1 Certificate of Compliance Certification by Counsel to be Admitted Pro Hac Vice, #2 Text of Proposed Order Granting Motion of Pro Hac Vice of Farrell A. Hochmuth, #3 Certificate of Compliance Certificate of Service)(Grivner, Geoffrey) |
Filing 5 MOTION for Pro Hac Vice Appearance of Attorney Steven E. Bizar - filed by Berthel Fisher & Company Financial Services Inc., DeWaay Financial Network LLC, G.A. Repple & Co., Girard Securities Inc., Independent Financial Group LLC. (Attachments: #1 Certificate of Compliance Certificate by Counsel to be Admitted Pro Hac Vice of Steven E. Bizar, #2 Text of Proposed Order Granting Motion for Pro Hac Vice of Steven E. Bizar, #3 Certificate of Compliance Certificate of Service)(Grivner, Geoffrey) |
Filing 4 NOTICE of Appearance by Geoffrey Graham Grivner on behalf of Berthel Fisher & Company Financial Services Inc., DeWaay Financial Network LLC, G.A. Repple & Co., Girard Securities Inc., Independent Financial Group LLC (Attachments: #1 Certificate of Compliance Certificate of Service)(Grivner, Geoffrey) |
Case Reassigned to Judge Gregory M. Sleet. Please include the initials of the Judge (GMS) after the case number on all documents filed. Associated Cases: 1:11-cv-00625-GMS, 1:11-cv-00744-GMS. (also 1:11-cv-00475-GMS)(rjb) |
Filing 3 WAIVER OF SERVICE returned executed by James R. Zazzali: For JP Turner Company LLC waiver sent on 7/19/2011, answer due 9/19/2011. (Viceconte, Christopher) |
Case Assigned to Judge Stewart Dalzell of the Eastern District of Pennsylvania (in lieu of Vacant Judgeship). Please include the initials of the Judge (SD) after the case number on all documents filed. (Courtesy copies of filings should be sent to the chambers of the assigned Judge). (rjb) |
CORRECTING ENTRY: Party Sam Smiths 1 through 10 added per complaint. (dzs, ) |
Summons Issued as to Berthel Fisher & Company Financial Services Inc. on 7/15/2011; DeWaay Parent Corporation on 7/15/2011; G.A. Repple & Co. on 7/15/2011; Girard Securities Inc. on 7/15/2011; Independent Financial Group LLC on 7/15/2011; JP Turner Company LLC on 7/15/2011. (rwc) |
Filing 2 Notice, Consent and Referral forms re: U.S. Magistrate Judge jurisdiction (lid) |
Filing 1 COMPLAINT filed with Jury Demand against BFC Parent Corporation, Berthel Fisher & Company Financial Services Inc., DeWaay Financial Network LLC, DeWaay Parent Corporation, G.A. Repple & Co., Girard Parent Corporation, Girard Securities Inc., IFG Parent Corporation, Independent Financial Group LLC, JP Turner Company LLC, Repple Parent Corporation, Turner Parent Corporation - Magistrate Consent Notice to Pltf. ( Filing fee $ 350, receipt number 0311-917432.) - filed by James R. Zazzali. (Attachments: #1 Complaint Part 2, #2 Exhibit A, #3 Exhibit B, #4 Exhibit C, #5 Exhibit D, #6 Civil Cover Sheet)(lid) |
No Summons Issued (lid) |
Access additional case information on PACER
Use the links below to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.
Access this case on the Delaware District Court's Electronic Court Filings (ECF) System
- Search for Party Aliases
- Associated Cases
- Attorneys
- Case File Location
- Case Summary
- Docket Report
- History/Documents
- Parties
- Related Transactions
- Check Status
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.