Securities and Exchange Commission v. Elm et al
Plaintiff: Securities and Exchange Commission
Defendant: Frederic Elm, Elm Tree Investment Advisors LLC, Elm Tree Investment Fund LP, Elm Tree 'e'Conomy Fund LP, Elm Tree Motion Opportunity LP and Amanda Elm
Receiver: Grisel Alonso
Case Number: 0:2015cv60082
Filed: January 15, 2015
Court: US District Court for the Southern District of Florida
Office: Ft Lauderdale Office
County: Broward
Presiding Judge: William P. Dimitrouleas
Presiding Judge: Lurana S. Snow
Nature of Suit: Securities/Commodities/Exchanges
Cause of Action: 15 U.S.C. ยง 0077
Jury Demanded By: None

Available Case Documents

The following documents for this case are available for you to view or download:

Date Filed Document Text
July 23, 2022 Opinion or Order Filing 251 ORDER ADOPTING REPORT AND RECOMMENDATIONS. The Report DE 248 is hereby ADOPTED and APPROVED. The Receiver's Tenth Interim Application for Allowance and Payment of Fees and Expenses Incurred by the Receiver and Retained Counsel DE 245 is hereby GRANTED. Certificate of Appealability: No Ruling. Signed by Judge William P. Dimitrouleas on 7/25/2022. See attached document for full details. (ebz)
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Plaintiff: Securities and Exchange Commission
Represented By: Patrick Reinhold Costello
Represented By: Katharine E. Zoladz
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Defendant: Frederic Elm
Represented By: David Reich Chase
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Defendant: Elm Tree Investment Advisors LLC
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Defendant: Elm Tree Investment Fund LP
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Defendant: Elm Tree 'e'Conomy Fund LP
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Defendant: Elm Tree Motion Opportunity LP
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Defendant: Amanda Elm
Represented By: David Reich Chase
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Receiver: Grisel Alonso
Represented By: Daniel Stuart Newman
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