United States Securities and Exchange Commission v. Collyard et al

Plaintiff: United States Securities and Exchange Commission
Defendant: Gary A. Collyard, Collyard Group, LLC, Paul D. Crawford, Crawford Capital Corp., Ronald Musich, Joshua J. Singer, Michael B. Spadino, Marketing Concepts, Inc. and Christopher C. Weides
Case Number: 0:2011cv03656
Filed: December 21, 2011
Court: Minnesota District Court
Office: DMN Office
County: Wright
Presiding Judge: Joan N. Ericksen
Referring Judge: Jeffrey J. Keyes
Nature of Suit: Securities/Commodities/Exchanges
Cause of Action: 15:78
Jury Demanded By: Plaintiff

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Date Filed#Document Text
April 6, 2015 149 Opinion or Order of the Court ORDER: (1) The SEC's motion for summary judgment [Docket No. 130 ] is GRANTED IN PART and DENIED IN PART. Summary judgment against Gary A. Collyard is granted. Summary judgment against Collyard Group is denied. (2) The SEC's motion to voluntarily dismiss its monetary claims against Gary A. Collyard and Collyard Group [Docket No. 136 ] is GRANTED. (3) The Clerk of Court shall terminate Gary A. Collyard's motion for extension of time to respond [Docket No. 144 ]. (4) Gary A. Collyard and his officers, agents, servants, employees, attorneys, and all persons in active concert or participation with them who receive actual notice of this Order by personal service or otherwise are permanently enjoined from violating Sectio n 15(a) of the Securities Exchange Act of 1934 by making use of the mails or any means or instrumentality of interstate commerce to effect any transactions in, or to induce or attempt to induce the purchase or sale of, any security (other than an exe mpted security or commercial paper, bankers' acceptances, or commercial bills) without being registered in accordance with Section 15(b) of the Securities Exchange Act of 1934. (5) Gary A. Collyard and his officers, agents, servants, employees, attorneys, and all persons in active concert or participation with them who receive actual notice of this Order by personal service or otherwise are permanently enjoined from violating Section 17(a)(2) of the Securities Act of 1933 by, in the offer or sale of any securities by the use of any means or instruments of transportation or communication in interstate commerce or by use of the mails, directly or indirectly, obtaining money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made, in light of the circumstances under which they were made, not misleading. (6) Gary A. Collyard and his officers, agents, servants, employees, attorneys, and al l persons in active concert or participation with them who receive actual notice of this Order by personal service or otherwise are permanently enjoined from violating Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5(b) thereunder by, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, making any untrue statement of a material fact or omitting to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, in connection with the purchase or sale of any security. (Written Opinion) Signed by Judge Joan N. Ericksen on April 6, 2015. (CBC)

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Search for this case: United States Securities and Exchange Commission v. Collyard et al
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Plaintiff: United States Securities and Exchange Commission
Represented By: James S Alexander
Represented By: Charles J Kerstetter
Represented By: Thu B Ta
Represented By: Gregory P Von Schaumburg
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Defendant: Gary A. Collyard
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Defendant: Collyard Group, LLC
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Defendant: Paul D. Crawford
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Defendant: Crawford Capital Corp.
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Defendant: Ronald Musich
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Defendant: Joshua J. Singer
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Defendant: Michael B. Spadino
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Defendant: Marketing Concepts, Inc.
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Defendant: Christopher C. Weides
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