John Hancock Life Insurance Company (U.S.A.) et al v. Ally Financial Inc. et al
| John Hancock Life Insurance Company (U.S.A.), John Hancock Life Insurance Company (U.S.A.) Separate Account 6A, John Hancock Life Insurance Company (U.S.A.) Separate Account 131, John Hancock Funds II, John Hancock Variable Insurance Trust, John Hancock Sovereign Bond Fund, John Hancock Bond Trust, John Hancock Strategic Series, John Hancock Income Securities Trust and John Hancock Investment Trust |
| Ally Financial Inc., Ally Bank, Ally Securities, LLC formerly known as Residential Funding Securities, LLC formerly known as Residential Funding Securities Corporation doing business as GMAC RFC Securities, Credit Suisse Securities (USA) LLC, J.P. Morgan Securities LLC, RBS Securities Inc., GMAC, LLC, GMAC Bank, Residential Funding Securities, LLC, Residential Funding Securities Corporation, GMAC Mortgage Group, LLC, Citigroup Global Markets Inc., Credit Suisse First Boston, LLC, Bear, Stearns & Co. Inc, Deutsche Bank Securities, Inc., J.P. Morgan Securities, Inc., Goldman, Sachs & Co., Banc of America Securities LLC, Barclays Capital Inc., Greenwich Capital Markets, Inc., Merrill Lynch, Pierce, Fenner & Smith Inc., UBS Securities LLC, Bruce J. Paradis, Kenneth M. Duncan, Davee L. Olson, Ralph T. Flees, Jack R. Katzmark, Lisa R. Lundsten, David C. Walker, Diane S. Wold, James G. Jones, David M. Bricker, James N. Young and IB Finance Holding Company, LLC |
| 0:2012cv01841 |
| July 27, 2012 |
| US District Court for the District of Minnesota |
| DMN Office |
| XX US, Outside State |
| Tony N Leung |
| Ann D Montgomery |
| Securities/Commodities |
| 15 U.S.C. § 77 Securities Fraud |
| Plaintiff |
Docket Report
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This docket was last retrieved on June 9, 2015. A more recent docket listing may be available from PACER.
| Document Text |
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| Filing 163 NOTICE of Voluntary Dismissal by John Hancock Funds II, John Hancock Bond Trust, John Hancock Income Securities Trust, John Hancock Investment Trust, John Hancock Life Insurance Company (U.S.A.), John Hancock Life Insurance Company (U.S.A.) Separate Account 131, John Hancock Life Insurance Company (U.S.A.) Separate Account 6A, John Hancock Sovereign Bond Fund, John Hancock Strategic Series, John Hancock Variable Insurance Trust (Jarvis, Geoffrey) |
| Filing 162 TEXT ONLY ENTRY: NOTICE to Attorney: The telephone conference scheduled for Monday, April 27, 2015 is canceled. The parties shall file a stipulation of dismissal by June 1, 2015. If the parties are unable to file the stipulation by June 1, 2015, they shall provide confidential status letters to the Court setting forth why they are unable to do so. (HAM) |
| Filing 161 NOTICE of Voluntary Dismissal by All Plaintiffs (Jarvis, Geoffrey) |
| Filing 160 NOTICE of Voluntary Dismissal by All Plaintiffs (Jarvis, Geoffrey) |
| Filing 159 NOTICE of Voluntary Dismissal by All Plaintiffs (Jarvis, Geoffrey) |
| Filing 158 Minute Entry for proceedings held before Magistrate Judge Tony N. Leung: Telephone Conference held on 3/2/2015. Plaintiffs have settled in principle with all remaining defendants and are finalizing the settlement documentation. The remaining parties shall email a status letter to the Chambers email address on or before April 23, 2015. Counsel should make arrangements to hold a case status telephone conference on April 27, 2015 at 11:00 a.m. CST. (JAM) |
| Filing 157 Minute Entry for proceedings held before Magistrate Judge Tony N. Leung: Telephone Conference held on 1/9/2015. A telephone conference regarding status of the case and settlement discussions was held before Magistrate Judge Tony N. Leung in Chambers 342, St. Paul, MN. Plaintiffs have settled in principle with all remaining defendants and are finalizing the settlement documentation. The remaining parties shall email a status letter to the Chambers email address on or before Wednesday, February 25, 2015. Counsel should make arrangements to hold a case status telephone conference on Monday, March 2, 2015 at 11:00 a.m. CST. (JAM) |
| Filing 156 NOTICE of Voluntary Dismissal by John Hancock Funds II, John Hancock Bond Trust, John Hancock Income Securities Trust, John Hancock Investment Trust, John Hancock Life Insurance Company (U.S.A.), John Hancock Life Insurance Company (U.S.A.) Separate Account 131, John Hancock Life Insurance Company (U.S.A.) Separate Account 6A, John Hancock Sovereign Bond Fund, John Hancock Strategic Series, John Hancock Variable Insurance Trust (Jarvis, Geoffrey) |
| Filing 155 Minute Entry for proceedings held before Magistrate Judge Tony N. Leung: Telephone Status Conference held on 11/13/2014. (LPH) |
| Filing 154 NOTICE of Voluntary Dismissal by John Hancock Funds II, John Hancock Bond Trust, John Hancock Income Securities Trust, John Hancock Investment Trust, John Hancock Life Insurance Company (U.S.A.), John Hancock Life Insurance Company (U.S.A.) Separate Account 131, John Hancock Life Insurance Company (U.S.A.) Separate Account 6A, John Hancock Sovereign Bond Fund, John Hancock Strategic Series, John Hancock Variable Insurance Trust (Jarvis, Geoffrey) |
| Filing 153 NOTICE of Withdrawal as Attorney (Bushnell, Sarah) |
| Filing 152 Minute Entry for proceedings held before Magistrate Judge Tony N. Leung: Telephone Conference held on 9/29/2014. Counsel shall make arrangements to hold a case status telephone conference on Thursday, November 13, 2014, at 11:00 a.m. CST. (JAM) |
| Filing 151 NOTICE of Voluntary Dismissal by John Hancock Funds II, John Hancock Bond Trust, John Hancock Income Securities Trust, John Hancock Investment Trust, John Hancock Life Insurance Company (U.S.A.), John Hancock Life Insurance Company (U.S.A.) Separate Account 131, John Hancock Life Insurance Company (U.S.A.) Separate Account 6A, John Hancock Sovereign Bond Fund, John Hancock Strategic Series, John Hancock Variable Insurance Trust (Jarvis, Geoffrey) |
| Filing 150 NOTICE of Voluntary Dismissal of Citigroup Global Martkes Inc., by John Hancock Funds II, John Hancock Bond Trust, John Hancock Income Securities Trust, John Hancock Investment Trust, John Hancock Life Insurance Company (U.S.A.), John Hancock Life Insurance Company (U.S.A.) Separate Account 131, John Hancock Life Insurance Company (U.S.A.) Separate Account 6A, John Hancock Sovereign Bond Fund, John Hancock Strategic Series, John Hancock Variable Insurance Trust (Jarvis, Geoffrey) Modified text on 8/26/2014 (LEG). |
| Filing 149 NOTICE of Voluntary Dismissal by John Hancock Funds II, John Hancock Bond Trust, John Hancock Income Securities Trust, John Hancock Investment Trust, John Hancock Life Insurance Company (U.S.A.), John Hancock Life Insurance Company (U.S.A.) Separate Account 131, John Hancock Life Insurance Company (U.S.A.) Separate Account 6A, John Hancock Sovereign Bond Fund, John Hancock Strategic Series, John Hancock Variable Insurance Trust (Jarvis, Geoffrey) |
| Filing 148 AMENDED Minute Entry for proceedings held before Magistrate Judge Tony N. Leung: Telephone Conference held on 8/5/2014. Counsel shall make arrangements to hold a case status telephone conference on Monday, September 29, 2014, at 1:00 p.m. CST. (JAM) |
| Filing 147 Minute Entry for proceedings held before Magistrate Judge Tony N. Leung: Telephone Conference held on 8/5/2014. Counsel shall make arrangements to hold a case status telephone conference on Monday, September 29, 2015, at 1:00 p.m. CST. (JAM) |
| Filing 146 Minute Entry for proceedings held before Magistrate Judge Tony N. Leung: Telephone Conference held on 5/15/2014. Counsel for each party shall call the Court for an updated settlement and case status conference on August 5, 2014 at 1:00 p.m., C.S.T. (JAM) |
| Filing 145 TEXT ONLY ENTRY: NOTICE of Rescheduling Hearing: Pursuant to the request made by plaintiffs, the telephonic status conference set for 4/11/14 is continued to 5/19/2014 at 1:00 PM CST before Magistrate Judge Tony N. Leung. The parties shall coordinate with one another to place a single call to chambers at (651) 848-1870 at the start of the conference.(HAM) |
Filing 144
TEXT ONLY ORDER. (1) On or before February 14, 2014, the parties shall e-mail to leung_chambers@mnd.uscourts.gov a joint letter outlining their plan to exchange information and engage in settlement discussions over the next two months. (2) The parties shall appear telephonically before the undersigned for a status conference on April 11, 2014 at 10:00 CST. The parties shall coordinate with one another to place a single call to chambers at (651) 848-1870 at the start of the conference. By Judge Magistrate Judge Tony N. Leung. (jam)
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| Filing 143 Minute Entry for proceedings held before Magistrate Judge Tony N. Leung: Telephone Conference held on 2/4/2014. The parties discussed the exchange of certain information in order to further refine their positions and engage in settlement discussions. The parties proposed an additional status conference in two months to allow for the aforementioned process. (jam) |
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Filing 142
TEXT ONLY ENTRY: ORDER granting #141 Motion for Admission Pro Hac Vice of Attorney Caitlin E Grusauskas for Citigroup Global Markets Inc.. Approved by Magistrate Judge Tony N. Leung on 2/4/2014. (MAP)
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| Filing 141 MOTION for Admission Pro Hac Vice for Attorney Caitlin E. Grusauskas. Filing fee $ 100, receipt number 0864-3852248 by Citigroup Global Markets Inc.. (Iyer, Veena) |
| Filing 140 NOTICE of Voluntary Dismissal by All Plaintiffs (Jarvis, Geoffrey) |
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Filing 139
NOTICE OF AND ORDER FOR Status Conference set for 2/4/2014 10:00 AM before Magistrate Judge Tony N. Leung. Signed by Magistrate Judge Tony N. Leung on 11/15/13. (kt)
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| Filing 138 LETTER TO DISTRICT JUDGE by John Hancock Funds II, John Hancock Bond Trust, John Hancock Income Securities Trust, John Hancock Investment Trust, John Hancock Life Insurance Company (U.S.A.), John Hancock Life Insurance Company (U.S.A.) Separate Account 131, John Hancock Life Insurance Company (U.S.A.) Separate Account 6A, John Hancock Sovereign Bond Fund, John Hancock Strategic Series, John Hancock Variable Insurance Trust . (Jarvis, Geoffrey) |
| Filing 137 NOTICE of Withdrawal as Attorney and Substitution of Counsel (Bushnell, Sarah) |
| Filing 136 LETTER TO DISTRICT JUDGE by Ally Bank, Ally Financial Inc., Ally Securities, LLC, GMAC Mortgage Group, LLC, IB Finance Holding Company, LLC . (Bushnell, Sarah) |
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Filing 135
ORDER STAYING #106 MOTION to Dismiss the Amended Complaint filed by Barclays Capital Inc., Goldman, Sachs & Co., Merrill Lynch, Pierce, Fenner & Smith Inc., Citigroup Global Markets Inc., J.P. Morgan Securities LLC, Banc of America Securities LLC, Bear, Stearns & Co. Inc, RBS Securities Inc., Credit Suisse Securities (USA) LLC, UBS Securities LLC, Deutsche Bank Securities, Inc., #100 MOTION to Dismiss the Amended Complaint filed by IB Finance Holding Company, LLC, Ally Securities, LLC, Ally Financial Inc., Ally Bank, GMAC Mortgage Group, LLC, #93 MOTION to Dismiss Amended Complaint filed by David M. Bricker, David C. Walker, James G. Jones, Lisa R. Lundsten, Ralph T. Flees, Davee L. Olson, Diane S. Wold, Kenneth M. Duncan, Jack R. Katzmark, James N. Young, Bruce J. Paradis. The parties shall, in cooperation with the Court, schedule a status conference for no later than October 31, 2013. Signed by Judge Ann D. Montgomery on 06/17/2013. (TLU)
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| Filing 134 LETTER TO DISTRICT JUDGE by John Hancock Funds II, John Hancock Bond Trust, John Hancock Income Securities Trust, John Hancock Investment Trust, John Hancock Life Insurance Company (U.S.A.), John Hancock Life Insurance Company (U.S.A.) Separate Account 131, John Hancock Life Insurance Company (U.S.A.) Separate Account 6A, John Hancock Sovereign Bond Fund, John Hancock Strategic Series, John Hancock Variable Insurance Trust Letter regarding Adjournment of Oral Argument. (Jarvis, Geoffrey) |
| Filing 133 TEXT ONLY ENTRY: NOTICE of Cancelation of Hearing: #124 AMENDED NOTICE of Hearing on Motion: #106 MOTION to Dismiss/General The Amended Complaint : Motion Hearing set for 6/18/2013 01:30 PM in Courtroom 13W (MPLS) before Judge Ann D. Montgomery. (Cassioppi, Joseph), #123 NOTICE OF HEARING ON MOTION #93 MOTION to Dismiss/General Amended Complaint : Motion Hearing set for 6/18/2013 01:30 PM in Courtroom 13W (MPLS) before Judge Ann D. Montgomery. (Brantingham, Andrew), #122 AMENDED NOTICE of Hearing on Motion: #100 MOTION to Dismiss/General the Amended Complaint : Motion Hearing set for 6/18/2013 01:30 PM in Courtroom 13W (MPLS) before Judge Ann D. Montgomery. (Bushnell, Sarah). (GS) |
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Filing 132
TEXT ONLY ENTRY. ORDER granting #131 Motion for Admission Pro Hac Vice of Attorney Jared Gerber for Banc of America Securities LLC,Merrill Lynch, Pierce, Fenner & Smith Inc.. Approved by Magistrate Judge Tony N. Leung on 6/7/2013. (MAP)
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| Filing 131 MOTION for Admission Pro Hac Vice for Attorney Jared Gerber. Filing fee $ 100, receipt number 0864-3584326 by Banc of America Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Inc.. (Hansen, Meghan) |
| Filing 130 NOTICE of Withdrawal as Attorney ALLISON J. CAMBRIA FOR DEFENDANTS J.P. MORGAN SECURITIES LLC AND BEAR, STEARNS & CO. INC. (Puls, Bret) |
| Filing 129 MOTION to Withdraw as Attorney without Substitution by Barclays Capital Inc.. (Cassioppi, Joseph) |
| Filing 128 DECLARATION of Joseph J. Cassioppi re #127 Memorandum in Support of Motion,, by Banc of America Securities LLC, Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Goldman, Sachs & Co., J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., RBS Securities Inc., UBS Securities LLC Reply Declaration. (Attachments: #1 Exhibit(s) A)(Cassioppi, Joseph) |
| Filing 127 REPLY MEMORANDUM in Support re #106 MOTION to Dismiss/General The Amended Complaint filed by Banc of America Securities LLC, Barclays Capital Inc., Bear, Stearns & Co. Inc, Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Goldman, Sachs & Co., J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., RBS Securities Inc., UBS Securities LLC. (Attachments: #1 LR7.1/LR72.2 Word Count Compliance Certificate)(Cassioppi, Joseph) Modified on 4/1/2013 (kt). |
| Filing 126 Reply to Response to Motion re #100 MOTION to Dismiss/General the Amended Complaint filed by Ally Bank, Ally Financial Inc., Ally Securities, LLC, GMAC Mortgage Group, LLC, IB Finance Holding Company, LLC. (Attachments: #1 LR7.1/LR72.2 Word Count Compliance Certificate)(Bushnell, Sarah) |
| Filing 125 REPLY re #93 MOTION to Dismiss/General Amended Complaint filed by David M. Bricker, Kenneth M. Duncan, Ralph T. Flees, James G. Jones, Jack R. Katzmark, Lisa R. Lundsten, Davee L. Olson, Bruce J. Paradis, David C. Walker, Diane S. Wold, James N. Young. (Attachments: #1 LR7.1/LR72.2 Word Count Compliance Certificate)(Brantingham, Andrew) |
| Filing 124 AMENDED NOTICE of Hearing on Motion: #106 MOTION to Dismiss/General The Amended Complaint : Motion Hearing set for 6/18/2013 01:30 PM in Courtroom 13W (MPLS) before Judge Ann D. Montgomery. (Cassioppi, Joseph) |
| Filing 123 NOTICE OF HEARING ON MOTION #93 MOTION to Dismiss/General Amended Complaint : Motion Hearing set for 6/18/2013 01:30 PM in Courtroom 13W (MPLS) before Judge Ann D. Montgomery. (Brantingham, Andrew) |
| Filing 122 AMENDED NOTICE of Hearing on Motion: #100 MOTION to Dismiss/General the Amended Complaint : Motion Hearing set for 6/18/2013 01:30 PM in Courtroom 13W (MPLS) before Judge Ann D. Montgomery. (Bushnell, Sarah) |
| Filing 121 NOTICE re #120 Letter to District Judge. Judge Montgomery GRANTS this request and oral argument on the motion to dismiss will now be held on June 18, 2013, at 1:30 PM in Courtroom 13W, Minneapolis, MN (previously 4/18/2013). Counsel will file an amended notice of hearing. (GS) |
| Filing 120 LETTER TO DISTRICT JUDGE by John Hancock Funds II, John Hancock Bond Trust, John Hancock Income Securities Trust, John Hancock Investment Trust, John Hancock Life Insurance Company (U.S.A.), John Hancock Life Insurance Company (U.S.A.) Separate Account 131, John Hancock Life Insurance Company (U.S.A.) Separate Account 6A, John Hancock Sovereign Bond Fund, John Hancock Strategic Series, John Hancock Variable Insurance Trust Letter to The Honorable Ann D. Montgomery regarding Consolidation of Oral Arguments. (Jarvis, Geoffrey) |
| Filing 119 DECLARATION of Deborah A. Elman in Opposition to #106 MOTION to Dismiss/General The Amended Complaint, #100 MOTION to Dismiss/General the Amended Complaint, #93 MOTION to Dismiss/General Amended Complaint, #118 Memorandum in Opposition to Motion, filed by All Plaintiffs. (Attachments: #1 Appendix A and B, #2 Exhibit(s) A through G, #3 Exhibit(s) H through M)(Elman, Deborah) |
| Filing 118 MEMORANDUM in Opposition re #106 MOTION to Dismiss/General The Amended Complaint, #100 MOTION to Dismiss/General the Amended Complaint, #93 MOTION to Dismiss/General Amended Complaint Plaintiffs' Omnibus Opposition to Defendants' Motions to Dismiss the Amended Complaint filed by All Plaintiffs. (Attachments: #1 LR7.1/LR72.2 Word Count Compliance Certificate)(Jarvis, Geoffrey) |
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TEXT ENTRY ONLY-ORDER granting #117 Motion for Admission Pro Hac Vice of Attorney Richard J. Stark for Credit Suisse Securities (USA) LLC. Fee paid; receipt number 0864-3445272. Approved by Magistrate Judge Tony N. Leung on 2/14/2013. (MAP)
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| Filing 117 MOTION for Admission Pro Hac Vice for Richard J. Stark. Filing fee $ 100, receipt number 0864-3445272 by Credit Suisse Securities (USA) LLC. (Poley, Brooks) |
| Filing 116 NOTICE re #114 Letter to District Judge. Judge Montgomery has reviewed this letter and this request is approved. (GS) |
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TEXT ONLY ENTRY-ORDER granting #115 Motion for Admission Pro Hac Vice of Attorney Shira A Kaufman for Banc of America Securities LLC,Merrill Lynch, Pierce, Fenner & Smith Inc.. Fee paid; receipt number 0864-3433589. Approved by Magistrate Judge Tony N. Leung on 2/7/2013. (MAP)
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| Filing 115 MOTION for Admission Pro Hac Vice for Shira A. Kaufman. Filing fee $ 100, receipt number 0864-3433589 by Banc of America Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Inc.. (Anzelc, Meghan) |
| Filing 114 LETTER TO DISTRICT JUDGE by John Hancock Funds II, John Hancock Bond Trust, John Hancock Income Securities Trust, John Hancock Investment Trust, John Hancock Life Insurance Company (U.S.A.), John Hancock Life Insurance Company (U.S.A.) Separate Account 131, John Hancock Life Insurance Company (U.S.A.) Separate Account 6A, John Hancock Sovereign Bond Fund, John Hancock Strategic Series, John Hancock Variable Insurance Trust . (Odette, Elizabeth) |
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TEXT ONLY ORDER granting #112 Motion for Pro Hac Vice of Attorney J. Brendan Day for Barclays Capital Inc. Fee paid; receipt number 0864-3390124. Approved by Magistrate Judge Tony N. Leung on 12/21/2012. (MGV)
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TEXT ONLY ORDER granting #113 Motion for Pro Hac Vice of Attorney Angelica M. Sinopole for Barclays Capital Inc. Fee paid; receipt number 0864-3394472. Approved by Magistrate Judge Tony N. Leung on 12/21/2012. (MGV)
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| Filing 113 MOTION for Admission Pro Hac Vice for Angelica M. Sinopole. Filing fee $ 100, receipt number 0864-3394472 by Barclays Capital Inc.. (Cassioppi, Joseph) |
| Filing 112 MOTION for Admission Pro Hac Vice for J. Brendan Day. Filing fee $ 100, receipt number 0864-3390124 by Barclays Capital Inc.. (Cassioppi, Joseph) |
| Filing 111 CERTIFICATE OF SERVICE ON PROPOSED ORDER by Banc of America Securities LLC, Barclays Capital Inc., Bear, Stearns & Co. Inc, Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Goldman, Sachs & Co., J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., RBS Securities Inc., UBS Securities LLC re #106 MOTION to Dismiss/General The Amended Complaint (Cassioppi, Joseph) |
| Filing 110 MEET and CONFER STATEMENT re #106 Motion to Dismiss/General, filed by Banc of America Securities LLC, Barclays Capital Inc., Bear, Stearns & Co. Inc, Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Goldman, Sachs & Co., J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., RBS Securities Inc., UBS Securities LLC. (Cassioppi, Joseph) |
| Filing 109 Declaration of Joseph J. Cassioppi in Support of #106 MOTION to Dismiss/General The Amended Complaint filed by Banc of America Securities LLC, Barclays Capital Inc., Bear, Stearns & Co. Inc, Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Goldman, Sachs & Co., J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., RBS Securities Inc., UBS Securities LLC. (Attachments: #1 Appendix A, #2 Appendix B, #3 Exhibit(s) A, #4 Exhibit(s) B, #5 Exhibit(s) C, #6 Exhibit(s) D)(Cassioppi, Joseph) |
| Filing 108 MEMORANDUM in Support re #106 MOTION to Dismiss/General The Amended Complaint filed by Banc of America Securities LLC, Barclays Capital Inc., Bear, Stearns & Co. Inc, Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Goldman, Sachs & Co., J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., RBS Securities Inc., UBS Securities LLC. (Attachments: #1 LR7.1/LR72.2 Word Count Compliance Certificate)(Cassioppi, Joseph) |
| Filing 107 NOTICE OF HEARING ON MOTION #106 MOTION to Dismiss/General The Amended Complaint : Motion Hearing set for 4/18/2013 01:30 PM in Courtroom 13W (MPLS) before Judge Ann D. Montgomery. (Cassioppi, Joseph) |
| Filing 106 MOTION to Dismiss/General The Amended Complaint by Banc of America Securities LLC, Barclays Capital Inc., Bear, Stearns & Co. Inc, Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Goldman, Sachs & Co., J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., RBS Securities Inc., UBS Securities LLC. (Cassioppi, Joseph) |
| Filing 105 CERTIFICATE OF SERVICE ON PROPOSED ORDER by Ally Bank, Ally Financial Inc., Ally Securities, LLC, GMAC Mortgage Group, LLC, IB Finance Holding Company, LLC re #100 MOTION to Dismiss/General the Amended Complaint (Bushnell, Sarah) |
| Filing 104 MEMORANDUM in Support re #100 MOTION to Dismiss/General the Amended Complaint filed by Ally Bank, Ally Financial Inc., Ally Securities, LLC, GMAC Mortgage Group, LLC, IB Finance Holding Company, LLC. (Attachments: #1 LR7.1/LR72.2 Word Count Compliance Certificate)(Bushnell, Sarah) |
| Filing 103 Declaration of Robert J. Kopecky in Support of #100 MOTION to Dismiss/General the Amended Complaint filed by Ally Bank, Ally Financial Inc., Ally Securities, LLC, GMAC Mortgage Group, LLC, IB Finance Holding Company, LLC. (Attachments: #1 Exhibit(s) A-C)(Bushnell, Sarah) |
| Filing 102 MEET and CONFER STATEMENT re #100 Motion to Dismiss/General filed by Ally Bank, Ally Financial Inc., Ally Securities, LLC, GMAC Mortgage Group, LLC, IB Finance Holding Company, LLC. (Bushnell, Sarah) |
| Filing 101 NOTICE OF HEARING ON MOTION #100 MOTION to Dismiss/General the Amended Complaint : Motion Hearing set for 4/18/2013 01:30 PM in Courtroom 13W (MPLS) before Judge Ann D. Montgomery. (Bushnell, Sarah) |
| Filing 100 MOTION to Dismiss/General the Amended Complaint by Ally Bank, Ally Financial Inc., Ally Securities, LLC, GMAC Mortgage Group, LLC, IB Finance Holding Company, LLC. (Bushnell, Sarah) |
| Filing 99 CERTIFICATE OF SERVICE ON PROPOSED ORDER by David M. Bricker, Kenneth M. Duncan, Ralph T. Flees, James G. Jones, Jack R. Katzmark, Lisa R. Lundsten, Davee L. Olson, Bruce J. Paradis, David C. Walker, Diane S. Wold, James N. Young re #93 MOTION to Dismiss/General Amended Complaint (Brantingham, Andrew) |
| Filing 98 MEET and CONFER STATEMENT re #93 Motion to Dismiss/General, filed by David M. Bricker, Kenneth M. Duncan, Ralph T. Flees, James G. Jones, Jack R. Katzmark, Lisa R. Lundsten, Davee L. Olson, Bruce J. Paradis, David C. Walker, Diane S. Wold, James N. Young. (Brantingham, Andrew) |
| Filing 97 Declaration of Stephen Jarzyna in Support of #93 MOTION to Dismiss/General Amended Complaint filed by David M. Bricker, Kenneth M. Duncan, Ralph T. Flees, James G. Jones, Jack R. Katzmark, Lisa R. Lundsten, Davee L. Olson, Bruce J. Paradis, David C. Walker, Diane S. Wold, James N. Young. (Attachments: #1 Exhibit(s) A-B)(Brantingham, Andrew) |
| Filing 96 Declaration of Andrew Brantingham in Support of #93 MOTION to Dismiss/General Amended Complaint filed by David M. Bricker, Kenneth M. Duncan, Ralph T. Flees, James G. Jones, Jack R. Katzmark, Lisa R. Lundsten, Davee L. Olson, Bruce J. Paradis, David C. Walker, Diane S. Wold, James N. Young. (Attachments: #1 Exhibit(s) A)(Brantingham, Andrew) |
| Filing 95 MEMORANDUM in Support re #93 MOTION to Dismiss/General Amended Complaint filed by David M. Bricker, Kenneth M. Duncan, Ralph T. Flees, James G. Jones, Jack R. Katzmark, Lisa R. Lundsten, Davee L. Olson, Bruce J. Paradis, David C. Walker, Diane S. Wold, James N. Young. (Attachments: #1 LR7.1/LR72.2 Word Count Compliance Certificate)(Brantingham, Andrew) |
| Filing 94 NOTICE OF HEARING ON MOTION #93 MOTION to Dismiss/General Amended Complaint : Motion Hearing set for 4/18/2013 01:30 PM in Courtroom 13W (MPLS) before Judge Ann D. Montgomery. (Brantingham, Andrew) |
| Filing 93 MOTION to Dismiss/General Amended Complaint by David M. Bricker, Kenneth M. Duncan, Ralph T. Flees, James G. Jones, Jack R. Katzmark, Lisa R. Lundsten, Davee L. Olson, Bruce J. Paradis, David C. Walker, Diane S. Wold, James N. Young. (Brantingham, Andrew) |
| Filing 92 RULE 7.1 DISCLOSURE STATEMENT. Ally Financial Inc. is a corporate parent of Defendant IB Finance Holding Company, LLC. (Bushnell, Sarah) |
| Filing 91 LETTER TO DISTRICT JUDGE by Ally Bank, Ally Financial Inc., Ally Securities, LLC, GMAC Mortgage Group, LLC, IB Finance Holding Company, LLC . (Bushnell, Sarah) |
| Filing 90 LETTER to Request Permission to Exceed Word/Line Limits . (Cassioppi, Joseph) |
| Filing 89 Letter re: withdrawal of motion re #63 Notice of Hearing on Motion, #78 Notice of Hearing on Motion, #72 Notice of Hearing on Motion from Sarah Bushnell. (Bushnell, Sarah) |
| Filing 88 RULE 7.1 DISCLOSURE STATEMENT. Manulife Financial Corporation is a publicly-held corporation owning 10 percent or more of stock of Plaintiffs John Hancock Life Insurance Company (U.S.A.), John Hancock Life Insurance Company (U.S.A.) Separate Account 131, John Hancock Life Insurance Company (U.S.A.) Separate Account 6A. (Odette, Elizabeth) |
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Filing 87
ORDER re #85 Stipulation Extending Defendants' Time to Respond to the Amended Complaint: IT IS HEREBY ORDERED that all Defendants shall serve and file their motions to dismiss (the "Dismissal Motions") or shall otherwise respond to the Amended Complaint on or before December 14, 2012. Signed by Magistrate Judge Tony N. Leung on 10/29/2012. (lmb)
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| Filing 86 LETTER to Geoffrey Jarvis from Corporation trust Company re service. (kt) (qc'd by akl on 10/31/12) |
| Filing 85 STIPULATION Extending Defendants' Time to Respond to the Amended Complaint by Ally Bank, Ally Financial Inc., Ally Securities, LLC, Banc of America Securities LLC, Barclays Capital Inc., Bear, Stearns & Co. Inc, David M. Bricker, Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Kenneth M. Duncan, Ralph T. Flees, GMAC Mortgage Group, LLC, Goldman, Sachs & Co., J.P. Morgan Securities LLC, John Hancock Funds II, John Hancock Bond Trust, John Hancock Income Securities Trust, John Hancock Investment Trust, John Hancock Life Insurance Company (U.S.A.), John Hancock Life Insurance Company (U.S.A.) Separate Account 131, John Hancock Life Insurance Company (U.S.A.) Separate Account 6A, John Hancock Sovereign Bond Fund, John Hancock Strategic Series, John Hancock Variable Insurance Trust, James G. Jones, Jack R. Katzmark, Lisa R. Lundsten, Merrill Lynch, Pierce, Fenner & Smith Inc., Davee L. Olson, Bruce J. Paradis, RBS Securities Inc., UBS Securities LLC, David C. Walker, Diane S. Wold, James N. Young. (Bushnell, Sarah) |
| Amended Summons Issued as to IB Finance Holding Company, LLC. (kt) |
| Filing 84 AMENDED COMPLAINT against All Defendants, filed by John Hancock Income Securities Trust, John Hancock Sovereign Bond Fund, John Hancock Variable Insurance Trust, John Hancock Life Insurance Company (U.S.A.), John Hancock Bond Trust, John Hancock Funds II, John Hancock Strategic Series, John Hancock Life Insurance Company (U.S.A.) Separate Account 131, John Hancock Life Insurance Company (U.S.A.) Separate Account 6A, John Hancock Investment Trust. (Attachments: #1 Appendix A) (Jarvis, Geoffrey) |
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Filing 83
ORDER re #71 MOTION to Dismiss/General the Complaint, #62 MOTION to Dismiss/General Complaint, #77 MOTION to Dismiss/General (SEE ORDER FOR FULL DETAILS). Signed by Magistrate Judge Tony N. Leung on 9/25/12. (akl)
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| Filing 82 CERTIFICATE OF SERVICE ON PROPOSED ORDER by Banc of America Securities LLC, Barclays Capital Inc., Bear, Stearns & Co. Inc, Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Goldman, Sachs & Co., J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., RBS Securities Inc., UBS Securities LLC re #77 MOTION to Dismiss/General (Anzelc, Meghan) |
| Filing 81 MEET and CONFER STATEMENT re #77 Motion to Dismiss/General, filed by Banc of America Securities LLC, Barclays Capital Inc., Bear, Stearns & Co. Inc, Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Goldman, Sachs & Co., J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., RBS Securities Inc., UBS Securities LLC. (Anzelc, Meghan) |
| Filing 80 AFFIDAVIT of Meghan M. Anzelc in SUPPORT OF #77 MOTION to Dismiss/General filed by Banc of America Securities LLC, Barclays Capital Inc., Bear, Stearns & Co. Inc, Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Goldman, Sachs & Co., J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., RBS Securities Inc., UBS Securities LLC. (Attachments: #1 Exhibit(s) A)(Anzelc, Meghan) |
| Filing 79 MEMORANDUM in Support re #77 MOTION to Dismiss/General filed by Banc of America Securities LLC, Barclays Capital Inc., Bear, Stearns & Co. Inc, Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Goldman, Sachs & Co., J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., RBS Securities Inc., UBS Securities LLC. (Attachments: #1 LR7.1/LR72.2 Word Count Compliance Certificate)(Anzelc, Meghan) |
| Filing 78 NOTICE OF HEARING ON MOTION #77 MOTION to Dismiss/General : Motion Hearing set for 1/8/2013 09:00 AM in Courtroom 13W (MPLS) before Judge Ann D. Montgomery. (Anzelc, Meghan) Modified on 9/25/2012 (akl). |
| Filing 77 WITHDRAWN Per Letter #89 filed 11/01/2012. MOTION to Dismiss/General by Banc of America Securities LLC, Barclays Capital Inc., Bear, Stearns & Co. Inc, Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Goldman, Sachs & Co., J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., RBS Securities Inc., UBS Securities LLC. (Anzelc, Meghan) Modified text, link on 11/2/2012 (lmb). |
| Filing 76 CERTIFICATE OF SERVICE ON PROPOSED ORDER by Ally Bank, Ally Financial Inc., Ally Securities, LLC, GMAC Mortgage Group, LLC re #71 MOTION to Dismiss/General the Complaint (Bushnell, Sarah) |
| Filing 75 AFFIDAVIT of Clara C. Mosquera in SUPPORT OF #71 MOTION to Dismiss/General the Complaint filed by Ally Bank, Ally Financial Inc., Ally Securities, LLC, GMAC Mortgage Group, LLC. (Attachments: #1 Exhibit(s) A, #2 Exhibit(s) B)(Bushnell, Sarah) |
| Filing 74 MEMORANDUM in Support re #71 MOTION to Dismiss/General the Complaint filed by Ally Bank, Ally Financial Inc., Ally Securities, LLC, GMAC Mortgage Group, LLC. (Attachments: #1 LR7.1/LR72.2 Word Count Compliance Certificate)(Bushnell, Sarah) |
| Filing 73 MEET and CONFER STATEMENT re #71 Motion to Dismiss/General filed by Ally Bank, Ally Financial Inc., Ally Securities, LLC, GMAC Mortgage Group, LLC. (Bushnell, Sarah) |
| Filing 72 NOTICE OF HEARING ON MOTION #71 MOTION to Dismiss/General the Complaint : Motion Hearing set for 1/8/2013 09:00 AM in Courtroom 13W (MPLS) before Judge Ann D. Montgomery. (Bushnell, Sarah) |
| Filing 71 WITHDRAWN Per Letter #89 filed 11/01/2012. MOTION to Dismiss/General the Complaint by Ally Bank, Ally Financial Inc., Ally Securities, LLC, GMAC Mortgage Group, LLC. (Bushnell, Sarah) Modified text, link on 11/2/2012 (lmb). |
| Filing 70 RULE 7.1 DISCLOSURE STATEMENT. Defendant GMAC Mortgage Group, LLC states that it is a wholly owned subsidiary of Defendant Ally Financial Inc. (Bushnell, Sarah) Modified on 9/26/2012 (akl). |
| Filing 69 RULE 7.1 DISCLOSURE STATEMENT. Defendant Ally Bank states that it is a wholly owned subsidiary of IB Finance Holding Company, LLC which is in turn a wholly owned subsidiary of Defendant Ally Financial Inc. (Bushnell, Sarah) Modified on 9/26/2012 (akl). |
| Filing 68 RULE 7.1 DISCLOSURE STATEMENT. Defendant Ally Securities LLC states that it is a wholly owned subsidiary of Defendant Ally Financial Inc. (Bushnell, Sarah) Modified on 9/26/2012 (akl). |
| Filing 67 RULE 7.1 DISCLOSURE STATEMENT. There is no parent corporation, publicly held corporation or wholly-owned subsidiary to report for Defendant Ally Financial Inc.. (Bushnell, Sarah) |
| Filing 66 CERTIFICATE OF SERVICE ON PROPOSED ORDER by David M. Bricker, Kenneth M. Duncan, Ralph T. Flees, James G. Jones, Jack R. Katzmark, Lisa R. Lundsten, Davee L. Olson, Bruce J. Paradis, David C. Walker, Diane S. Wold, James N. Young re #62 MOTION to Dismiss/General Complaint (Brantingham, Andrew) |
| Filing 65 MEET and CONFER STATEMENT re #62 Motion to Dismiss/General, filed by David M. Bricker, Kenneth M. Duncan, Ralph T. Flees, James G. Jones, Jack R. Katzmark, Lisa R. Lundsten, Davee L. Olson, Bruce J. Paradis, David C. Walker, Diane S. Wold, James N. Young. (Brantingham, Andrew) |
| Filing 64 MEMORANDUM in Support re #62 MOTION to Dismiss/General Complaint filed by David M. Bricker, Kenneth M. Duncan, Ralph T. Flees, James G. Jones, Jack R. Katzmark, Lisa R. Lundsten, Davee L. Olson, Bruce J. Paradis, David C. Walker, Diane S. Wold, James N. Young. (Attachments: #1 LR7.1/LR72.2 Word Count Compliance Certificate)(Brantingham, Andrew) |
| Filing 63 NOTICE OF HEARING ON MOTION #62 MOTION to Dismiss/General Complaint : Motion Hearing set for 1/8/2013 09:00 AM in Courtroom 13W (MPLS) before Judge Ann D. Montgomery. (Brantingham, Andrew) |
| Filing 62 WITHDRAWN Per Letter #89 filed 11/01/2012. MOTION to Dismiss/General Complaint by David M. Bricker, Kenneth M. Duncan, Ralph T. Flees, James G. Jones, Jack R. Katzmark, Lisa R. Lundsten, Davee L. Olson, Bruce J. Paradis, David C. Walker, Diane S. Wold, James N. Young. (Brantingham, Andrew) Modified text, link on 11/2/2012 (lmb). |
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TEXT ONLY ENTRY-ORDER granting #59 #60 #61 Motions for Admission Pro Hac Vice of Attorneys Lawrence J Zweifach,Aric H Wu,Robert Serio for Deutsche Bank Securities, Inc.,RBS Securities Inc.,UBS Securities LLC. Fees paid; receipt number 4-67469. Approved by Magistrate Judge Tony N. Leung on 08/31/2012. (MAP)
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| Filing 61 MOTION for Admission Pro Hac Vice for Robert Serio by Deutsche Bank Securities, Inc., RBS Securities Inc., UBS Securities LLC. (Kneen, Sharda) |
| Filing 60 MOTION for Admission Pro Hac Vice for Aric Wu by Deutsche Bank Securities, Inc., RBS Securities Inc., UBS Securities LLC. (Kneen, Sharda) |
| Filing 59 MOTION for Admission Pro Hac Vice for Lawrence Zweifach by Deutsche Bank Securities, Inc., RBS Securities Inc., UBS Securities LLC. (Kneen, Sharda) |
| Filing 58 RULE 7.1 DISCLOSURE STATEMENT. Defendant UBS Securities LLC is an indirect wholly-owned subsidiary of UBS AG, a public company whose stock is listed on the SIX Swiss Exchange and the New York Stock Exchange. No other publicly held company owns 10 percent or more of the stock of UBS Securities LLC. No publicly held company owns 10 percent of more of the stock of UBS AG. Defendant RBS Securities Inc. is an indirect wholly-owned subsidiary of the Royal Bank of Scotland Group, plc, a public company whose stock's primary listing is on the London Stock Exchange. No other publicly held company owns 10 percent or more of the stock of RBS Securities, Inc. No publicly held company owns 10 percent or more of the stock of the Royal Bank of Scotland Group, plc. Defendant Deutsche Bank Securities Inc. is an indirect wholly-owned subsidiary of Deutsche Bank AG, a public company whose stock is listed on the Frankfurt Stock Exchange and the New York Stock Exchange. No other publicly held company owns 10 percent or more of the stock of Deutsche Bank Securities Inc. No publicly held company owns 10 percent of more of the stock of Deutsche Bank AG. (Kneen, Sharda) Modified on 8/31/2012 (akl). |
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Filing 57
ORDER: IT IS HEREBY ORDERED THAT the parties Stipulation is GRANTED IN PART and DENIED IN PART: 1. Defendants shall answer or otherwise respond to the Complaint on or before September 24, 2012. 2. There are no motions currently pending before the Court for which the response and reply deadlines can be adjusted. Accordingly, any party filing a dispositive motion shall comply with all applicable Federal Rules of Civil Procedure and the Local Rules of this Court, including Local Rule 7.1. 3. All prior consistent orders remain in full force and effect. 4. Failure to comply with any provision of this Order or any other prior consistent Order shall subject the non-complying party, non-complying counsel and/or the party such counsel represents to any and all appropriate remedies, sanctions and the like, including without limitation: assessment of costs, fines and attorneys' fees and disbursements; waiver of rights to object; exclusion or limitation of witnesses, testimony, exhibits and other evidence; striking of pleadings; complete or partial dismissal with prejudice; entry of whole or partial default judgment; and/or any other relief that this Court may from time to time deem appropriate. Signed by Magistrate Judge Tony N. Leung on 08/29/2012. (lmb)
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TEXT ONLY ENTRY-ORDER granting #46 #47 #48 Motions for Admission Pro Hac Vice of Attorneys David H. Braff,Jeffrey T Scott,Joshua Fritsch for Barclays Capital Inc.. Fees paid; receipt number 4-67268. Approved by Magistrate Judge Tony N. Leung on 08/27/2012. (MAP)
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TEXT ONLY ENTRY-ORDER granting #51 #52 Motions for Admission Pro Hac Vice of Attorneys Brad S Karp,Susanna M. Buergel for Citigroup Global Markets Inc.. Fees paid; receipt numbers 0864-3279806, 0864-3279813. Approved by Magistrate Judge Tony N. Leung on 08/27/2012. (MAP)
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TEXT ONLY ENTRY-ORDER granting #49 #50 Motions for Admission Pro Hac Vice of Attorneys Meredith E Kotler,Shiwon Choe for Banc of America Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Inc.. Fees paid; receipt number 4-67282. Approved by Magistrate Judge Tony N. Leung on 08/27/2012. (MAP)
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TEXT ONLY ENTRY-ORDER granting #53 #54 Motions for Admission Pro Hac Vice of Attorneys Robert J. Kopecky,Seth A. Gastwirth for Ally Bank,Ally Financial Inc.,Ally Securities, LLC,GMAC Mortgage Group, LLC. Fees paid; receipt number 4-67372. Approved by Magistrate Judge Tony N. Leung on 08/27/2012. (MAP)
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| Filing 56 CERTIFICATE OF SERVICE ON PROPOSED ORDER by Banc of America Securities LLC, Bear, Stearns & Co. Inc, J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Inc. re #55 Stipulation,,,, (Puls, Bret) |
| Filing 55 STIPULATION JOINT STIPULATION EXTENDING TIME TO RESPOND TO COMPLAINT AND SETTING BRIEFING SCHEDULE by Ally Bank, Ally Financial Inc., Ally Securities, LLC, Banc of America Securities LLC, Barclays Capital Inc., Bear, Stearns & Co. Inc, David M. Bricker, Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Kenneth M. Duncan, Ralph T. Flees, GMAC Mortgage Group, LLC, Goldman, Sachs & Co., J.P. Morgan Securities LLC, John Hancock Funds II, John Hancock Bond Trust, John Hancock Income Securities Trust, John Hancock Life Insurance Company (U.S.A.), John Hancock Life Insurance Company (U.S.A.) Separate Account 131, John Hancock Life Insurance Company (U.S.A.) Separate Account 6A, John Hancock Sovereign Bond Fund, John Hancock Strategic Series, John Hancock Variable Insurance Trust, James G. Jones, Jack R. Katzmark, Lisa R. Lundsten, Merrill Lynch, Pierce, Fenner & Smith Inc., Davee L. Olson, Bruce J. Paradis, RBS Securities Inc., UBS Securities LLC, David C. Walker, Diane S. Wold, James N. Young. (Puls, Bret) |
| Filing 54 MOTION for Admission Pro Hac Vice for Seth A. Gastwirth by Ally Bank, Ally Financial Inc., Ally Securities, LLC, GMAC Mortgage Group, LLC. (Bushnell, Sarah) |
| Filing 53 MOTION for Admission Pro Hac Vice for Robert J. Kopecky by Ally Bank, Ally Financial Inc., Ally Securities, LLC, GMAC Mortgage Group, LLC. (Bushnell, Sarah) |
| Filing 52 MOTION for Admission Pro Hac Vice for Susanna M. Buergel. Filing fee $ 100, receipt number 0864-3279813 by Citigroup Global Markets Inc.. (Iyer, Veena) |
| Filing 51 MOTION for Admission Pro Hac Vice for Brad S. Karp. Filing fee $ 100, receipt number 0864-3279806 by Citigroup Global Markets Inc.. (Iyer, Veena) |
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TEXT ONLY ENTRY-ORDER granting #40 #41 #42 #43 Motions for Admission Pro Hac Vice of Attorneys Robert A. Sacks,Penny Shane,David A. Castleman,Allison J. Cambria for Bear, Stearns & Co. Inc.,J.P. Morgan Securities LLC. Fees paid; receipt number 4-67266. Approved by Magistrate Judge Tony N. Leung on 08/23/2012. (MAP)
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TEXT ONLY ENTRY-ORDER granting #36 #37 #38 Motions for Admission Pro Hac Vice of Attorneys Michael T. Reynolds,Richard W. Clary,Lauren A. Moskowitz for Credit Suisse Securities (USA) LLC. Fees paid; receipt number 4-67256. Approved by Magistrate Judge Tony N. Leung on 08/23/2012. (MAP)
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| Filing 50 MOTION for Admission Pro Hac Vice for Shiwon Choe by Banc of America Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Inc.. (Anzelc, Meghan) |
| Filing 49 MOTION for Admission Pro Hac Vice for Meredith E. Kotler by Banc of America Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Inc.. (Anzelc, Meghan) |
| Filing 48 MOTION for Admission Pro Hac Vice for Joshua Fritsch by Barclays Capital Inc.. (Cassioppi, Joseph) |
| Filing 47 MOTION for Admission Pro Hac Vice for Jeffrey T. Scott by Barclays Capital Inc.. (Cassioppi, Joseph) |
| Filing 46 MOTION for Admission Pro Hac Vice for David H. Braff by Barclays Capital Inc.. (Cassioppi, Joseph) |
| Filing 45 NOTICE of Appearance by Sarah E Bushnell on behalf of Ally Bank, Ally Financial Inc., Ally Securities, LLC, GMAC Mortgage Group, LLC. (Bushnell, Sarah) |
| Filing 44 RULE 7.1 DISCLOSURE STATEMENT. Defendant Barclays Capital Inc. discloses that it is an indirect wholly-owned subsidiary of Barclays PLC, which is a publicly held corporation, and no other publicly traded company owns 10 percent or more of Barclays Capital Inc.'s stock. (Cassioppi, Joseph) Modified on 8/21/2012 (akl). |
| Filing 43 MOTION for Admission Pro Hac Vice for Allison J. Cambria by Bear, Stearns & Co. Inc, J.P. Morgan Securities LLC. (Anzelc, Meghan) |
| Filing 42 MOTION for Admission Pro Hac Vice for David A. Castleman by Bear, Stearns & Co. Inc, J.P. Morgan Securities LLC. (Anzelc, Meghan) |
| Filing 41 MOTION for Admission Pro Hac Vice for Penny Shane by Bear, Stearns & Co. Inc, J.P. Morgan Securities LLC. (Anzelc, Meghan) |
| Filing 40 MOTION for Admission Pro Hac Vice for Robert A. Sacks by Bear, Stearns & Co. Inc, J.P. Morgan Securities LLC. (Anzelc, Meghan) |
| Filing 39 RULE 7.1 DISCLOSURE STATEMENT. Defendant Goldman, Sachs & Co., by its undersigned counsel, certifies that it is an indirectly wholly-owned subsidiary of The Goldman Sachs Group, Inc. ("GS Group"), which is a corporation organized under the laws of Delaware and whose shares are publicly traded on the New York Stock Exchange. To the best of GS Group's knowledge, no publicly held company owns 10% or more of the common stock of GS Group. (Crosby, David) Modified on 8/21/2012 (akl). |
| Filing 38 MOTION for Admission Pro Hac Vice for Lauren A. Moskowitz by Credit Suisse Securities (USA) LLC. (Poley, Brooks) |
| Filing 37 MOTION for Admission Pro Hac Vice for Richard W. Clary by Credit Suisse Securities (USA) LLC. (Poley, Brooks) |
| Filing 36 MOTION for Admission Pro Hac Vice for Michael T. Reynolds by Credit Suisse Securities (USA) LLC. (Poley, Brooks) |
| Filing 35 RULE 7.1 DISCLOSURE STATEMENT. Credit Suisse Securities (USA) LLC is a wholly-owned subsidiary of Credit Suisse (USA), Inc. Credit Suisse (USA), Inc. is a wholly-owned subsidiary of Credit Suisse Holdings (USA), Inc., which is a jointly-owned subsidiary of (1) Credit Suisse Group AG, (2) Credit Suisse Group AG, Guernsey Branch, which is a branch of Credit Suisse Group AG, and (3) Credit Suisse AG. Credit Suisse AG has publicly registered debt securities and warrants in the United States and elsewhere. Credit Suisse AG is a wholly owned subsidiary of Credit Suisse Group AG, which is a corporation organized under the laws of the Country of Switzerland and whose shares are publicly traded on the SIX Swiss Exchange and are also listed on the New York Stock Exchange in the form of American Depositary Shares.(Poley, Brooks) Modified on 8/21/2012 (akl). |
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TEXT ONLY ENTRY-ORDER granting #9 #10 #11 #12 Motions for Admission Pro Hac Vice of Attorneys Richard H Klapper,Veronica Ip,Anna H. Fee,Theodore Edelman for Goldman, Sachs & Co.. Fees paid; receipt number 4-67242. Approved by Magistrate Judge Tony N. Leung on 08/21/2012. (MAP)
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Filing 34
ORDER EXTENDING CREDIT SUISSE'S TIME TO RESPOND TO COMPLAINT 1. Credit Suisse shall have until September 17, 2012 to answer, move, or otherwise respond to the Complaint; 2. Plaintiffs and Credit Suisse shall submit a proposed briefing schedule for any motions under Rule 12 of the Federal Rules of Civil Procedure on or before September 17, 2012. Signed by Magistrate Judge Tony N. Leung on 08/20/2012. (jz)
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Filing 33
ORDER EXTENDING BARCLAYS CAPITAL INC.'S TIME TO RESPOND TO COMPLAINT 1. Barclays shall have until September 20, 2012 to answer, move, or otherwise respond to the Complaint; 2. Plaintiffs and Barclays shall submit a proposed briefing schedule for any motions under Rule 12 of the Federal Rules of Civil Procedure on or before September 20, 2012. Signed by Magistrate Judge Tony N. Leung on 08/20/2012. (jz)
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Filing 32
ORDER EXTENDING INDIVIDUAL DEFENDANTS' TIME TO RESPOND TO COMPLAINT 1. The Individual Defendants shall answer, move, or otherwise respond to the Complaint on or before September 17, 2012; 2. The parties hereto shall submit a proposed briefing schedule for any motions under Rule 12 of the Federal Rules of Civil Procedure on or before September 17, 2012. Signed by Magistrate Judge Tony N. Leung on 08/20/2012. (jz)
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| Filing 31 NOTICE of Appearance by Sarah E Bushnell on behalf of Ally Bank, Ally Financial Inc., Ally Securities, LLC. (Bushnell, Sarah) |
| Filing 30 TEXT ONLY ENTRY: Notice re: Non-Admitted AttorneyWe have received documents listing Brad S. Karp, Susanna M. Buergel as counsel of record. If he or she wishes to be listed as an attorney of record in this case, he or she must be admitted to the bar of the U.S. District Court of Minnesota in accordance with #Local Rule 83.5 (a), (b) and (c) or temporarily admitted pro hac vice in accordance with #Local Rule 83.5 (d) or (e).For more admissions information and forms, please see the Attorney Forms Section of the courts website at #href=http://www.mnd.uscourts.gov/FORMS/court_forms.shtml#attorneyforms#. (kt) |
| Filing 29 RULE 7.1 DISCLOSURE STATEMENT. J.P. Morgan Securities LLC and Bear, Stearns & Co. Inc. certify that Bear, Stearns & Co. Inc. is now known as J.P. Morgan Securities LLC. J.P. Morgan Securities LLC is a wholly owned subsidiary of J.P. Morgan Broker-Dealer Holdings, Inc., which is a wholly owned subsidiary of JPMorgan Chase & Co., which is a publicly traded corporation. JPMorgan Chase & Co. has no parent company and no publicly held corporation owns ten percent (10%) or more of its stock. (Anzelc, Meghan) Modified text on 8/21/2012 (lmb). |
| Filing 28 NOTICE of Appearance by Meghan M Anzelc on behalf of Bear, Stearns & Co. Inc, J.P. Morgan Securities LLC. (Anzelc, Meghan) |
| Filing 27 RULE 7.1 DISCLOSURE STATEMENT. Merrill Lynch, Pierce, Fenner & Smith Inc. certifies that it is a wholly owned subsidiary of Merrill Lynch & Co., Inc. Merrill Lynch & Co., Inc. is a whollyowned subsidiary of Bank of America Corporation. Bank of America Corporation is a publicly-held corporation. Bank of America Corporation has no parent company, and no publicly-held corporation owns more than 10% of Bank of America Corporations shares. (Anzelc, Meghan) Modified text on 8/21/2012 (lmb). |
| Filing 26 RULE 7.1 DISCLOSURE STATEMENT. Defendant Banc of America Securities LLC certifies that Banc of America Securities LLC merged with and into Merrill Lynch, Pierce, Fenner & Smith Inc. effective November 1, 2010. Merrill Lynch, Pierce, Fenner & Smith Inc. is a wholly-owned subsidiary of Merrill Lynch & Co., Inc. Merrill Lynch & Co., Inc. is a wholly-owned subsidiary of Bank of America Corporation. Bank of America Corporation is a publicly held corporation. Bank of America Corporation has no parent company, and no publicly held corporation owns more than 10% of Bank of America Corporations shares. (Anzelc, Meghan) Modified on 8/21/2012 (akl). |
| Filing 25 NOTICE of Appearance by Meghan M Anzelc on behalf of Banc of America Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Inc.. (Anzelc, Meghan) |
| Filing 24 CERTIFICATE OF SERVICE ON PROPOSED ORDER by Credit Suisse Securities (USA) LLC re #22 Stipulation, (Poley, Brooks) |
| Filing 23 RULE 7.1 DISCLOSURE STATEMENT. Defendant Citigroup Global Markets Inc. is wholly owned by Citigroup Financial Products Inc., which is wholly owned by Citigroup Global Market Holdings Inc., which in turn is wholly owned by Citigroup Inc. Citigroup Inc. is a publicly-traded corporation that has no parent corporation, and no publicly-held corporation holds ten percent or more of Citigroup Inc. (Ward-Reichard, Courtney) Modified on 8/21/2012 (akl). |
| Filing 22 STIPULATION re #1 Complaint,,,, by Credit Suisse Securities (USA) LLC, John Hancock Funds II, John Hancock Bond Trust, John Hancock Income Securities Trust, John Hancock Life Insurance Company (U.S.A.), John Hancock Life Insurance Company (U.S.A.) Separate Account 131, John Hancock Life Insurance Company (U.S.A.) Separate Account 6A, John Hancock Sovereign Bond Fund, John Hancock Strategic Series, John Hancock Variable Insurance Trust. (Poley, Brooks) |
| Filing 21 NOTICE of Appearance by Courtney E Ward-Reichard on behalf of Citigroup Global Markets Inc.. (Ward-Reichard, Courtney) |
| Filing 20 NOTICE of Appearance by David R Crosby on behalf of Goldman, Sachs & Co.. (Crosby, David) |
| Filing 19 CERTIFICATE OF SERVICE ON PROPOSED ORDER by Barclays Capital Inc. re #17 Stipulation,, to Extend Time to Respond to Complaint (Cassioppi, Joseph) |
| Filing 18 CERTIFICATE OF SERVICE ON PROPOSED ORDER by David M. Bricker, Kenneth M. Duncan, Ralph T. Flees, James G. Jones, Jack R. Katzmark, Lisa R. Lundsten, Davee L. Olson, Bruce J. Paradis, David C. Walker, Diane S. Wold, James N. Young re #15 Stipulation,, (Brantingham, Andrew) |
| Filing 17 STIPULATION Extending Barclays Capital Inc.'s Time to Respond to Complaint by Barclays Capital Inc., John Hancock Funds II, John Hancock Bond Trust, John Hancock Income Securities Trust, John Hancock Life Insurance Company (U.S.A.), John Hancock Life Insurance Company (U.S.A.) Separate Account 131, John Hancock Life Insurance Company (U.S.A.) Separate Account 6A, John Hancock Sovereign Bond Fund, John Hancock Strategic Series, John Hancock Variable Insurance Trust. (Cassioppi, Joseph) |
| Filing 16 NOTICE of Appearance by Brooks F Poley on behalf of Credit Suisse Securities (USA) LLC. (Poley, Brooks) |
| Filing 15 STIPULATION Extending Individual Defendants' Time to Respond to Complaint by David M. Bricker, Kenneth M. Duncan, Ralph T. Flees, John Hancock Funds II, John Hancock Bond Trust, John Hancock Income Securities Trust, John Hancock Life Insurance Company (U.S.A.), John Hancock Life Insurance Company (U.S.A.) Separate Account 131, John Hancock Life Insurance Company (U.S.A.) Separate Account 6A, John Hancock Sovereign Bond Fund, John Hancock Strategic Series, John Hancock Variable Insurance Trust, James G. Jones, Jack R. Katzmark, Lisa R. Lundsten, Davee L. Olson, Bruce J. Paradis, David C. Walker, Diane S. Wold, James N. Young. (Brantingham, Andrew) |
| Filing 14 NOTICE of Appearance by Terrence J Fleming on behalf of Deutsche Bank Securities, Inc., RBS Securities Inc., UBS Securities LLC. (Fleming, Terrence) |
| Filing 13 NOTICE of Appearance by Sharda R Kneen on behalf of Deutsche Bank Securities, Inc., RBS Securities Inc., UBS Securities LLC. (Kneen, Sharda) |
| Filing 12 MOTION for Admission Pro Hac Vice for Theodore Edelman by Goldman, Sachs & Co.. (Tchida, Bryant) |
| Filing 11 MOTION for Admission Pro Hac Vice for Anna H. Fee by Goldman, Sachs & Co.. (Tchida, Bryant) |
| Filing 10 MOTION for Admission Pro Hac Vice for Veronica Ip by Goldman, Sachs & Co.. (Tchida, Bryant) |
| Filing 9 MOTION for Admission Pro Hac Vice for Richard H. Klapper by Goldman, Sachs & Co.. (Tchida, Bryant) |
| Filing 8 NOTICE of Appearance by Joseph J Cassioppi on behalf of Barclays Capital Inc.. (Cassioppi, Joseph) |
| Filing 7 NOTICE of Appearance by Andrew B Brantingham on behalf of David M. Bricker, Kenneth M. Duncan, Ralph T. Flees, James G. Jones, Jack R. Katzmark, Lisa R. Lundsten, Davee L. Olson, Bruce J. Paradis, David C. Walker, Diane S. Wold, James N. Young. (Brantingham, Andrew) |
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Filing 6
ORDER REASSIGNING CASE. Case reassigned to Judge Ann D. Montgomery and Magistrate Judge Tony N. Leung for all further proceedings. Judge Susan Richard Nelson and Magistrate Judge Jeanne J. Graham no longer assigned to case. NOTE: the new case number is 12-cv-01841 ADM-TNL. Please use this case number for all subsequent pleadings. Order signed by Judge Ann D. Montgomery and Judge Susan Richard Nelson on 8/16/2012. (MGV)
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TEXT ONLY ENTRY-ORDER granting #3 #4 #5 Motions for Admission Pro Hac Vice of Attorneys Robert Gerson,Geoffrey C Jarvis,Deborah A Elman for John Hancock Funds II,John Hancock Bond Trust,John Hancock Income Securities Trust,John Hancock Life Insurance Company (U.S.A.),John Hancock Life Insurance Company (U.S.A.) Separate Account 131,John Hancock Life Insurance Company (U.S.A.) Separate Account 6A,John Hancock Sovereign Bond Fund,John Hancock Strategic Series,John Hancock Variable Insurance Trust. Fees paid; receipt number 4-66803. Approved by Magistrate Judge Jeanne J. Graham on 8/2/2012. (MAP)
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| Filing 5 MOTION for Admission Pro Hac Vice for Deborah A. Elman by John Hancock Funds II, John Hancock Bond Trust, John Hancock Income Securities Trust, John Hancock Life Insurance Company (U.S.A.), John Hancock Life Insurance Company (U.S.A.) Separate Account 131, John Hancock Life Insurance Company (U.S.A.) Separate Account 6A, John Hancock Sovereign Bond Fund, John Hancock Strategic Series, John Hancock Variable Insurance Trust. (Odette, Elizabeth) |
| Filing 4 MOTION for Admission Pro Hac Vice for Geoffrey C. Jarvis by John Hancock Funds II, John Hancock Bond Trust, John Hancock Income Securities Trust, John Hancock Life Insurance Company (U.S.A.), John Hancock Life Insurance Company (U.S.A.) Separate Account 131, John Hancock Life Insurance Company (U.S.A.) Separate Account 6A, John Hancock Sovereign Bond Fund, John Hancock Strategic Series, John Hancock Variable Insurance Trust. (Odette, Elizabeth) |
| Filing 3 MOTION for Admission Pro Hac Vice for Robert Gerson by John Hancock Funds II, John Hancock Bond Trust, John Hancock Income Securities Trust, John Hancock Life Insurance Company (U.S.A.), John Hancock Life Insurance Company (U.S.A.) Separate Account 131, John Hancock Life Insurance Company (U.S.A.) Separate Account 6A, John Hancock Sovereign Bond Fund, John Hancock Strategic Series, John Hancock Variable Insurance Trust. (Odette, Elizabeth) |
| Filing 2 TEXT ONLY ENTRY: Notice re: Non-Admitted AttorneyWe have received documents listing Jay W. Eisenhofer, Geoffrey C. Jarvis, Deborah A. Elman, Robert D. Gerson as counsel of record. If he or she wishes to be listed as an attorney of record in this case, he or she must be admitted to the bar of the U.S. District Court of Minnesota in accordance with #Local Rule 83.5 (a), (b) and (c) or temporarily admitted pro hac vice in accordance with #Local Rule 83.5 (d) or (e).For more admissions information and forms, please see the Attorney Forms Section of the courts website at #href=http://www.mnd.uscourts.gov/FORMS/court_forms.shtml#attorneyforms#. (lmb) |
| Filing 1 COMPLAINT against Ally Bank, Ally Financial Inc., Ally Securities, LLC, Banc of America Securities LLC, Barclays Capital Inc., Bear, Stearns & Co. Inc, David M. Bricker, Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Kenneth M. Duncan, Ralph T. Flees, GMAC Mortgage Group, LLC, Goldman, Sachs & Co., J.P. Morgan Securities LLC, John Hancock Funds II, James G. Jones, Jack R. Katzmark, Lisa R. Lundsten, Merrill Lynch, Pierce, Fenner & Smith Inc., Davee L. Olson, Bruce J. Paradis, RBS Securities Inc., UBS Securities LLC, David C. Walker, Diane S. Wold, James N. Young ( Filing fee $ 350 receipt number 4-066660.) assigned to Judge Susan R. Nelson per SEC List and referred to Magistrate Judge Jeanne J. Graham, filed by John Hancock Income Securities Trust, John Hancock Sovereign Bond Fund, John Hancock Variable Insurance Trust, John Hancock Life Insurance Company (U.S.A.), John Hancock Bond Trust, John Hancock Strategic Series, John Hancock Life Insurance Company (U.S.A.) Separate Account 131, John Hancock Life Insurance Company (U.S.A.) Separate Account 6A. (Attachments: #1 Civil Cover Sheet). (lmb) |
| Summons Issued as to Ally Bank, Ally Financial Inc., Ally Securities, LLC, Banc of America Securities LLC, Barclays Capital Inc., Bear, Stearns & Co. Inc, David M. Bricker, Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Kenneth M. Duncan, Ralph T. Flees, GMAC Mortgage Group, LLC, Goldman, Sachs & Co., J.P. Morgan Securities LLC, James G. Jones, Jack R. Katzmark, Lisa R. Lundsten, Merrill Lynch, Pierce, Fenner & Smith Inc., Davee L. Olson, Bruce J. Paradis, RBS Securities Inc., UBS Securities LLC, David C. Walker, Diane S. Wold, James N. Young. (lmb) |
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