Cummins v. Virtus Investment Partners Inc. et al
Plaintiff: Tom Cummins
Defendant: Virtus Investment Partners Inc., George R. Aylward, Michael A. Angerthal, Francis G. Waltman and Mark S. Flynn
Case Number: 1:2015cv01249
Filed: February 20, 2015
Court: US District Court for the Southern District of New York
Office: Foley Square Office
County: XX Out of State
Presiding Judge: William H. Pauley
Nature of Suit: Securities/Commodities/Exchanges
Cause of Action: 15 U.S.C. ยง 78
Jury Demanded By: Plaintiff

Available Case Documents

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Date Filed Document Text
May 15, 2017 Opinion or Order Filing 97 OPINION AND ORDER. For the foregoing reasons, Lead Plaintiff's motion for class certification is granted. The class is defined as: all persons and entities that, during the period between January 25, 2013 and May 11, 2015, inclusive (the "C lass Period"), who purchased or otherwise acquired shares of the publicly traded common stock of Virtus Investment Partners, Inc. and were damaged thereby. This Court appoints Arkansas Teacher Retirement System as class representative and Labato n Sucharow LLP and Bernstein Litowitz Berger & Grossmann LLP as Class Counsel. The Clerk of Court is directed to terminate the motion pending at ECF No. 79. So ordered. re: 79 MOTION to Certify Class, Appoint Class Representative and Appoint Class Counsel filed by Arkansas Teacher Retirement System. Class Action Certified. (Signed by Judge William H. Pauley, III on 5/15/2017) (rjm).
July 1, 2016 Opinion or Order Filing 68 OPINION & ORDER re: 52 MOTION to Dismiss the Consolidated Class Action Complaint, filed by Francis G. Waltman, Michael A. Angerthal, Jeffrey T. Cerutti, Virtus Investment Partners Inc., George R. Aylward, Virtus Opportunities Tru st. For the foregoing reasons, the Defendants' motion to dismiss is granted in part and denied in part. Plaintiff's Section 10(b) claims are dismissed against Angerthal, Cerutti, and Waltman and the Section 20(a) claims are dismissed against Angerthal. In all other respects, Defendants' motion is denied. The Clerk of Court is directed to terminate the motion pending at ECF No. 52. (As further set forth in this Opinion) (Signed by Judge William H. Pauley, III on 7/1/2016) (kl)
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Plaintiff: Tom Cummins
Represented By: Samuel Ethan Bonderoff
Represented By: Edward H. Glenn, Jr.
Represented By: Jacob H. Zamansky
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Defendant: Virtus Investment Partners Inc.
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Defendant: George R. Aylward
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Defendant: Michael A. Angerthal
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Defendant: Francis G. Waltman
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Defendant: Mark S. Flynn
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