SECURITIES AND EXCHANGE COMMISSION v. PUGLISI et al
| SECURITIES AND EXCHANGE COMMISSION |
| JOHN PUGLISI, PROGRESSIVE CAPITAL SOLUTIONS LLC, CMS COMPANIES, INC., CMS LIFE INSURANCE OPPORTUNITY FUND,L.P., CNF MANAGEMENT, LLC, CNF II, LLC, PHILIP SCHATTEN, P. SCHATTEN LLC, SCHATTEN FAMILY PARTNERSHIP, L.P., EDWARD DURAN, GENESIS MERCHANT PARTNERS, LP, GENESIS MERCHANT PARTNERS II, LP, IRONSHORE SPECIALTY INSURANCE COMPANY, ROTHSTEIN KASS & CO., P.C., PAUL BIKO, RAI CREDIT, LLC, RAI FUNDING LLC, RAI INSURANCE GROUP, LLC, RAI INSURANCE AGENCY, LLC and FOUR J FUNDING, LLC |
| 2:2014mc00247 |
| September 30, 2014 |
| US District Court for the Eastern District of Pennsylvania |
| Philadelphia Office |
| Philadelphia |
| EDUARDO C ROBRENO |
| Miscellaneous |
| Motion for Order |
| None |
Docket Report
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This docket was last retrieved on December 1, 2014. A more recent docket listing may be available from PACER.
| Document Text |
|---|
| Filing 12 Minute Entry for Show Cause Hearing held on 12/1/14 before Judge Robreno. (mbh, ) |
Filing 11
ORDER THAT THE APPLICATION OF SECURITIES AND EXCHANGE COMMISSION FOR AN ORDER TO SHOW CAUSE AND AN ORDER TO ENFORCE ADMINISTRATIVE SUBPOENAS DUCES TECUM IS GRANTED. SIGNED BY HONORABLE EDUARDO C. ROBRENO ON 12/1/14. 12/1/14 ENTERED AND COPIES E-MAILED.(mbh, )
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| Filing 10 Memorandum in Support re #1 Application/Petition,,, Reply Brief in Support of the Commission's Application by SECURITIES AND EXCHANGE COMMISSION. (RINALDI, MICHAEL) |
| Filing 9 RESPONSE TO ORDER TO SHOW CAUSE by FOUR J FUNDING, LLC, P. SCHATTEN LLC, RAI CREDIT, LLC, RAI FUNDING LLC, RAI INSURANCE AGENCY, LLC, RAI INSURANCE GROUP, LLC, PHILIP SCHATTEN, SCHATTEN FAMILY PARTNERSHIP, L.P.. (ARGIROPOULOS, ANTHONY) |
| Filing 8 RESPONSE TO ORDER TO SHOW CAUSE by IRONSHORE SPECIALTY INSURANCE COMPANY. (ONUFRAK, MICHAEL) |
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Filing 7
ORDER THAT THE APPLICATION OF HERVE GOURAIGE TO PRACTICE IN THIS COURT PRO HAC VICE IS DENIED WITHOUT PREJUDICE; ETC.. SIGNED BY HONORABLE EDUARDO C. ROBRENO ON 11/13/14. 11/14/14 ENTERED AND E-MAILED.(jl, )
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| Filing 6 Response re #1 Application/Petition,,, by CMS COMPANIES, INC., CMS LIFE INSURANCE OPPORTUNITY FUND,L.P.. (LECHTMAN, EVAN) |
| Filing 5 APPLICATION by PHILIP SCHATTEN FOR HERVE GOURAIGE TO APPEAR PRO HAC VICE, STATEMENT, CERTIFICATE OF SERVICE. (PPE11197 $40.00) (jl, ) |
| Filing 4 NOTICE of Appearance by MICHAEL N. ONUFRAK on behalf of IRONSHORE SPECIALTY INSURANCE COMPANY with Certificate of Service(ONUFRAK, MICHAEL) |
| Filing 3 Declaration of Michael J. Rinaldi by SECURITIES AND EXCHANGE COMMISSION. (RINALDI, MICHAEL) |
|
Filing 2
ORDER THAT RESPONDENTS SHALL APPEAR ON 12/1/14 AT 9:00 A.M. TO SHOW CAUSE IF ANY, WHY PURSUANT TO SECTION 22 (b) OF THE SECURITIES ACT OF 1933, 15 U.S.C. &77v(b), SECTION 21 (c) OF THE SECURITIES EXCHANGE ACT OF 1934, 15 U.S.C. & 78 U(c) THAT THE COURT SHOULD NOT ENTER AN ORDER ENFORCING THE COMMISSION ADMINISTRATIVE SUBPEONAS DUCES TECUM IN THE FORM PROPOSED BY THE COMMISSION AND FILED WITH ITS APPLICATION. THE APPLICATION TO ENFORCE ADMINISTRATIVE SUBPEONAS DUCES TECUM ISSUED TO RESPONDENTS IS GRANTED; ETC.. SIGNED BY HONORABLE EDUARDO C. ROBRENO ON 10/21/14. 10/22/14 ENTERED AND E-MAILED.(jl, )
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| Filing 1 APPLICATION by SECURITIES AND EXCHANGE COMMISSION FOR AN ORDER TO SHOW CAUSE AND AN ORDER TO ENFORCE ADMINISTRATIVE SUBPEONAS DUCES TECUM, MEMORANDUM, CERTIFICATE OF COUNSEL, CERTIFICATE OF SERVICE. (Attachments: #1 proposed order, #2 application, #3 memorandum, #4 certificate of counsel, #5 declaration, #6 exhibit 1, #7 exhibit 2, #8 exhibit 3, #9 exhibit 4, #10 exhbiit 5, #11 exhibit 6, #12 exhibit 7, #13 exhibit 8, #14 exhibit 9, #15 exhibit 10, #16 exhibit 11, #17 exhibit 12, #18 exhibit 13, #19 exhbit 14, #20 exhibit 15, #21 exhibit 16, #22 exhibit 17, #23 exhibit 18, #24 exhibit 19)(jl, ) (Additional attachment(s) added on 10/1/2014: #25 EXHIBIT 20 PART 1, #26 EXHIBIT 20 PART 2) (jl, ). (Additional attachment(s) added on 10/3/2014: #27 EXHIBIT 21, #28 EXHIBIT 22, #29 EXHIBIT 23, #30 EXHIBIT 24, #31 EXHIBIT 25, #32 EXHIBIT 26, #33 EXHIBIT 27) (jl, ). |
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