Roman et al v. UBS Financial Services, Inc. of Puerto Rico et al

Defendant: Puerto Rico Fixed Income V, Inc., Puerto Rico Investors Bond Fund I, Inc., Miguel A. Ferrer, Carlos J. Ortiz, Puerto Rico AAA Portfolio Bond Fund, Inc., Puerto Rico Fixed Income Fund III, Inc., UBS Trust Company of Puerto Rico, Puerto Rico Investors Tax-Free Fund IV, Inc., UBS Financial Services, Inc. of Puerto Rico and Puerto Rico AAA Portfolio Bond Fund II, Inc.
Plaintiff: SDM Holdings, Inc., Carmelo Roman and Ricardo Roman-Rivera
Case Number: 3:2012cv01663
Filed: August 13, 2012
Court: Puerto Rico District Court
Office: San Juan Office
County: Aguas Buenas
Presiding Judge: Francisco A. Besosa
Nature of Suit: Securities/Commodities/Exchanges
Cause of Action: 15:78
Jury Demanded By: Plaintiff

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Search for this case: Roman et al v. UBS Financial Services, Inc. of Puerto Rico et al
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Defendant: Puerto Rico Fixed Income V, Inc.
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Defendant: Puerto Rico Investors Bond Fund I, Inc.
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Defendant: Miguel A. Ferrer
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Defendant: Carlos J. Ortiz
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Defendant: Puerto Rico AAA Portfolio Bond Fund, Inc.
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Defendant: Puerto Rico Fixed Income Fund III, Inc.
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Defendant: UBS Trust Company of Puerto Rico
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Defendant: Puerto Rico Investors Tax-Free Fund IV, Inc.
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Defendant: UBS Financial Services, Inc. of Puerto Rico
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Defendant: Puerto Rico AAA Portfolio Bond Fund II, Inc.
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Plaintiff: SDM Holdings, Inc.
Represented By: Luis E. Minana
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Plaintiff: Carmelo Roman
Represented By: Luis E. Minana
Represented By: Amanda F. Lawrence
Represented By: Joseph P. Guglielmo
Represented By: David R. Scott
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Plaintiff: Ricardo Roman-Rivera
Represented By: Joseph P. Guglielmo
Represented By: Amanda F. Lawrence
Represented By: Luis E. Minana
Represented By: David R. Scott
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