Securities and Exchange Commission v. Locke Capital Management, Inc. et al

Plaintiff: Securities and Exchange Commission
Defendant: Locke Capital Management, Inc. and Leila C. Jenkins
 
Case Number: 1:2009cv00100
Filed: March 9, 2009
 
Court: Rhode Island District Court
Office: Securities/Commodities Office
County: Providence
Referring Judge: David L. Martin
Presiding Judge: William E Smith
 
Nature of Suit: Plaintiff
Cause of Action: U.S. Government Plaintiff
Jury Demanded By: 15:77 Securities Fraud

Available Case Documents

The following documents for this case are available for you to view or download:
Date Filed#Document Text
July 21, 2010 69 Opinion or Order of the Court OPINION AND ORDER granting 41 Motion for Default Judgment against Locke Capital Management, Inc. in the amount of $7,569,904.00; Further, Locke Capital Management, Inc. is enjoined from future securities law violations; Judgment will enter at the conclusion of this case, once the SEC's claims against non-defaulting Defendant Jenkins have been resolved. So Ordered by Judge William E. Smith on 7/21/10. (Jackson, Ryan)
November 12, 2010 75 Opinion or Order of the Court ORDER granting 73 Motion for Leave to File Supplemental Memorandum in Support of Motion for Summary Judgment; Supplemental memo due by 11/30/10; Reply due by 12/14/10; no further extensions. So Ordered by Judge William E. Smith on 11/10/10. (Jackson, Ryan)
June 30, 2011 79 Opinion or Order of the Court OPINION AND ORDER denying 45 Motion to Dismiss (for Summary Judgment); granting 52 Motion for Summary Judgment. So Ordered by Judge William E. Smith on 6/30/11. (Jackson, Ryan)
June 30, 2011 80 Opinion or Order of the Court FINAL JUDGMENT AS TO DEFENDANT LOCKE CAPITAL MANAGEMENT, INC. in favor of Securities and Exchange Commission against Locke Capital Management, Inc. re: 69 OPINION AND ORDER. So Ordered by Judge William E. Smith on 6/30/11. (Jackson, Ryan)
June 30, 2011 81 Opinion or Order of the Court FINAL JUDGMENT AS TO DEFENDANT LEILA C. JENKINS in favor of Securities and Exchange Commission against Leila C. Jenkins. So Ordered by Judge William E. Smith on 6/30/11. (Jackson, Ryan)

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Plaintiff: Securities and Exchange Commission
Represented By: Naomi J. Sevilla
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Defendant: Locke Capital Management, Inc.
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Defendant: Leila C. Jenkins
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