Securities and Exchange Commission v. Jones

Justia Dockets & Filings Tenth Circuit Utah District Court Securities and Exchange Commission v. Jones

Securities and Exchange Commission v. Jones

Plaintiff:	Securities and Exchange Commission
Defendant:	R. Gordon Jones
Case Number:	1:2013cv00163
Filed:	November 21, 2013
Court:	US District Court for the District of Utah
Office:	Northern Office
County:	Davis
Presiding Judge:	Bruce S. Jenkins
Nature of Suit:	Securities/Commodities/Exchanges
Cause of Action:	15 U.S.C. § 0078
Jury Demanded By:	None

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Available Case Documents

The following documents for this case are available for you to view or download:

Date Filed	Document Text
December 18, 2015	Filing 112 MEMORANDUM DECISION AND ORDER Regarding Disgorgement - The court finds disgorgement is both authorized and appropriate in the present case, and disgorgement in the amount of $600,000 reasonably approximates Jones's profits from his Bar Order violations. Judgment shall be entered against Jones for disgorgement in the amount of$600,000. Signed by Judge Bruce S. Jenkins on 12/18/2015. (las)
September 30, 2015	Filing 106 MEMORANDUM OPINION AND ORDER re Bench Trial beginning on July 7, 2015 and continuing through July 10, 2015. ORDERS, pursuant to Section 21(e) of the Exchange Act, Jones to comply with the May 25, 2001 Jones Bar Order. The court RESERV ES on the question of disgorgement or remedy and directs the partiesto file the requested briefing on the authority, the method, and the amount of an appropriate remedy to be applied in this case. The SEC shall file within twenty days from the date of this opinion, and Defendant within twenty days thereafter. Signed by Judge Bruce S. Jenkins on 9/30/2015. (jds)

Date Filed

Document Text

December 18, 2015

Filing 112 MEMORANDUM DECISION AND ORDER Regarding Disgorgement - The court finds disgorgement is both authorized and appropriate in the present case, and disgorgement in the amount of $600,000 reasonably approximates Jones's profits from his Bar Order violations. Judgment shall be entered against Jones for disgorgement in the amount of$600,000. Signed by Judge Bruce S. Jenkins on 12/18/2015. (las)

September 30, 2015

Filing 106 MEMORANDUM OPINION AND ORDER re Bench Trial beginning on July 7, 2015 and continuing through July 10, 2015. ORDERS, pursuant to Section 21(e) of the Exchange Act, Jones to comply with the May 25, 2001 Jones Bar Order. The court RESERV ES on the question of disgorgement or remedy and directs the partiesto file the requested briefing on the authority, the method, and the amount of an appropriate remedy to be applied in this case. The SEC shall file within twenty days from the date of this opinion, and Defendant within twenty days thereafter. Signed by Judge Bruce S. Jenkins on 9/30/2015. (jds)

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Plaintiff: Securities and Exchange Commission
Represented By:	Polly Atkinson
Represented By:	Thomas M Melton
Represented By:	Daniel J. Wadley
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Defendant: R. Gordon Jones
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