Securities and Exchange Commission v. Stifel Nicolaus & Co Inc et al

Defendant: David W Noack and Stifel Nicolaus & Co Inc
Plaintiff: Securities and Exchange Commission
 
Case Number: 2:2011cv00755
Filed: August 10, 2011
 
Court: Wisconsin Eastern District Court
Office: Milwaukee Office
County: Milwaukee
Presiding Judge: Aaron E Goodstein
 
Nature of Suit: Securities/Commodities/Exchanges
Cause of Action: 12:22
Jury Demanded By: Plaintiff

Available Case Documents

The following documents for this case are available for you to view or download:
Date Filed#Document Text
September 14, 2012 28 Opinion or Order of the Court ORDER Granting in Part and Denying in Part Motions to Dismiss 15 and 16 . Further ordering that motions for more defiinite statement are denied as moot. (cc: all counsel) ((cef), C. N. Clevert, Jr.)

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Defendant: David W Noack
Represented By: Ronald P Kane
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Defendant: Stifel Nicolaus & Co Inc
Represented By: Jeffrey J Kalinowski
Represented By: Richard H Kuhlman
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Plaintiff: Securities and Exchange Commission
Represented By: Robert MacDonald Moye
Represented By: Anne C McKinley
Represented By: Kevin N Guerrero
Represented By: Steven C Seeger
Represented By: Jeffrey A Shank
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