Securities and Exchange Commission v. Stifel Nicolaus & Co Inc et al
Plaintiff: Securities and Exchange Commission
Defendant: Stifel Nicolaus & Co Inc and David W Noack
Case Number: 2:2011cv00755
Filed: August 10, 2011
Court: US District Court for the Eastern District of Wisconsin
Office: Milwaukee Office
County: Milwaukee
Presiding Judge: Aaron E Goodstein
Nature of Suit: Securities/Commodities/Exchanges
Cause of Action: 12 U.S.C. ยง 22
Jury Demanded By: Plaintiff

Available Case Documents

The following documents for this case are available for you to view or download:

Date Filed Document Text
June 23, 2017 Opinion or Order Filing 342 ORDER signed by Judge J.P. Stadtmueller on 6/23/2017 GRANTING 340 Plaintiff's Motion To Appoint a Tax Administrator. See Order for further details regarding the appointment, obligations, and payment of the tax administrator. (cc: all counsel) (jm)
August 24, 2016 Opinion or Order Filing 317 ORDER Granting in Part and Denying in Part Renewed Motion to Strike Amended Answers to Admissions 128 and Granting Motions to Deem Requests Admitted 132 134 signed by Judge Charles N Clevert, Jr on 8/24/16. (cc: all counsel) ((cef), C. N. Clevert, Jr.)
September 14, 2012 Opinion or Order Filing 28 ORDER Granting in Part and Denying in Part Motions to Dismiss 15 and 16 . Further ordering that motions for more defiinite statement are denied as moot. (cc: all counsel) ((cef), C. N. Clevert, Jr.)
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Plaintiff: Securities and Exchange Commission
Represented By: Kevin N Guerrero
Represented By: Anne C McKinley
Represented By: Robert MacDonald Moye
Represented By: Steven C Seeger
Represented By: Jeffrey A Shank
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Defendant: Stifel Nicolaus & Co Inc
Represented By: Jeffrey J Kalinowski
Represented By: Richard H Kuhlman
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Defendant: David W Noack
Represented By: Ronald P Kane
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