Search for: in the Securities/Commodities/Exchanges Category
Results 1 - 40 of 9,949
| Parties | District Court | Judge | Type of Lawsuit | Cause of Action |
|---|---|---|---|---|
| February 8, 2010 | ||||
| Johnson v. Sector 10 et al | UT | Nuffer | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Edward Johnson Defendant: Sector 10, Sector 10 Holdings, Pericles Deavila, Larry Madison
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| February 5, 2010 | ||||
| City of Roseville Employees' Retirement System et al v. Nokia Corporation et al | NY Southern | Daniels | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: City of Roseville Employees' Retirement System, City of Roseville Employees' Retirement System Defendant: Nokia Corporation, Olli-Pekka Kallasvuo, Richard A. Simonson, Kai Oistamo
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| Munter et al v. CRM Holdings, Ltd. et al | NY Southern | Patterson | Securities/Commodities/Exchanges | Fed. Question |
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Plaintiff: Beverly L. Munter, Beverly L. Munter, Beverly L. Munter, Beverly L. Munter, Beverly L. Munter and others... Defendant: CRM Holdings, Ltd., Daniel
G. Hickey, Jr., Martin D. Rakoff, James J. Scardino, Daniel G. Hickey, Sr.
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| Saltz et al v. First Frontier, L.P. et al | NY Southern | Cote | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Jack Saltz, Jack Saltz, Susan Saltz, Susan Saltz, Susan Saltz and others... Defendant: First Frontier, L.P.,
Frontier Capital Management, LLC, Frontier Advisors Corp., Mark Ostroff, "FNU" Ostroff and others...
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| Farr et al v. Green et al | TX Northern | Godbey | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
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Plaintiff: Leah Farr, Leah Farr, Leah Farr, Leah Farr, Troy Lillie and others... Defendant: Jason Green, Grady
Layfield, Hank Mills, Dirk Harris, Timothy E. Parsons and others...
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| February 4, 2010 | ||||
| Canale et al v. Regions Bank, et al | AL Northern | Acker | Securities/Commodities/Exchanges | - Petition for Removal: SEC Act |
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Plaintiff: James J. Canale, James J. Canale, James J. Canale, James J. Canale, James J. Canale and others... Defendant: Regions Bank, Regions
Bank, Regions Bank, Regions Bank, Morgan Asset Management, Inc. and others...
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| Canale et al v. Szuberla et al | AL Northern | Hopkins | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: James J. Canale, James J. Canale, James J. Canale, James J. Canale, James J. Canale and others... Defendant: Joan C. Szuberla, Joan C.
Szuberla, Joan C. Szuberla, Joan C. Szuberla, Joan C. Szuberla and others...
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| Cellular South, Inc. v. J.P. Morgan Securities, Inc. et al | MS Southern | Lee | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Cellular South, Inc., Cellular South, Inc. Defendant: J.P. Morgan Securities, Inc., John Does
A through D
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| Cellular South, Inc. v. Merrill, Lynch, Pierce, Fenner & Smith, Inc. et al | MS Southern | Wingate | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
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Plaintiff: Cellular South, Inc., Cellular South, Inc. Defendant: Merrill, Lynch, Pierce, Fenner &
Smith, Inc., John Does A-J
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| Holloman v. Regions Bank et al | AL Northern | Proctor | Securities/Commodities/Exchanges | - Petition for Removal: SEC Act |
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Plaintiff: Rosalind Holloman, Rosalind Holloman, Rosalind Holloman, Rosalind Holloman, Rosalind Holloman and others... Defendant: Regions Bank, Regions
Bank, Regions Bank, Regions Bank, Morgan Asset Management and others...
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| McKay et al v. Huelsmann et al | IL Southern | Gilbert | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: James C. McKay, Eileen L. McKay Defendant: Lavern Huelsmann, FCB New Baden Bank, Germantown
Trust and Savings Bank, Tempo Bank, Centrue Bank and others...
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| Remer v. Fuld et al | NY Eastern | Ross | Securities/Commodities/Exchanges | Federal Question |
| Roland et al v. Green et al | TX Northern | Godbey | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
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Plaintiff: James Roland, James Roland, James Roland, James Roland, Michael J Giambrone and others... Defendant: Jason Green, Grady
Layfield, Hank Mills, Charles Jantzi, Tiffany Angelle and others...
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| Schreiber v. Regions Financial Corporation et al | AL Northern | Kallon | Securities/Commodities/Exchanges | - Petition for Removal: SEC Act |
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Plaintiff: Betty J. Schreiber, Betty J. Schreiber, Betty J. Schreiber Defendant: Regions Financial
Corporation, Regions Financial Corporation, Morgan Asset Management, Morgan Asset Management, Morgan Asset Management and others...
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| Securities and Exchange Commission v. State Street Bank and Trust Company | MA | Stearns | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission Defendant: State Street
Bank and Trust Company, State Street Bank and Trust Company
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| Securities and Exchange Commission v. Titan Wealth Management, LLC et al | MD | Unassigned | Securities/Commodities/Exchanges | Receiver of Property in Different Districts |
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Plaintiff: Securities and Exchange Commission Defendant: Titan Wealth Management, LLC, Thomas Lester
Irby, II, Joseph Romanow, David Romanow, Karen Bowie and others... Receiver: Charlene Koonce
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| Wu et al v. Tang et al | TX Northern | O'Connor | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
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Plaintiff: James Jianhua Wu, Eric Hongbo Zhu, Yaming Frank Fang, Qi Zhang, Zhen Zhao Defendant: Weizhen
Tang, Jiehua Jay Yu, Richard Gu, Hong Xiao, Wenyi Tang
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| February 3, 2010 | ||||
| Farber v. Goldman Sachs Group, Inc. et al | NY Southern | Berman | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Jonathan Farber Defendant: Goldman Sachs Group, Inc., Goldman Sachs & Co.
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| MAFFIA v. GERAGHTY et al | PA Eastern | DIAMOND | Securities/Commodities/Exchanges | Fed. Question |
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Plaintiff: JOHN MAFFIA Defendant: PAUL GERAGHTY, LEEANN B. BERGEY, WALTER E. DALLER, JR., HAROLD A. HERR,
THOMAS C. LEAMER and others...
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| Rice et al v. Regions Bank et al | AL Northern | Proctor | Securities/Commodities/Exchanges | - Petition for Removal: SEC Act |
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Plaintiff: Grantland Rice, II, Grantland Rice, II, Joseph Robinson, Joseph Robinson, Richard Robinson and others... Defendant: Regions Bank, Regions
Bank, Regions Bank, Regions Bank, Regions Bank and others...
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| February 2, 2010 | ||||
| Securities and Exchange Commission v. Levinberg | NY Southern | Hellerstein | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Securities and Exchange Commission Defendant: Joshua Z. Levinberg
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| Securities and Exchange Commission v. Slaine | NY Southern | Batts | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission, Securities and Exchange Commission, Securities and
Exchange Commission, Securities and Exchange Commission Defendant: David R. Slaine
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| February 1, 2010 | ||||
| Securities & Exchange Comm v. MacDonald et al | CT | Eginton | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Securities & Exchange Comm Defendant: Bruce A. MacDonald, Robert A. Maresca, Bruce K.
Bohlander
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| Securities and Exchange Commision v. Titan Wealth Management, LLC et al | CA Eastern | Damrell | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Securities and Exchange Commision Defendant: Titan Wealth Management, LLC, Point West
Partners, LLC, Thomas Lester Irby II, Joseph Romanow, David Romanow and
others...
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| United States Securities and Exchange Commission v. Czarnik | NY Southern | Castel | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: United States Securities and Exchange Commission Defendant: Stephen A. Czarnik
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| January 29, 2010 | ||||
| Securities and Exchange Commission v. Titan Wealth Management, LLC et al | TX Western | Unassigned | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Securities and Exchange Commission Defendant: Titan Wealth Management, LLC, Point West
Partners, LLC, Thomas Lester Irby, II, Joseph Romanow, David Romanow and
others...
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| Securities and Exchange Commission v. Winning Kids, Inc. et al | FL Southern | Marra | Securities/Commodities/Exchanges | Discrimination - Review of Agency Act |
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Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission Defendant: Winning
Kids, Inc., Christian Hainsworth, Robert Comiskey, Edward Tamimi, Victor Selenow
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| January 28, 2010 | ||||
| Quirindongo et al v. Goldline et al | FL Southern | Cooke | Securities/Commodities/Exchanges | Racketeering (RICO) Act |
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Plaintiff: Irina Quirindongo, John Quirindongo Defendant: Robert Fazio Goldline, Larry Shepherd, Bill
Mitchell
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| January 27, 2010 | ||||
| Federal Home Loan Bank of Seattle v. Credit Suisse Securities (USA) LLC et al | WA Western | Jones | Securities/Commodities/Exchanges | Notice of Removal |
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Plaintiff: Federal Home Loan Bank of Seattle, Federal Home Loan Bank of Seattle Defendant: Credit Suisse
Securities (USA) LLC, Credit Suisse Securities (USA) LLC, Credit Suisse First Boston Mortgage Securities Corp, Credit Suisse First Boston Mortgage Securities Corp, Credit Suisse
Management LLC and others...
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| January 26, 2010 | ||||
| SCHLENKER v. IMMUCOR, INC. et al | GA Northern | Thrash | Other (850) | Securities Exchange Act |
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Plaintiff: THOMAS SCHLENKER, THOMAS SCHLENKER, THOMAS SCHLENKER Defendant: Immucor, Inc., Edward L.
Gallup, Edward L. Gallup, Edward L. Gallup, Gioacchino De Chirico and others...
Movant: Bernard P. Wiest, Jr., National Roofing Industry Pension Plan, Amalgamated Bank, Amalgamated Bank, Amalgamated Bank, Colleges of
Applied Arts and Technology Pension Plan, Colleges of Applied Arts and Technology Pension Plan, Colleges of Applied Arts and Technology Pension Plan, Colleges of Applied Arts
and Technology Pension Plan and others...
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| Securities and Exchange Commission v. Tsukuda-America Inc. et al | TX Northern | Lynn | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission Defendant:
Tsukuda-America Inc, John W. Petros
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| United States Securities and Exchange Commission v. East Delta Resources Corp. et al | NY Eastern | Feuerstein | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
| January 25, 2010 | ||||
| Elliott Associates, L.P. et al v. Porsche Automobile Holding SE et al | NY Southern | Baer | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Elliott Associates, L.P., Elliott Associates, L.P., Elliott Associates, L.P., Elliott Associates, L.P., Elliott Associates, L.P.
and others... Defendant: Porsche Automobile
Holding SE, Wendelin Wiedeking, Holger P. Haerter
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| US Commodity Futures Trading Commission v. Nolan et al | IL Northern | Norgle | Securities/Commodities/Exchanges | Federal Commodity Exchange Regulation |
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Plaintiff: US Commodity Futures Trading Commission, US Commodity Futures Trading Commission, US Commodity Futures Trading Commission, US
Commodity Futures Trading Commission Defendant: Jay C Nolan, Lodge Capital Group LLC
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| January 22, 2010 | ||||
| U.S. Securities And Exchange Commission v. Fogel | MA | Zobel | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: U.S. Securities And Exchange Commission Defendant: Avi Fogel
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| January 21, 2010 | ||||
| Consulting Services Group, LLC v. Morgan Keegan & Company, Inc. et al | TN Western | Anderson | Securities/Commodities/Exchanges | Petition for Removal |
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Plaintiff: Consulting Services Group, LLC Defendant: Morgan Keegan & Company, Inc., Morgan Keegan
& Company, Inc., Morgan Keegan & Company, Inc., Morgan Asset Management, Inc., Morgan Asset Management, Inc. and others... Miscellaneous: Jimmy Moore
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| Securities and Exchange Commission et al v. Absolutefuture.Com et al | CO | Miller | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission, Securities and Exchange Commission, Securities and
Exchange Commission Defendant: Eugene C. Geiger, Eugene C. Geiger Intervenor Plaintiff: US Attorney
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| Securities and Exchange Commission v. Assurant, Inc. | NY Southern | Cedarbaum | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Securities and Exchange Commission Defendant: Assurant, Inc.
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| Sonking et al v. Cohmad Securities Corporation et al | NY Southern | Unassigned | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Ruth Sonking, Ruth Sonking, Richard Sonking, Richard Sonking Defendant: Cohmad Securities
Corporation, Maurice J. Cohn, Marcia B. Cohn, Robert Jaffe
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| St. Lucie County Fire District Firefighters' Pension Trust Fund et al v. Motorola Inc. et al | IL Northern | Kendall | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: St. Lucie County Fire District Firefighters' Pension Trust Fund, St. Lucie County Fire District Firefighters' Pension Trust Fund,
Gregory Q Brown, Thomas J Meredith Defendant: Motorola Inc., Edward J Zander
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