Search for: Filed in Texas in the Securities/Commodities/Exchanges Category
Results 1 - 40 of 541
| Parties | District Court | Judge | Type of Lawsuit | Cause of Action |
|---|---|---|---|---|
| February 5, 2010 | ||||
| Farr et al v. Green et al | TX Northern | Godbey | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
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Plaintiff: Leah Farr, Leah Farr, Leah Farr, Leah Farr, Troy Lillie and others... Defendant: Jason Green, Grady
Layfield, Hank Mills, Dirk Harris, Timothy E. Parsons and others...
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| February 4, 2010 | ||||
| Roland et al v. Green et al | TX Northern | Godbey | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
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Plaintiff: James Roland, James Roland, James Roland, James Roland, Michael J Giambrone and others... Defendant: Jason Green, Grady
Layfield, Hank Mills, Charles Jantzi, Tiffany Angelle and others...
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| Wu et al v. Tang et al | TX Northern | O'Connor | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
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Plaintiff: James Jianhua Wu, Eric Hongbo Zhu, Yaming Frank Fang, Qi Zhang, Zhen Zhao Defendant: Weizhen
Tang, Jiehua Jay Yu, Richard Gu, Hong Xiao, Wenyi Tang
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| January 29, 2010 | ||||
| Securities and Exchange Commission v. Titan Wealth Management, LLC et al | TX Western | Unassigned | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Securities and Exchange Commission Defendant: Titan Wealth Management, LLC, Point West
Partners, LLC, Thomas Lester Irby, II, Joseph Romanow, David Romanow and
others...
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| January 26, 2010 | ||||
| Securities and Exchange Commission v. Tsukuda-America Inc. et al | TX Northern | Lynn | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission Defendant:
Tsukuda-America Inc, John W. Petros
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| January 20, 2010 | ||||
| United States Securities and Exchange Commission v. Feeback et al | TX Northern | Kinkeade | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
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Plaintiff: United States Securities and Exchange Commission, United States Securities and Exchange Commission, United States Securities and
Exchange Commission Defendant: Robert Feeback, Summit Advisory Partners LLC
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| January 11, 2010 | ||||
| Securities And Exchange Commission v. NATCO Group, Inc. | TX Southern | Rosenthal | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Securities and Exchange Commission Defendant: NATCO Group, Inc.
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| January 8, 2010 | ||||
| Apache Corporation v. Chevedden | TX Southern | Rosenthal | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Apache Corporation Defendant: John Chevedden
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| January 7, 2010 | ||||
| Mendez v. Kroll Inc. et al | TX Western | Sparks | Securities/Commodities/Exchanges | - Diversity: Securities Fraud |
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Plaintiff: Horacio Mendez, Horacio Mendez, Annalisa Mendez, Annalisa Mendez Defendant: Kroll Inc., Kroll
Inc., Thomas V. Cash, Bernerd Young
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| January 4, 2010 | ||||
| Lennon et al v. Scott & Stringfellow LLC | TX Northern | Lindsay | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
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Plaintiff: Thomas P Lennon, Theresa Lennon Gardner Defendant: Scott & Stringfellow LLC, Scott &
Stringfellow LLC
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| December 28, 2009 | ||||
| Barnett et al v. American General Life Insurance Company et al | TX Western | Sparks | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Heather Maymon Barnett, Heather Maymon Barnett, HL Healthcare Services, LLC, HL Healthcare Services, LLC Defendant: American General Life Insurance Company, AIG SunAmerica Life Assurance Company, American General Securities, Inc., AIG Life Insurance Company,
American International Group, Inc.
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| December 23, 2009 | ||||
| Securities and Exchange Commission et al v. Triton Financial, LLC et al | TX Eastern | Securities/Commodities/Exchanges | Receiver of Property in Different Districts | |
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Plaintiff: Securities and Exchange Commission Defendant: Triton Financial, LLC, Triton Acquisition LP,
Kurt B Barton Receiver: Steven A Harr
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| December 22, 2009 | ||||
| Securities & Exchange Commission v. Rockwell Energy of Texas, LLC et al | TX Southern | Ellison | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Securities & Exchange Commission Defendant: Rockwell Energy of Texas, LLC, Rockwell Energy
Managment, LLC, Gregory S Shindler, Bradley M James, W. Todd Smith and
others...
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| Securities and Exchange Commission v. Triton Financial, LLC et al | TX Western | Nowlin | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission, Securities and Exchange Commission Defendant: Triton Financial, LLC, Triton Acquisition, LP, Kurt B. Barton Receiver: Steven A. Harr
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| December 17, 2009 | ||||
| Greshem v. SEI Investments Company et al | TX Northern | Fitzwater | Securities/Commodities/Exchanges | No cause code entered |
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Plaintiff: Ronald Dean Greshem Defendant: SEI Investments Company, SEI Investments Company, ProShare
Advisors, LLC, SEI Investments Management Corp., SEI Investments Distribution Co. and others...
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| December 15, 2009 | ||||
| Zeronian v. MetroPCS Communications Inc et al | TX Northern | Fish | Securities/Commodities/Exchanges | No cause code entered |
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Plaintiff: Ervant Zeronian, Ervant Zeronian Defendant: MetroPCS Communications Inc, Roger Linquist,
Thomas C Keys, J Braxton Carter
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| December 11, 2009 | ||||
| U.S. Securities and Exchange Commission v. Benton | TX Southern | Gilmore | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: U.S. Securities and Exchange Commission Defendant: Bobby Benton
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| December 10, 2009 | ||||
| Fulmer v. Klein et al | TX Northern | Godbey | Securities/Commodities/Exchanges | E.R.I.S.A.-Employee Benefits |
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Plaintiff: Bruce Fulmer, Bruce Fulmer Defendant: Scott W Klein, Donald B Reed, Stephen L Robertson,
Thomas S Rogers, Paul E Weaver and others...
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| December 4, 2009 | ||||
| COPsync, Inc. et al v. Page et al | TX Western | Sparks | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: COPsync, Inc., COPsync, Inc., Russell Chaney, Russell Chaney, Jason S. Rapp and others... Defendant: Timothy T. Page, Testre
LP, Griffdom Enterprises, Inc., Chelsea Place Investments, Inc., Sweetsun Intertrade, Inc. and others...
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| December 3, 2009 | ||||
| Securities and Exchange Commission v. Striker Petroleum, LLC et al | TX Northern | Fitzwater | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Securities and Exchange Commission Defendant: Striker Petroleum, LLC, Mark S Roberts,
Christopher E Pippin
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| December 2, 2009 | ||||
| Steinberg v. BPO Management Services Inc et al | TX Northern | Kinkeade | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Gary Steinberg Defendant: BPO Management Services Inc, John Carradine, Ron Herbert, Patrick
Dolan
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| November 30, 2009 | ||||
| Securities and Exchange Commission v. Home Solutions of America, Inc. et al | TX Northern | Godbey | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission Defendant: Home
Solutions of America, Inc., Frank J. Fradella, Brian M. Marshall, Jeffery M. Mattich, Rick J. O'Brien and others...
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| November 24, 2009 | ||||
| Purdue Avenue Investors LP et al v. Morgan Keegan & Company, Inc. et al | TX Northern | Boyle | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
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Plaintiff: Purdue Avenue Investors LP, Mary Ann Howard, Dana Howard Defendant: Morgan Keegan &
Company, Inc., Morgan Keegan & Company, Inc., Morgan Asset Management, Inc., Morgan Asset Management, Inc., James C. Kelsoe and others...
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| November 20, 2009 | ||||
| Securities and Exchange Commission v. Nelson et al | TX Northern | Furgeson | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Securities and Exchange Commission Defendant: Derek A Nelson, Capital Mountain Holding Corp.,
Systems XXI, Act I, LLC, Systems XXI, Act II, LLC, Plouteo, Inc. and others...
Receiver: Receiver
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| November 19, 2009 | ||||
| Lawyer v. Zale Corporation et al | TX Northern | Boyle | Securities/Commodities/Exchanges | No cause code entered |
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Plaintiff: Brian A Lawyer, Brian A Lawyer Defendant: Zale Corporation, Neal Goldberg, Rodney Carter, Mary
E Burton, Cynthia T Gordon
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| November 17, 2009 | ||||
| Kyle v. Stanford International Bank Ltd. et al | TX Northern | Godbey | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: James O. Kyle Defendant: Stanford International Bank LTD., Stanford Group Company, Stanford
Capital Management, LLC, R. Allen Stanford, James M Davis and others...
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| November 13, 2009 | ||||
| Securities & Exchange Commission v. Kaleta et al | TX Southern | Atlas | Securities/Commodities/Exchanges | No cause code entered |
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Plaintiff: Securities & Exchange Commission Defendant: Albert Fase Kaleta, Kaleta Capital Management,
Inc.
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| November 10, 2009 | ||||
| Janvey v. Reeves | TX Northern | Lynn | Securities/Commodities/Exchanges | Receiver of Property in Different Districts |
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Plaintiff: Ralph S. Janvey Defendant: Rebecca Reeves
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| November 9, 2009 | ||||
| Rains v. Zale Corporation et al | TX Northern | Solis | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Bill Rains, Bill Rains Defendant: Zale Corporation, Mary E Burton, Cynthia T Gordon, Neal
Goldberg, Rodney Carter
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| November 6, 2009 | ||||
| ExpressJet Airlines, Inc. v. Bank of America Corporation et al | TX Northern | Kinkeade | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
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Plaintiff: ExpressJet Airlines, Inc. Defendant: Bank of America Corporation, Bank of America Corporation,
Bank of America N A, Bank of America N A, Banc of America Securities LLC and
others...
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| November 5, 2009 | ||||
| ExpressJet v. Bank of America Corporation | TX Northern | Securities/Commodities/Exchanges | Fed. Question: Securities Violation | |
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Plaintiff: ExpressJet Defendant: Bank of America Corporation
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| ExpressJet v. Bank of America Corporation | TX Northern | Securities/Commodities/Exchanges | Fed. Question: Securities Violation | |
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Plaintiff: ExpressJet Defendant: Bank of America Corporation
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| October 28, 2009 | ||||
| Allen v. Stanford Group Company et al | TX Northern | Godbey | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Sandra C. Allen, Sandra C. Allen, Sandra C. Allen, Sandra C. Allen Defendant: Stanford Group
Company, Stanford Financial Group, Stanford International Bank, LTD, Stanford Holdings, Inc., Stanford Capital Management, LLC and others...
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| Ranni v. Willis of Colorado Inc et al | TX Northern | Godbey | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
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Petitioner: Reinaldo Ranni, Reinaldo Ranni Respondent: Willis of Colorado Inc, Willis Group Holdings Ltd.
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| October 27, 2009 | ||||
| Thompson v. Drews et al | TX Southern | Hoyt | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
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Plaintiff: Justin W Thompson Defendant: Mathew Drews, Charles Vollmer, James Lebaron
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| October 15, 2009 | ||||
| Town Street LTD. v. Trustmark National Bank et al | TX Southern | Werlein, Jr | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
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Plaintiff: Town Street LTD. Defendant: Trustmark National Bank, Trustmark Investment Advisors, Inc.,
James M. Outlaw, Jr., Cindy K. Brown, Jill C. Anslum
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| October 14, 2009 | ||||
| Janvey v. Aitken et al | TX Northern | Lynn | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Ralph S. Janvey Defendant: Christopher Aitken, Stephen Thacker
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| October 8, 2009 | ||||
| Material Yard Workers Local 1175 Benefit Funds v. Men's Wearhouse, Inc. et al | TX Southern | Hughes | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Material Yard Workers Local 1175 Benefit Funds Defendant: Men's Wearhouse, Inc., George
Zimmer, Neill P Davis
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| Penson Financial Services Inc v. Solaris Opportunity Fund LP | TX Northern | O'Connor | Securities/Commodities/Exchanges | - Diversity: Securities & Exchange Commiss |
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Plaintiff: Penson Financial Services Inc, Penson Financial Services Inc Defendant: Solaris Opportunity
Fund LP
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| October 6, 2009 | ||||
| In RE: Stanford Entities Securities Litigation | TX Northern | Godbey | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Stanford Entities Securities Litigation
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