Search for: "banc of america securities llc"
Results 1 - 40 of 134
| Parties | District Court | Judge | Type of Lawsuit | Cause of Action |
|---|---|---|---|---|
| November 24, 2009 | ||||
| American Housing Foundation et al v. Banc of America Securities LLC et al | TX Northern | Fitzwater | Other Fraud | - Diversity: Securities Fraud |
|
Plaintiff: American Housing Foundation, AHF Arizona, LLC, AHF Florida, LLC, AHF Tulsa, LLC, DHEOP, LLC and others... Defendant: Banc of America Securities
LLC, Banc of America Securities LLC, Banc of America Securities LLC, Bank of America N.A., Bank of America N.A. and others...
|
||||
| Banc of America Securities LLC et al | IL Northern | Lefkow | Other Contract | Diversity-Declaratory Judgement |
|
Plaintiff: Banc of America Securities LLC, Banc of America Investment Services, Inc., Independence Tube Corporation Defendant: Independence Tube Corporation
|
||||
| November 6, 2009 | ||||
| ExpressJet Airlines, Inc. v. Bank of America Corporation et al | TX Northern | Kinkeade | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
|
Plaintiff: ExpressJet Airlines, Inc. Defendant: Bank of America Corporation, Bank of America Corporation,
Bank of America N A, Bank of America N A, Banc of America Securities LLC and
others...
|
||||
| November 5, 2009 | ||||
| Aeroflex Incorporated v. Bank of America Corporation et al | CA Northern | White | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
|
Plaintiff: Aeroflex Incorporated, Aeroflex Incorporated, Aeroflex Incorporated Defendant: Bank of America
Corporation, Bank of America Corporation, Bank of America Corporation, Banc of America Investment Services, Inc., Banc of America Investment Services, Inc. and others...
|
||||
| November 2, 2009 | ||||
| Wells Fargo Bank, N.A. v. Trust Preferred Solutions, LLC et al | NY Southern | Berman | Other Contract | Interpleader Action |
|
Interpleader Plaintiff: Wells Fargo Bank, N.A., Wells Fargo Bank, N.A. Interpleader Defendant: Trust
Preferred Solutions, LLC, Hildene Capital Management, LLC, Citibank International PLC, Citigroup Global Markets, Inc., Zion First National Bank, Vertical CDO 2004-1, Ltd.,
Vertical CDO 2003-1, Ltd., Banc of America Securities LLC, ING Capital LLC, Aurelius Capital Management GmbH, HSH Nordbank AG Luxembourg Branch, Shenandoah Life Insurance
Company, The Huntington National Bank, SCP Capital I, Ltd., SCP Master Fund II, Ltd., J.P Morgan Clearing Corp., Crystal Fund II Ltd., Woodmen of the World Life Insurance, Cede
& Co., Does 1 through 100 and others...
|
||||
| October 9, 2009 | ||||
| United Food and Commercial Workers Union et al v. Chesapeake Energy Corporation et al | OK Western | DeGiusti | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Local 880 United Food and Commercial Workers Union, Local 880 United Food and Commercial Workers Union, Safron Capital
Corporation, Safron Capital Corporation, Safron Capital Corporation and
others... Defendant: Chesapeake Energy Corporation, Chesapeake Energy Corporation, Chesapeake Energy Corporation, Aubrey K McClendon,
Aubrey K McClendon and others...
|
||||
| September 29, 2009 | ||||
| City of Livonia Employees' Retirement System v. Wachovia Corporation et al | NY Southern | Sullivan | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: City of Livonia Employees' Retirement System, City of Livonia Employees' Retirement System, City of Livonia Employees' Retirement
System, City of Livonia Employees' Retirement System, City of Livonia Employees' Retirement System and others... Defendant: Wachovia Corporation,
Wachovia Capital Trust IV, Wachovia Capital Trust IX, Wachovia Capital Trust X, Wells Fargo and others...
|
||||
| September 23, 2009 | ||||
| Smith v. Federal Home Loan Mortgage Company et al | CA Southern | Sammartino | Other Fraud | Diversity-Fraud |
|
Plaintiff: Edward Smith Defendant: Federal Home Loan Mortgage Company, Richard Syron, Richard Syron,
Patricia L. Cook, Patricia L. Cook and others...
|
||||
| August 25, 2009 | ||||
| Westmoreland County Retirement System v. Bare Escentuals, Inc. et al | CA Northern | Breyer | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Westmoreland County Retirement System, Westmoreland County Retirement System, Westmoreland County Retirement System Defendant: Bare Escentuals, Inc., Leslie A. Blodgett, Myles B. McCormick, Ross M. Jones, Bradley M. Bloom and others...
|
||||
| Westmoreland County Retirement System v. Bare Escentuals, Inc. et al | CA Northern | Hamilton | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Westmoreland County Retirement System, Westmoreland County Retirement System, Westmoreland County Retirement System Defendant: Bare Escentuals, Inc., Leslie A. Blodgett, Myles B. McCormick, Ross M. Jones, Bradley M. Bloom and others...
|
||||
| August 12, 2009 | ||||
| IN RE: Federal Home Loan Mortgage Corp. (Freddie Mac) Securities Litigation | NY Southern | Cedarbaum | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Adam Kreysar, Adam Kreysar, Adam Kreysar, Adam Kreysar Defendant: Banc of America Securities
LLC, Banc of America Securities LLC, Banc of America Securities LLC, Banc of America Securities LLC
|
||||
| August 7, 2009 | ||||
| NY Southern | Berman | Employment | Diversity-Employment Discrimination | |
|
|
||||
| July 31, 2009 | ||||
| NY Southern | Castel | Employment | Job Discrimination (Employment) | |
|
|
||||
| July 28, 2009 | ||||
| NEW JERSEY CARPENTERS VACATION FUND v. RESIDENTIAL CAPITAL, LLC et al | NJ | Martini | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: NEW JERSEY CARPENTERS VACATION FUND Defendant: RESIDENTIAL CAPITAL, LLC, RESIDENTIAL FUNDING,
LLC, RESIDENTIAL ASSET MORTGAGE PRODUCTS, INC., BRUCE J. PARADIS, KENNETH M. DUNCAN and others...
|
||||
| July 24, 2009 | ||||
| Tom Shepardson v. Skilled Healthcare Group, Inc. et al | CA Central | Carter | Other (850) | Securities Exchange Act |
|
Plaintiff: Tom Shepardson, Tom Shepardson, Tom Shepardson Defendant: Skilled Healthcare Group, Inc., Boyd
Hendrickson, John E. King, Devasis Ghose, Credit Suisse Securities, LLC and
others...
|
||||
| July 16, 2009 | ||||
| Orange County Employees' Retirement System et al v. Carlson et al | NY Southern | Sullivan | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Orange County Employees' Retirement System, Orange County Employees' Retirement System, Louisiana Sheriffs' Pension and Relief
Fund, Louisiana Sheriffs' Pension and Relief Fund, Louisiana Sheriffs' Pension and Relief Fund and others... Defendant: Peter M. Carlson, Peter M.
Carlson, Peter M. Carlson, Ross E. Jeffries, Jr., Ross E. Jeffries, Jr. and
others...
|
||||
| June 12, 2009 | ||||
| Aeroflex Incorporated v. Bank of America Corporation et al | NY Eastern | Wexler | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
|
Plaintiff: Aeroflex Incorporated, Aeroflex Incorporated, Aeroflex Incorporated Defendant: Bank of America
Corporation, Banc of America Investment Services, Inc., Banc of America Securities, LLC
|
||||
| June 8, 2009 | ||||
| Washington State Investment Board v. Fuld et al | WA Western | Settle | Securities/Commodities/Exchanges | Bankruptcy Appeal |
|
Plaintiff: Washington State Investment Board, Washington State Investment Board, Washington State Investment Board Defendant: Richard S. Fuld, Jr., Christopher M. O'Meara, Erin Callan, Michael L. Ainslie, John F. Akers and others...
|
||||
| June 3, 2009 | ||||
| Securities and Exchange Commission v. Banc of America Securities LLC et al | NY Southern | Patterson | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission, Securities and Exchange Commission, Securities and
Exchange Commission, Securities and Exchange Commission and others...
Defendant: Banc of America Securities LLC, Banc of America Investment Services, Inc.
|
||||
| May 15, 2009 | ||||
| American European Insurance Company v. Suntrust Bank, Inc. et al | GA Northern | Duffey | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: American European Insurance Company, American European Insurance Company, American European Insurance Company, American European
Insurance Company Defendant: Suntrust Bank, Inc., Suntrust Bank, Inc., Suntrust Capital IX, Suntrust Capital IX, James M. Wells, III and others... Movant: Greek Catholic Union of the
U.S.A.
|
||||
| May 14, 2009 | ||||
| Police and Fire Retirement System of the City of Detroit et al v. Indymac MBS, Inc. et al | NY Southern | Kaplan | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Police and Fire Retirement System of the City of Detroit, Police and Fire Retirement System of the City of Detroit, Police and
Fire Retirement System of the City of Detroit, Police and Fire Retirement System of the City of Detroit, Police and Fire Retirement System of the City of Detroit and others... Defendant: Indymac MBS, Inc.,
Residential Asset Securitization Trust 2006-A5CB, Indymac INDX Mortgage Loan Trust 2006-AR9, Indymac INDX Mortgage Loan Trust 2006-AR11, Indymac INDX Mortgage Loan Trust
2006-AR6 and others...
|
||||
| May 11, 2009 | ||||
| Asher et al v. CitiGroup, Inc. et al | NY Southern | Stein | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Lionel Asher, Lionel Asher, Lionel Asher, Lionel Asher, Lionel Asher and others... Defendant: CitiGroup, Inc., Charles
O. Prince, III, Sallie L. Krawcheck, John C. Gerspach, Sanford I. Weill and
others...
|
||||
| May 4, 2009 | ||||
| Belmont Holdings Corp. v. Suntrust Banks, Inc. et al | GA Northern | Duffey | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Belmont Holdings Corp., Belmont Holdings Corp., Belmont Holdings Corp., Belmont Holdings Corp., American European Insurance
Company Defendant: Suntrust Banks, Inc., Suntrust Banks, Inc., Suntrust Capital IX, Suntrust Capital IX, James M. Wells III and others...
|
||||
| April 30, 2009 | ||||
| Ridge Oak Management, Inc v. Deutsche Bank AG et al | NY Southern | Batts | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Ridge Oak Management, Inc Defendant: Deutsche Bank AG, Deutshe Bank Contingent Capital Trust
III, Deutsche Bank Contingent Capital LLC III, Josef Ackermann, Anthony Di Iorio and others...
|
||||
| April 22, 2009 | ||||
| Cohen et al v. Stevanovich et al | NY Southern | Kram | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: Scot J. Cohen, The Merav Abbe Irrevocable Trust, Abbe Berman Foundation, Abbe Coleman, Cleveland Overseas Limited and others... Defendant: Steve Stevanovich,
Geoffrey Tirman, Morgan Stanley & Co., Inc., The Goldman Sachs Group, Inc., J.P. Morgan Clearing Corp. and others...
|
||||
| April 17, 2009 | ||||
| Laiti v. Deutsche Bank AG et al | NY Southern | Batts | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Sylvia Laiti, Sylvia Laiti, Sylvia Laiti, Sylvia Laiti Defendant: Deutsche Bank AG, Deutsche
Bank Contingent Capital Trust III, Deutsche Bank Contingent Capital LLC III, Josef Ackermann, Anthony Di Iorio and others...
|
||||
| April 15, 2009 | ||||
| City of Brockton Contributory Retirement System et al v. General Electric Co. et al | NY Southern | Chin | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: City of Brockton Contributory Retirement System, City of Brockton Contributory Retirement System, City of Brockton Contributory
Retirement System, City of Brockton Contributory Retirement System, City of Brockton Contributory Retirement System and others... Defendant: General Electric Co.,
Jeffrey R. Immelt, Keith Sherin, Brackett B. Denniston, Pamela Daley and
others...
|
||||
| April 14, 2009 | ||||
| HADDOCK v. PRUDENTIAL FINANCIAL, INC. et al | NJ | Linares | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: NOAH HADDOCK; Defendant: PRUDENTIAL FINANCIAL, INC., ARTHUR F. RYAN, RICHARD J. CARBONE, PETER
B. SAYRE, DENNIS G. SULLIVAN and others...
|
||||
| April 10, 2009 | ||||
| PINCHUK v. PRUDENTIAL FINANCIAL, INC. et al | NJ | Linares | Securities/Commodities/Exchanges | Securities Exchange Act |
|
Plaintiff: WARREN PINCHUK Defendant: PRUDENTIAL FINANCIAL, INC., FREDERIC K. BECKER, GORDON M. BETHUNE,
GASTON CAPERTON, GILBERT F. CASELLAS and others...
|
||||
| April 9, 2009 | ||||
| Pellegrini v. Citigroup Inc. et al | NY Southern | Stein | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: Beverly Pellegrini Defendant: Citigroup Inc., Win Bischoff, Vikram S. Pandit, Gary L.
Crittenden, Charles O. Prince, III and others...
|
||||
| April 8, 2009 | ||||
| Pellegrini et al v. Barclays Bank PLC et al | NY Southern | Crotty | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Beverly Pellegrini; Defendant: Barclays Bank PLC, Barclays Capital, Inc., Marcus Agius, John
Varley, Christopher Lucas and others...
|
||||
| March 30, 2009 | ||||
| Bachrach et al v. Deutsche Bank AG et al | NY Southern | Unassigned | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Shirley Bachrach; Defendant: Deutsche Bank AG, Deutsche Bank Contingent Capital Trust III,
Deutsche Bank Contingent Capital LLC III, Josef Ackermann, Anthony Di Iorio and
others...
|
||||
| Emery et al v. Ing Groep N.V. et al | NY Southern | Preska | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Claude Emery; Defendant: Ing Groep N.V., ING Financial Holdings Corporation, Stichting ING
Aandelen, Michel J. Tilmant, Cees Maas and others...
|
||||
| March 27, 2009 | ||||
| General Retirement System of the City of Detroit v. The Wells Fargo Mortgage Backed Securities 2006-AR18 Trust et al | CA Northern | Illston | Securities/Commodities/Exchanges | Securities Fraud |
|
Plaintiff: General Retirement System of the City of Detroit, General Retirement System of the City of Detroit, General Retirement System of
the City of Detroit Defendant: The Wells Fargo Mortgage Backed Securities 2006-AR18 Trust, The Wells Fargo Mortgage Backed Securities 2006-17
Trust, The Wells Fargo Morgage Backed Secuirites 2006-15 Trust, The Wells Fargo Morgage Backed Securities 2006-16 Trust, The Wells Fargo Mortgage Backed Securities 2006-AR19
Trust and others...
|
||||
| Genesee County Employees' Retirement System v. Thornburg Mortgage, Inc. et al | NM | Vazquez | Other Contract | Diversity |
|
Plaintiff: Genesee County Employees' Retirement System; Defendant: Thornburg Mortgage, Inc., Thornburg
Mortgage Home Loans, Inc., Credit Suisse First Boston Mortgage Securities Corp., Greenwich Capital Acceptance, Inc., Structured Asset Mortgage Investments II, Inc. and others...
|
||||
| March 23, 2009 | ||||
| Lefcourt v. Ing Groep N.V. et al | NY Southern | Preska | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Jeffrey Lefcourt; Defendant: Ing Groep N.V., ING Financial Holdings Corporation, Stitching ING
Aandelen, Michael J. Tilmant, John C.R. Hele and others...
|
||||
| March 16, 2009 | ||||
| Chen et al v. CitiGroup, Inc. et al | NY Southern | Stein | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Jen Chen; Defendant: CitiGroup, Inc., Win Bischoff, Vikram S. Pandit, Gary L. Crittenden,
Charles O. Prince, III and others...
|
||||
| March 12, 2009 | ||||
| BAUER v. PRUDENTIAL FINANCIAL, INC. et al | NJ | Linares | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: KAREN M BAUER; Defendant: PRUDENTIAL FINANCIAL, INC., ARTHUR F. RYAN, RICHARD J. CARBONE,
PETER B SAYRE, DENNIS G SULLIVAN and others...
|
||||
| Lindsay et al v. The Royal Bank of Scotland Group PLC et al | NY Southern | Batts | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Sam G. Lindsay; Defendant: The Royal Bank of Scotland Group PLC, The Royal Bank of Scotland
PLC, Thomas Fulton Wilson Mckillop, Frederick Anderson Goodwin, Guy Robert Whittaker and others...
|
||||
| Morrison et al v. Barclays Bank PLC et al | NY Southern | Kaplan | Securities/Commodities/Exchanges | Federal Question |
|
Plaintiff: Larry Morrison; Defendant: Barclays Bank PLC, Barclays PLC, John Silvester Varley, Marcus
Agius, Christopher Lucas and others...
|
||||
Includes court opinions, orders, and all eFiling documents (complaint, responses, associated filings).
Includes court opinions & orders.
The Justia Federal District Court Filings & Dockets site republishes public litigation records retrieved from the US Federal District Courts. These filings and docket sheets should
not be considered findings of fact or liability, and do not necessarily reflect the view of Justia.
Copyright © Justia :: Company :: Terms of Service :: Privacy Policy :: Contact Us :: Have a Happy Day!